State v. Romero

2006 NMCA 126, 140 N.M. 524
New Mexico Court of Appeals·Decided August 10, 2006·No. 25,007, Consolidated with Docket No. 25,008·Published·Cited by 8 cases

Opinion

OPINION

FRY, Judge.

{1} This bail bond case presents the question of whether a bail bond may be forfeited when a defendant appears in court as ordered but violates other conditions of release. To answer this question we must resolve a conflict between a form promulgated by our Supreme Court and a statute. We conclude that the statute governs over the form because the statute creates a substantive right for the bail bond surety. Because the statute does not permit such a forfeiture, we reverse.

BACKGROUND

{2} Defendants Romero and Martinez each violated conditions of their release on bail, but each appeared at all times before the district court as ordered. The district court in each case ordered the forfeiture of all or part of each Defendant’s bond for violation of conditions of release. We note simply for reference that Romero’s convictions for the charges giving rise to the bond and its forfeiture have both recently been reversed by this Court. State v. Romero, 2005-NMCA-060, ¶ 23, 137 N.M. 456, 112 P.3d 1113; State v. Romero, 2006-NMCA-045, 139 N.M. 386, 133 P.3d 842, cert. granted, 2006-NMCERT-004, 139 N.M. 429, 134 P.3d 120.

{3} The district court in each case used a release order and bond form that is similar to one promulgated by the Supreme Court in the Rules of Criminal Procedure, Form 9-303A NMRA. The bail bond company (Madrid) timely appealed from both forfeitures, claiming that forfeiture is allowed only when a defendant fails to appear and forfeiture is not allowed for any violations of conditions of release.

{4} We consolidated the appeals and certified this question to our Supreme Court as a question involving substantial public interest and a significant question of law under our constitution. The Supreme Court declined to accept our certification.

DISCUSSION

{5} Interpretation of both a court rule and a statute are questions of law that we review de novo on appeal. State v. Valles, 2004-NMCA-118, ¶ 8, 136 N.M. 429, 99 P.3d 679 (opinion withdrawn by order of the Supreme Court but that order subsequently rescinded by order dated March 29, 2006). We begin with a review of the relevant statute, rules, and forms governing bail bonds and their forfeiture.

{6} The applicable statute and rule of criminal procedure appear to focus on failure to appear as the triggering event for forfeiture of a bond. NMSA 1978, § 31-3-2 (1993) is titled: “Failure to appear; forfeiture of bail bonds.” (Emphasis added.) It states that “[wjhenever a person fails to appear at the time and place fixed by the terms of his bail bond, the court ... may declare a forfeiture of the bail.” § 31-3-2(B)(2) (emphasis added). The statute also states that “[i]f the court declares a forfeiture, it shall ... declare such forfeiture at the time of nonappearance.” § 31-3-2(B)(2)(a) (emphasis added). Rule 5-406 NMRA governs bail bonds issued in district court and addresses forfeiture of a bond. It states that a forfeiture may be set aside by the court “upon a showing of good cause why the defendant did not appear as required by the bond.” Rule 5-406(D) (emphasis added). 1

{7} In contrast to the rule and the statute, the bond forms seem to permit forfeiture if the defendant violates a condition of release. Our Supreme Court has promulgated forms that must be used to issue a bail bond. See NMSA 1978, § 31-3-5 (1973) (stating that a court may only accept a bond from a paid surety if it is executed “on a form which has been approved by the [S]upreme [C]ourt”); Rule 5-401(0) NMRA (stating that instruments required by Rule 5-401 “shall be substantially in the form approved by the Supreme Court”). In the present cases, the district court used a bail bond form most similar to Form 9-303A, which is titled “Release Order and Bond.” (We note that this form is intended for use in the magistrate, metropolitan, or municipal courts, and the State notes that in this case the parties appeared to use an older form.) Form 9-303A indicates the defendant’s approval by stating, “If I fail to appear or if I violate a condition of release, I understand that bond will be forfeited.” (Emphasis added.) The forms used in these cases had similar language providing for forfeiture for a violation of any condition of release. Form 9-304 must be used when a corporate surety provides the bail bond. See Form 9-303A Use Note. It states:

The conditions of this bond are that the above-named defendant is to appear as required____ Further conditions of the bond are that the defendant is not to depart the State of New Mexico, ... that the defendant is to abide by any judgment entered in such matter by surrendering himself to serve any sentence imposed and obeying any order or direction in connection with such judgment.

Form 9-304 (emphasis added). The form then provides that a court may forfeit a bond “for any breach of its conditions.” Id. It does not appear from the record that Form 9-304 was actually used in these cases. We note that Form 9-303 NMRA, which is a somewhat longer bail bond form, also provides for forfeiture in the event of a failure to appear or for a failure to comply with conditions of release. Other forms appear to conflict on whether a forfeiture is contemplated for a violation of a condition unrelated to appearance. Compare Form 9-307 NMRA (setting out the form for notice of forfeiture of a bond, which states that “bail in this case has been forfeited because of a (failure of the defendant to appear before the court as required) (breach of condition of the bond)”), with Form 9-308 NMRÁ (describing, in an order to set aside a bail bond forfeiture, that “the following good cause has been shown why the defendant failed to appear ” (emphasis added)).

{8} We view the statute and the required forms as being in direct conflict on whether forfeiture is permitted on the sole ground of violation of a condition of release. The rules do not aid in resolving this conflict because they simply mandate use of the forms and do not clearly address violations of which “conditions of bond” beyond non-appearance would justify forfeiture. Thus, the question presented is whether the form or the statute controls, because Section 31-3-2(B)(2) allows forfeiture of a bond only for non-appearance, while Form 9-303A permits forfeiture for both a failure to appear and any failure to abide by conditions of release.

{9} The State contends that we can resolve this case by applying the rule that a bail bond is a type of contract and looking for the intent of the parties in the express terms of the order setting bond and conditions of release. See Valles, 2004-NMCA-118, ¶ 10, 136 N.M. 429, 99 P.3d 679 (stating that when a bondsman posts a bond, he is contracting with the state to guarantee the defendant’s appearance as directed by the court); see also State v. Ericksons, 106 N.M. 567, 567-68, 746 P.2d 1099, 1099-1100 (1987) (stating that a bail bond is a type of contract, that the surety’s undertaking depends on the wording of the agreement, and that a bond is subject to the rules of contract law and suretyship so as to give effect to the reasonable intentions of the parties).

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State v. Romero, 2006 NMCA 126, 140 N.M. 524 (N.M. Ct. App. 2006).

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