State v. Romero-Ochoa

440 P.3d 994, 193 Wash. 2d 341
CourtWashington Supreme Court
DecidedMay 16, 2019
DocketNO. 95905-6
StatusPublished
Cited by41 cases

This text of 440 P.3d 994 (State v. Romero-Ochoa) is published on Counsel Stack Legal Research, covering Washington Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Romero-Ochoa, 440 P.3d 994, 193 Wash. 2d 341 (Wash. 2019).

Opinion

STEPHENS, J.

*343 ¶1 A jury convicted Leonel Romero-Ochoa of burglary, unlawful imprisonment, assault, and multiple *344 counts of rape, arising from an incident in which he broke into a woman's home, beat her, and raped her twice. At trial, Romero-Ochoa sought to admit evidence that the victim had applied for a U visa in connection with these crimes. A U visa grants temporary legal resident status to a person who is the victim of a qualifying crime and who helps law enforcement investigate or prosecute that crime. The trial court excluded the U visa evidence.

¶2 Romero-Ochoa appealed his convictions on the ground that exclusion of the U visa evidence violated his state and federal constitutional rights to present a defense and to confront witnesses. WASH. CONST. art. I, § 22 ; U.S. CONST. amend. VI. Division Two of the Court of Appeals agreed. It reversed all but the unlawful imprisonment conviction, holding the constitutional error was harmless beyond a reasonable doubt as to that conviction but not as to the others, because "[a]lthough the State's evidence against [Romero-]Ochoa was strong, its strength depended entirely on the jury finding [the victim]'s testimony credible." State v. Romero-Ochoa, No. 48454-4-II, slip op. at 1, 8, 15, 2017 WL 6616736 (Wash. Ct. App. Dec. 28, 2017) (unpublished), http://www.courts.wa.gov/opinions/pdf7D2%2048454-4-II%20Unpublished%20Opinion.PDF.

¶3 We granted the State's petition for review, which raised only the harmless error issue. State v. Romero-Ochoa, 191 Wash.2d 1005 , 424 P.3d 1224 (2018). On that issue, we now reverse the Court of Appeals and hold that any error in excluding the U visa evidence was harmless as to all of Romero-Ochoa's convictions. We therefore reinstate the convictions for rape, burglary, and assault and remand for the Court of Appeals to consider the claim of sentencing error it did not reach before. 1

*996 FACTS

¶4 The State charged Romero-Ochoa with burglary, kidnapping, and multiple counts of rape, arising from an *345 incident in which he climbed through the victim's bedroom window and repeatedly beat and raped her.

¶5 Before trial, the State moved to exclude any reference to the immigration status of the victim, any witness, or the defendant. The defense sought to introduce evidence that the victim had twice applied for a U visa, once relating to an assault by her ex-husband and once relating to the events giving rise to this case. According to defense counsel, the prior U visa application had not been approved. The second application was on hold, pending certification from local law enforcement that the victim "ha[d] been cooperative with authorities." 3 Verbatim Report of Proceedings (VRP) (Oct. 14, 2015) at 94. According to the deputy prosecutor, this certification could come either from her office or from the police, but her office maintained a policy not to consider any application while a case was still pending. It was undisputed that the victim sought this certification from the prosecutor's office. It was also undisputed that the prosecutor told her the office would not consider the merits of U visa certification while a criminal case was still pending, but that the victim could resubmit her request when the case was closed.

¶6 The trial court initially excluded only evidence of the prior U visa application, provided such evidence did not become necessary to impeach the victim regarding when she became aware of the U visa program. It also permitted the defense, over the State's objection, to question the potential jurors about their attitudes regarding immigration. The court specifically noted that it was allowing this line of questioning because it was appropriate to explore potential jurors' attitudes about race or national origin at a trial where a Latino defendant would be testifying in Spanish using an interpreter. 2 Several days later and after *346 consulting additional authority, the trial court excluded any evidence of the current U visa application. It explained:

I think once you start bringing in the issue of immigration status, it becomes a very slippery slope. And given the emotional reactions one way or another, which we saw during voir dire ....
I just am concerned about the inflammatory effect of that kind of evidence, and I'm going to exclude any evidence of the U visa or anything else about immigration of either parties, any of the witnesses. And that's my ruling.

5 VRP (Oct. 19, 2015) at 28. Acknowledging the lack of Washington case law on point and the existence of out-of-state authority contrary to its ruling, the court clarified that it was finding the U visa application relevant but that its "probative value is overwhelmed by the prejudicial effect." Id. at 32.

¶7 At trial, the State presented testimony from 19 different witnesses; Romero-Ochoa was the only witness for the defense. The victim described the events at issue as involving two separate acts of stranger rape in the context of a horrific home invasion; in contrast, Romero-Ochoa described the events as consensual sex in the context of a secret affair spanning years. The jury returned guilty verdicts on two counts of first degree rape, two counts of second degree rape, one count of first degree burglary, one count of unlawful imprisonment, and one count of second degree assault. By special verdicts, the jury found that Romero-Ochoa committed the burglary and assault with a sexual motivation; that he restrained the victim by physical force, intimidation, or deception; and that he committed second degree assault by strangulation.

¶8 Romero-Ochoa appealed his conviction on the ground that, by excluding the U visa evidence, the trial court violated his constitutional rights to confront adverse witnesses and to present a defense. Division Two agreed that the trial court committed constitutional error, and it reversed *347 on every count except unlawful imprisonment. *997 Romero-Ochoa, No. 48454-4-II, slip op. at 1. As to that count, the Court of Appeals found the trial court's error harmless. Id.

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Bluebook (online)
440 P.3d 994, 193 Wash. 2d 341, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-romero-ochoa-wash-2019.