State v. Rumfelt

85 S.E.2d 398, 241 N.C. 375, 1955 N.C. LEXIS 383
CourtSupreme Court of North Carolina
DecidedJanuary 14, 1955
Docket438
StatusPublished
Cited by12 cases

This text of 85 S.E.2d 398 (State v. Rumfelt) is published on Counsel Stack Legal Research, covering Supreme Court of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Rumfelt, 85 S.E.2d 398, 241 N.C. 375, 1955 N.C. LEXIS 383 (N.C. 1955).

Opinion

Parker, J.

The defendant assigns as error the refusal of the trial court to allow his motion for judgment of nonsuit made when the State rested its case. The defendant contends that G.S. 20-162.1 prescribes that “any person convicted pursuant to this section shall be subject to a penalty of $1.00,” and therefore does not set out a criminal act triable in the criminal courts of the State; but in specific words imposes a penalty to be recovered in a civil action.

The amended warrant upon which the defendant was tried and convicted by a jury in the Superior Court charges a violation of G.S. 20-162. G.S. 20-176(a) provides that “it shall be unlawful and constitute a misdemeanor for any person to violate” G.S. 20-162; and (b) states “unless another penalty is in this article or by the laws of this State provided, every person convicted of a misdemeanor for the violation of any provision of this article shall be punished by a fine of not more than one hundred dollars ($100.00) or by imprisonment in the county or municipal jail for not more than sixty days, or by both such fine and imprisonment: Provided, that upon conviction for the following offenses . . . violation of 20-162 . . . the punishment therefor shall be a fine not to exceed fifty dollars ($50.00) and not less than ten dollars ($10.00), or imprisonment not to exceed thirty days for each offense.”

In reversing a conviction in the Superior Court in S. v. Scoggin, 236 N.C. 19, 72 S.E. 2d 54, this Court said in 1952: “. . . we should not, in the absence of a legislative rule of evidence to the contrary, consider mere ownership of a motor vehicle, parked in violation of a city ordinance, and no more, sufficient to sustain a criminal conviction . . .”

It seems apparent that as a result of the decision in the Scoggin Case, and the language quoted above therefrom, the General Assembly at its 1953 Session enacted the statute which is now G.S. 20-162.1 and which is captioned, "Prima Facie Rule of Evidence for Enforcement of Park *377 ing Regulations,” to establish “a legislative rule of evidence” in respect to “cases concerned solely with violation of statutes or ordinances limiting, prohibiting or otherwise regulating the parking of automobiles or other vehicles upon public streets, highways, or other public places.” A violation of G.S. 20-162 presents the type of case to which the prima facie rule of evidence set forth in G.S. 20-162.1 is applicable.

G.S. 20-176 in plain and exact words declares that a violation of G.S. 20-162 is a misdemeanor and prescribes the punishment, which is greater than that imposed in G.S. 20-162.1. G.S. 20-162.1 creates no criminal offense, but prescribes that when the prima facie rule of evidence therein set forth is relied upon by the State in a criminal prosecution, the punishment shall be a penalty of one dollar. There can be no doubt that this action is a criminal action prosecuted by the State to punish the defendant for a violation of its criminal law. When we consider the words “fine” and “penalty” as used in G.S. 20-176, and the word “penalty” as used in G.S. 20-162.1, it is clear that the General Assembly considered and used the word “penalty” in G.S. 20-162.1 as equivalent to the word “fine,” and imposed the payment of one dollar for a violation of its criminal law. This one dollar was exacted of the defendant who was found guilty by a jury of a misdemeanor.

The word “penalty” has many different shades of meaning. In Huntington v. Attrill, 146 U.S. 657, 36 L. Ed. 1123, it is said: “In the municipal law of England and America, the words 'penal’ and 'penalty’ have been used in various senses. Strictly and primarily, they denote punishment, whether corporal or pecuniary, imposed and enforced by the State, for a crime or offenses against its laws. United States v. Reisinger, 128 U.S. 398, 402 (32:480, 481) ; United States v. Chouteau, 102 U.S. 603, 611 (26 :246, 249).” See also Weideman v. State, 55 Minn. 183, 56 N.W. 688; 23 Am. Jur., Forfeitures and Penalties, Sec. 27.

“The term 'penalty’ in its broadest sense includes all punishment of whatever kind, and in the broad sense it is a generic term which includes fines as well as all other kinds of punishment.” 36 C.J.S., Fines, p. 781.

We said in S. v. Addington, 143 N.C. 683, 57 S.E. 398: “In ordinary legal phraseology, it is said, the term 'fine’ means a sum of money exacted of a person guilty of a misdemeanor, or a crime, the amount of which may be fixed by law or left in the discretion of the Court, while a penalty is a sum of money exacted by way of punishment for doing some act which is prohibited, or omitting to do something which is required to be done. (Citing authorities).”

S. v. Briggs, 203 N.C. 158, 165 S.E. 339, relied upon by the defendant is distinguishable. The defendant was tried in a criminal action for violation of a statute which read: “ 'That no other person than said weighers shall weigh cotton or peanuts sold in said town or township, under a *378 penalty of $10.00 for each and every offense, said penalty to be paid by tbe buyer and applied to tbe school fund of said county, upon connection (conviction), of tbe offender before any justice of tbe peace of said county.’ ” Tbis Court beld that that statute did not create a criminal act. In tbe instant case G.S. 20-176 prescribes that a violation of G.S. 20-162 is a misdemeanor.

S. v. Snuggs, 85 N.C. 541, is the ease of an indictment for illegally issuing a marriage license — tbe defendant being a Register of Deeds. Tbe statute prescribed tbat a person wbo violated tbe statute “shall forfeit and pay $200 to any person wbo shall sue for tbe same.” Tbis Court rightly beld tbat tbe statute created tbe offense, fixed tbe penalty, and prescribed tbe method of enforcement, and tbat tbe indictment charged no indictable offense. Tbe Snuggs Case is not in point. To like effect see S. v. Loftin, 19 N.C. 31. See also S. v. R. R., 145 N.C. 495, p. 540, 59 S.E. 570.

We said in Board of Education v. Henderson, 126 N.C. 689, 36 S.E. 158 : “To our minds there is a clear distinction between a fine and penalty. A ‘fine’ is tbe sentence pronounced by tbe court for a violation of tbe criminal law of tbe State; while a ‘penalty’ is tbe amount recovered— tbe penalty prescribed for a violation of tbe statute law of tbe State or tbe ordinance of a town. Tbis penalty is recovered in a civil action of debt.” Finance Co. v. Holder, 235 N.C. 96, 68 S.E. 2d 794 (counterclaim for recovery of penalty for alleged usury) ; and Smoke Mount Industries, Inc., v. Fisher, 224 N.C. 72, 29 S.E. 2d 128 (counterclaim for overtime under Federal Fair Labor Standards Act) are types of civil actions to recover penalties.

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Cite This Page — Counsel Stack

Bluebook (online)
85 S.E.2d 398, 241 N.C. 375, 1955 N.C. LEXIS 383, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-rumfelt-nc-1955.