State v. Sam

904 N.W.2d 463
CourtCourt of Appeals of Minnesota
DecidedNovember 13, 2017
DocketA17-0012
StatusPublished

This text of 904 N.W.2d 463 (State v. Sam) is published on Counsel Stack Legal Research, covering Court of Appeals of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Sam, 904 N.W.2d 463 (Mich. Ct. App. 2017).

Opinion

OPINION

RODENBERG, Judge

Appellant Christopher Sam challenges his conviction of second-degree assault, arguing that the district court erred by giving a no-adverse-inference jury instruction without obtaining his personal consent on the record. At trial, appellant’s attorney requested the instruction on behalf of appellant, who was voluntarily absent on the final day of trial. We affirm.

FACTS

Appellant was charged with first-degree aggravated robbery in violation of Minn. Stat. § 609.245, subd. 1 (2014), and second-degree assault in violation of Minn. Stat. § '609.222, subd. 1 (2014). Appellant was absent on the second and final day of his jury trial. Defense counsel was unable to contact appellant regarding his absence, although defense counsel spoke with appellant’s mother, who said that appellant had left her residence that morning and that she thought he was heading to the trial. The district court waited for appellant to appear and, when he did not appear, issued a warrant for appellant’s arrest. The district court determined that appellant’s absence was voluntary, and the jury trial continued in appellant’s absence.

As it prepared to submit the case to the jury for decision, the district court asked if defense counsel was requesting a no-adverse-inference jury instruction. Despite a lack of clarity in the transcript, the conversation between the district court and defense counsel is to the general effect that counsel wanted the instruction given. The district court included the no-adverse-inference instruction from 10 Minnesota Practice, CRIMJIG 3.17 (2015), in the final jury instructions 'and provided a written copy of the instructions to the attorneys to review. Defense counsel did not object to the proposed instructions. Appellant’s personal consent to the no-adverse-inference instruction is not on the record because he was not in court for the instruction discussion. ‘The record contains no indication concerning whether defense counsel had earlier discussed the no-adverse-ihference instruction with appellant. Appellant’s attorney prominently referred to appellant’s decision not to testify in his closing argument, stressing to the jury that it should not hold against appellant his.decision not to testify at trial. The jury found appellant guilty of second-degree assault, and he was sentenced to 54 months in prison.

No valid excuse was provided for appellant’s absence from trial. He was eventually located ,by law enforcement and arrested on the warrant. At a bail hearing after his arrest, defense counsel represented to the district court that appellant had overslept. But appellant’s mother had told his attorney that he had left her residence on the morning of trial.

This appeal followed.

ISSUE

Did the district court plainly err by giving the no-adverse-inference jury instruction after defense counsel requested and consented to it, without first obtaining appellant’s personal consent on the record because appellant was voluntarily absent from trial?

ANALYSIS

The district court did not plainly err by giving the no-adverse-inference jury instruction without first obtaining appellant’s personal consent on.the record, because appellant was voluntarily absent from trial and his attorney requested the instruction.

Appellant argues that the district court plainly erred by including a no-adverse-inference instruction in its final jury instructions without obtaining his personal consent on the record. When there is no objection to jury instructions at trial, we will review a claim of error on appeal if the three elements of the plain-error test are satisfied: “(1) there must have been error (2) that was plain and (3) that affected substantial rights.” State v. Darris, 648 N.W.2d 232, 240 (Minn. 2002). The burden of persuasion on the third element is on the defendant, and it is a “heavy burden [to] show[ ] that there is a reasonable likelihood that the giving of the instruction would have had a significant effect on the jury’s verdict.” State v. Gomez, 721 N.W.2d 871, 881-82 (Minn. 2006) (quotation omitted). If these three elements are met, a reviewing court must also determine whether a new trial is necessary “to ensure the fairness and integrity of judicial proceedings.” Id. at 880. A careful examination of the record in this case leads us to conclude that none of the elements of the plain-error test are satisfied.

The first element of the plain-error test “requires that we determine whether the instructions were in error.” State v. Ihle, 640 N.W.2d 910, 916 (Minn. 2002). Appellant argues that the no-adverse-inference instruction was error because he did not personally consent to it. Appellant was not present when the district court was preparing final jury instructions, and his attorney was unable to contact him. The district court waited for appellant to appear, and eventually issued an arrest warrant for appellant after he failed to arrive at court. The record contains nothing to suggest there was.an emergent circumstance that compelled or excused appellant’s absence. Appellant’s mother said that he had left her residence that morning and that she thought he was going, to court. Appellant never appeared at court, and he later claimed to have overslept.

When a defendant is voluntarily absent from trial following the impaneling of the jury, the defendant waives his right to participation, and the trial may continue without his presence. Minn. R. Grim. P. 26.03,' subd. 1(2) (2015), see also State v. Johnson, 483 N.W.2d 109, 110 (Minn. App. 1992) (holding that a defendant’s voluntary absence from trial after a jury has been impaneled amounts to “a knowing waiver of constitutional rights”), review denied (June 10, 1992).

This case presents an issue of first impression: A defendant is voluntarily absent from court when jury instructions are being discussed and his defense attorney’s request for a no-adverse inference jury instruction is granted by the district court without the defendant’s personal consent. Previous Miniiesota cases requiring the personal consent of the defendant tó; a no-adverse-inference instruction or, alternatively, evidence that the defendant and his attorney had discussed and agreed to a no-adverse-inference instruction on the record, have not considered the factual circumstance of a, voluntarily absent, defendant. In State v. Thompson, the Minnesota Supreme Court held that a district court should in most cases obtain a criminal defendant’s permission before giving a no-adverse-inference instruction and that a record should be made “regarding the defendant’s preference in the matter.” 430 N.W.2d 161, 153 (Minn. 1988), In State v. Gomez, the supreme court characterized the applicable rule as “[i]f the defendant requests the instruction, the court or the defendant’s counsel must make a record of the defendant’s clear consent and insistence that the instruction be given.” 721 N.W.2d at 880 (quotation omitted) (emphasis added), And, in State v.

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Related

State v. Gomez
721 N.W.2d 871 (Supreme Court of Minnesota, 2006)
State v. Darris
648 N.W.2d 232 (Supreme Court of Minnesota, 2002)
State v. Ihle
640 N.W.2d 910 (Supreme Court of Minnesota, 2002)
State v. Clifton
701 N.W.2d 793 (Supreme Court of Minnesota, 2005)
State v. Johnson
483 N.W.2d 109 (Court of Appeals of Minnesota, 1992)
State of Minnesota v. Corey Joel Eichers
853 N.W.2d 114 (Supreme Court of Minnesota, 2014)
Fridlund Securities Co. v. Minnesota Commissioner of Revenue
430 N.W.2d 154 (Supreme Court of Minnesota, 1988)

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Bluebook (online)
904 N.W.2d 463, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-sam-minnctapp-2017.