State v. Ross

495 P.2d 841, 108 Ariz. 245, 1972 Ariz. LEXIS 293
CourtArizona Supreme Court
DecidedApril 13, 1972
Docket2406-PR
StatusPublished
Cited by16 cases

This text of 495 P.2d 841 (State v. Ross) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Ross, 495 P.2d 841, 108 Ariz. 245, 1972 Ariz. LEXIS 293 (Ark. 1972).

Opinion

CAMERON, Vice Chief Justice.

This is a petition for review of a decision of the Court of Appeals affirming a judgment of guilty following a plea of guilty to illegal possession of heroin (§ 36-1002 A. R.S.) for which defendant received a sentence of not less than seven nor more than ten years in the Arizona State Prison.

We are called upon to determine:

1. Did the court adequately satisfy itself of the factual basis for the plea?
2. Was the defendant’s plea of guilty invalid in that the sentencing judge did not inform the defendant that she would be ineligible for parole until she had served at least two years in prison?

The facts necessary for a determination of this matter are as follows. In March of 1969, several officers from the Mesa Police Department, acting upon information given to them by two informants and after having- obtained a search warrant, *246 went to the defendant’s house to search for marijuana and other narcotics. Upon their arrival, the defendant and three others 'ivho had been sitting around the kitchen table jumped up from the table and started to scatter. They were apprehended, however, and a substantial amount of marijuana, some heroin, and other drug-related paraphernalia were seized. The defendant ánd the three others who were seated around the kitchen table were all charged with one count of illegal possession of marijuana and one count of illegal possession of narcotics, to which counts the defendant pleaded not guilty.

Apparently as a result of a plea bargain, the defendant changed her plea to Count II of the information, illegal possession of narcotics, from not guilty to guilty, and Count I was dismissed.

Following a hearing in mitigation and aggravation, the judge sentenced the defendant to serve not less than seven nor more than ten years in the Arizona State Prison. An appeal was taken to the Court of Appeals which affirmed the trial court’s judgment. We granted defendant’s petition for review for the primary purpose of considering the “consequence of a plea” under the mandate of Boykin v. Alabama, 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969).

DID THE TRIAL COURT ADEQUATELY SATISFY ITSELF OF THE FACTUAL BASIS FOR THE PLEA?

Defendant contends that the plea was improperly taken in that the trial court judge failed to ascertain the factual basis for the plea. With this contention we disagree. We have stated that the trial court may, at any time prior to sentencing, satisfy itself as to the factual basis for the plea of guilty. State v. Williker, 107 Ariz. 611, 491 P.2d 465 (1971); State v. Hooper, 107 Ariz. 327, 487 P.2d 394 (1971). The following conversation between the trial court judge and the defendant at the hearing in mitigation and aggravation clearly shows a factual basis' for the plea:

“Q Now, Mrs. Ross, you are charged with possession of heroin to which you pled guilty?
“A Yes, sir.
“Q Did you actually, in fact, have heroin in your possession at the time? “A Yes, sir.”

WAS THE UNAVAILABILITY OF PAROLE PART OF THE CONSEQUENCES OF THE PLEA?

We granted the petition for review of the Court of Appeals in order to discuss the decision of this question.

Defendant was charged under § 36 — 1002 A.R.S., as amended in 1961. This statute reads as follows:

“A. Except as otherwise provided in this article, every person who possesses any narcotic drug other than marijuana except upon the written prescription of a physician, osteopath, dentist or veterinarian licensed to practice in this state, shall be punished by imprisonment in the state prison for not less than two years nor more than ten years, and shall not be eligible for release upon completion of sentence, or on parole, or on any other basis until he has served not less than two years in prison.”

At the time the plea was entered, the following transpired:

“BY THE COURT: Is there anything before I rule on your request for a change of plea, is there any question you wish to ask me or wish to ask your attorney ?
“BY THE DEFENDANT: No.
“BY THE COURT: Very well.
“MR. SCHOEPF: Your Honor, I would like to call the Court’s attention to the fact that it is two to ten years.
“THE COURT: I thought so. A minimum of two or a maximum of ten years in the penitentiary or probation, do you understand that?
“BY THE DEFENDANT: Yes, sir. “BY THE COURT: Very well. The Court finds the defendant’s plea of *247 guilty is being made knowingly, voluntarily, and intelligently with an understanding of the consequences, and no promises of immunity or threats of any kind have been made to persuade her to make this change of plea.
It is ordered granting the defendant leave to withdraw her plea of not guilty to Count II of the original Information and to enter a plea of guilty to Count II of the information charging Illegal Possession of Heroin, a felony.”

Although there is no allegation by the defendant that she did not in fact know of the parole restriction, defendant contends that since the record failed to show that the court advised her of the statutory restriction on her right to parole or good-time release, the plea was invalid under the mandate of Boykin v. Alabama, supra, decided prior to the plea in this case, as she was not adequately informed of the consequences of her plea by the trial court.

Although the better practice would be to have the record affirmatively show that the defendant was informed of any restriction on parole or parole ineligibility, we do not believe that it is a necessary “consequence of the plea” within the mandate of Boykin v. Alabama, supra. What is done with a sentence after the defendant reaches the State Prison is not within the realm of the court’s jurisdiction or the court’s ability to predict, that is left to the State Board of Pardons and Paroles.

“It will not be suggested by anybody that, before accepting a plea of guilty to an offense with respect to which parole is a possibility, the judge must determine whether the defendant understands the nature of parole, his eligibility therefor, and the circumstances in which it may thereafter be granted. The reason is, of course, that eligibility for parole is not a ‘consequence’ of a plea of guilty, but a matter of legislative grace. It is equally true that noneligibility for parole is not a ‘consequence’ of a plea of guilty in § 4705(a) cases, even under the judicial expansion of Criminal Rule 11; rather, it is a consequence of the withholding of legislative grace.” Smith v. United States, 116 U.S.App.D.C. 404, 324 F.2d 436, 441 (1963). See also Trujillo v.

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Bluebook (online)
495 P.2d 841, 108 Ariz. 245, 1972 Ariz. LEXIS 293, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-ross-ariz-1972.