State v. Roberts

864 So. 2d 860, 2003 WL 23025602
Louisiana Court of Appeal·Decided December 30, 2003·No. 03-KA-933·Published·Cited by 5 cases

Opinion

864 So.2d 860 (2003)

STATE of Louisiana
v.
Frank J. ROBERTS.

No. 03-KA-933.

Court of Appeal of Louisiana, Fifth Circuit.

December 30, 2003.

*861 Paul D. Connick, Jr., District Attorney, Terry M. Boudreaux, Juliet Clark, Thomas Block, Assistant District Attorneys, Gretna, LA, Counsel for the State of Louisiana, Plaintiff/Appellee.

Martin E. Regan, Jr., Kris A. Moe, Regan & Associates, P.L.C., New Orleans, LA, Counsel for Frank Roberts, Defendant/Appellant.

Panel composed of Judges JAMES L. CANNELLA, MARION F. EDWARDS and WALTER J. ROTHSCHILD.

WALTER J. ROTHSCHILD, Judge.

This is defendant's second appeal. His first appeal was dismissed as untimely because it was filed more than five days after the ruling he sought to appeal. The matter was remanded to allow defendant an opportunity to seek reinstatement of his appeal rights through an application for post-conviction relief under State v. Counterman, 475 So.2d 336 (La.1985). See, State v. Roberts, 02-KA-538 (La.App. 5 *862 Cir. 11/26/02), 836 So.2d 710, an unpublished opinion. In accordance with this Court's opinion, defendant filed two applications for post-conviction relief[1] and was ultimately granted an out-of-time appeal on July 11, 2003.[2]

As stated in this Court's previous opinion, defendant, Frank Roberts, along with several co-defendants, was charged in multi-count bill of information on July 3, 2001 with two counts of theft over $1,000 in violation of LSA-R.S. 14:67, and one count of simple burglary of an inhabited dwelling in violation of LSA-R.S. 14:62.2. The bill of information was amended on October 15, 2001 to reduce the charge of simple burglary of an inhabited dwelling to possession of stolen property valued over $500 in violation of LSA-R.S. 14:69(A).

Pursuant to a plea agreement, defendant pled guilty to all three charges, as amended, and was sentenced to ten years on each of the three counts to run concurrently. The sentence was suspended and defendant was placed on five years of active probation.

Thereafter, on October 22, 2001, defendant filed a motion to withdraw his guilty pleas claiming his attorney had a conflict of interest in representing multiple co-defendants with opposing interests. His motion was denied after a hearing on March 13, 2002. On the same day, defendant's probation was revoked for violating the conditions of his probation and his original ten-year sentence was reinstated.[3]

FACTS

Defendant pled guilty so the facts are limited to the information ascertained during the plea colloquy. Regarding the illegal possession of stolen property charge, defendant stated that he purchased a television set which he had good reason to believe was stolen and had it at his residence. As for the theft charges, defendant stated he sold a stolen four-wheeler and received $1,000 from the person he sold it to. He denied stealing the four-wheeler. The State indicated it would prove defendant stole the four-wheeler, valued at $1,000, from Wal-Mart on August 11, 2000 and, then, subsequently sold the four-wheeler to Angie Abadie, who paid defendant over $1,000 cash, on February 14, 2001.

ASSIGNMENT OF ERROR NUMBER ONE

The trial court erred in failing to inquire about the joint representation of Frank Roberts and his codefendants to advise each of their right to separate representation pursuant to La.C.Cr.P. art. 517.

ASSIGNMENT OF ERROR NUMBER TWO

The court abused its discretion in denying Roberts' motion to withdraw his guilty plea, when it was disclosed that a conflict existed between jointly represented codefendants Roberts and Barrios.

DISCUSSION

These two assignments of error raise overlapping issues and, thus, are considered together. Defendant first argues *863 the trial court erred in failing to advise him of his right to conflict-free representation before accepting his guilty pleas as required by LSA-C.Cr.P. art. 517. He maintains the failure of the trial court to issue this mandatory advice constitutes reversible error. Defendant also argues he received ineffective assistance of counsel because his counsel jointly represented him and his co-defendants despite a conflict of interest. As such, he claims the trial court erred in denying his motion to withdraw his guilty pleas.

The State responds that the failure of the trial court to advise defendant of conflict-free representation pursuant to LSA-C.Cr.P. art. 517 is harmless error. The State further contends defendant failed to prove he suffered any prejudice due to the joint representation and, therefore, was not denied effective assistance of counsel.

LSA-C.Cr.P. art. 517(A) provides:

Whenever two or more defendants have been jointly charged in a single indictment or have moved to consolidate their indictments for a joint trial, and are represented by the same retained or appointed counsel or by retained or appointed counsel who are associated in the practice of law, the court shall inquire with respect to such joint representation and shall advise each defendant on the record of his right to separate representation.

(Emphasis added.)

In the present case, the trial court did not advise defendant of his right to separate representation as required by LSA-C.Cr.P. art. 517 prior to accepting his guilty plea. Thus, the issue is whether the trial court's failure to comply with Article 517 renders defendant's guilty plea invalid.

Joint representation of co-defendants by the same counsel "is not per se violative of the constitutional guarantees of effective assistance of counsel" unless it gives rise to a conflict of interest. State v. Smith, 98-2078 (La.10/29/99), 748 So.2d 1139, 1142, quoting Holloway v. Arkansas, 435 U.S. 475, 482, 98 S.Ct. 1173, 1178, 55 L.Ed.2d 426 (1978); State v. Kahey, 436 So.2d 475, 484 (La.1983). Prior to the enactment of Article 517 in 1997, the burden was on a defendant to notify the court that a possible conflict existed unless the circumstances were such that the court knew or should have known that a particular conflict existed. Absent those special circumstances, a defendant who raised no objection prior to or during trial had the burden of showing post-verdict that an actual conflict existed which adversely affected counsel's performance in order to establish a violation of the Sixth Amendment right to effective counsel. State v. Smith, supra at 1142, citing Cuyler v. Sullivan, 446 U.S. 335, 347, 100 S.Ct. 1708, 1717, 64 L.Ed.2d 333 (1980). Only if the trial court knew or reasonably should have known that a conflict existed did it have to initiate an inquiry into the joint representation.

With the enactment of Article 517, an affirmative duty was placed on the trial court in cases of joint representation "to advise the defendant of his right to conflict-free representation." Comment (b) to Article 517. Neither the article nor the comments set forth or discuss the repercussions for a trial court's failure to advise a defendant of his right to separate counsel.

In State v. Miller, 00-0218 (La.App. 4 Cir. 7/25/01), 792 So.2d 104, 113-115, writ denied, 01-2420 (La.6/21/02), 818 So.2d 791, the Fourth Circuit was faced with the issue of a defendant who proceeded to trial with joint representation without being advi

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State v. Roberts, 864 So. 2d 860, 2003 WL 23025602 (La. Ct. App. 2003).

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