State v. Robert P. Barboza

• Court: Supreme Court of Rhode Island
• Decided: November 18, 2021
• Docket: 20-53
• Status: Published

Opinion

November 18, 2021

Supreme Court

No. 2020-53-C.A. (P1/16-3254A)

State :

v. :

Robert P. Barboza. :

NOTICE: This opinion is subject to formal revision before publication in the Rhode Island Reporter. Readers are requested to notify the Opinion Analyst, Supreme Court of Rhode Island, 250 Benefit Street, Providence, Rhode Island 02903, at Telephone (401) 222-3258 or Email: opinionanalyst@courts.ri.gov, of any typographical or other formal errors in order that corrections may be made before the opinion is published. Supreme Court

Present: Suttell, C.J., Goldberg, Robinson, Lynch Prata, and Long, JJ.

OPINION

Justice Goldberg, for the Court. This case came before the Supreme Court

on October 5, 2021, on appeal by the defendant, Robert P. Barboza (defendant or

Barboza), from a Superior Court judgment of conviction for second-degree child

molestation sexual assault. The defendant was sentenced to thirty years at the Adult

Correctional Institutions, with eighteen years to serve and the balance suspended,

with probation. On appeal, Barboza contends that the trial justice erred in denying

his motion for a mistrial because, he argues, the state posed a question to the

complaining witness that was highly prejudicial and violated a Superior Court

pretrial order.

-1- This appeal came before the Supreme Court pursuant to an order directing the

parties to appear and show cause why the issues raised in this appeal should not be

summarily decided. After hearing the arguments of counsel and having reviewed

the memoranda filed by the parties, we are satisfied that cause has not been shown,

and we proceed to decide this appeal at this time. For the reasons set forth in this

opinion, we affirm the judgment of the Superior Court.

Facts and Travel

Based on the record before this Court, on November 14, 2016, defendant was

indicted by a grand jury on seven counts of child molestation sexual assault. The

first three counts alleged crimes committed against defendant’s son, Matthew, and

were subsequently dismissed pursuant to Rule 48(a) of the Superior Court Rules of

Criminal Procedure. The remaining counts alleged crimes against Jane,1 including

three counts of first-degree child molestation sexual assault, in violation of G.L.

1956 § 11-37-8.1, and one count of second-degree child molestation sexual assault,

in violation of § 11-37-8.3.

1 We used a pseudonym to protect the privacy of the complainant, who was a minor at the time of these offenses and during the January 2019 jury trial. She will be referred to herein as Jane or complainant. We are also using pseudonyms to refer to defendant’s son (Matthew), as well as the complainant’s brother (John), who were also minors at all relevant times in this case.

-2- This case proceeded to trial three times; the first two trials resulted in mistrials.

After the third trial, although the jury was not able to reach a unanimous verdict on

the counts alleging first-degree child molestation sexual assault, the jury returned a

guilty verdict on the one count of second-degree child molestation sexual assault.

Prior to that third trial, the trial justice was called upon to decide several

pretrial motions, one of which was defendant’s motion in limine seeking to exclude

testimony from Sonja Medina, a Child Protective Investigator (CPI) from the

Department of Children, Youth, and Families. The defendant sought the exclusion

of any reference to allegations of defendant’s molestation of Matthew, which had

prompted the investigation by DCYF, in accordance with Rules 402, 403, and 404(b)

of the Rhode Island Rules of Evidence. According to defendant, such testimony

about why DCYF and CPI Medina were investigating his home was irrelevant and

would tend to indicate that defendant had committed another crime, independent of

the crimes for which he was on trial. The motion in limine also asserted that the only

admissible testimony that could be elicited from CPI Medina was that the

complainant had made a disclosure of alleged sexual abuse to CPI Medina, which

was information that could have been provided by complainant herself. The state

did not object, and the trial justice granted the motion.

At trial, Jane testified that she lived with her father and her younger brother,

John, and, prior to that, had lived at a “mini-mansion” with her mother, Mary

-3- Barboza,2 and Mary’s boyfriend; defendant also resided there at the time. The

defendant was a friend of Mary’s and, according to Mary’s trial testimony, he

babysat Jane and John whenever Mary was “unavailable[.]” Jane testified that, while

in kindergarten, she was moved to a DCYF group home, where she resided from the

time she was in kindergarten until first grade. At some point, Jane moved back with

her father and visited her mother on weekends and during summer vacation at

various residences throughout the years. The defendant and his son, Matthew, who

was the same age as complainant, were living with Mary during this time.

Jane testified that she was first inappropriately touched by defendant when

she was in kindergarten and they lived at the “mini-mansion.” The last incident, she

testified, was when she was in fifth grade. She further testified that it was during a

health class in sixth grade that she realized she had been touched inappropriately by

defendant. The complainant also disclosed that she had been molested by defendant

on numerous occasions, whenever she visited her mother. Many of these events

included vaginal penetration and oral sex, such as defendant licking Jane’s vagina.

The defendant would tell Jane that he was not “molesting” or “raping” her and that

he was just “loving” her.

2 While defendant and the complainant’s mother share the same last name, according to the trial testimony they are not related. We refer to her by her first name for ease of reference; no disrespect is intended. -4- On another occasion when she was in second or third grade, while visiting her

mother at her home in Cranston, Jane was in defendant’s room with John and

defendant. She and John were playing PlayStation and she was waiting for her turn

to play. According to the complainant, defendant pulled her on top of him, put his

hands underneath her shirt, and started touching her chest. At that point, Jane’s

mother walked by the room and began to scream and cry, and Jane jumped and ran

to her mother. This encounter formed the basis for the count of second-degree child

molestation of which defendant was found guilty. Jane testified that, at that time,

although she asked her mother to call the police, her mother did not do so. During

her trial testimony, Mary confirmed Jane’s account of this incident.

Despite Mary’s knowledge of defendant’s behavior, defendant, Matthew, and

Mary continued to live together, and, Jane testified, defendant continued to molest

her. The complainant also admitted that she had engaged in sexual encounters with

Matthew and stated that she was not certain if there was vaginal penetration with

Matthew because those encounters felt “[c]omfortable[,]” whereas defendant’s acts

of molestation upon her were “[d]ifferent”; according to Jane, it felt “uncomfortable”

and “it hurt.” Thus, Jane was certain that there had been penetration with defendant.

The record shows that, after Matthew reported that he had been molested by

defendant and DCYF became involved, Jane first revealed defendant’s crimes to CPI

Medina. However, evidence of the allegations concerning Matthew were never

-5- presented to the jury because, as noted supra, those counts had been dismissed prior

to trial. It was that investigation, however, that led to a DCYF interview of Jane and

John, a police report regarding Jane’s allegations, and a physical examination of Jane

by Christine Barron, M.D., who testified at trial about Jane’s “penetrating vaginal

trauma[.]” Detective Michael Iacone, of the Cranston Police Department, who was

the responding officer, also testified.

CPI Medina did not testify at trial, but during direct examination of

complainant by the state, the following exchange occurred:

“[THE STATE:] [Jane], do you remember the first time that you told anybody about these incidents with the defendant?

“[JANE:] Yes.

“[THE STATE:] Who did you first share this information with?

“[JANE:] DCYF worker.

“[THE STATE:] And did you offer the information to the DCYF worker, or were you asked?

“[JANE:] I was asked.”

The trial justice, sua sponte, struck the answer and question, ordered the jury to

disregard them, and excused the jury. Defense counsel then raised two reasons why

the last question and answer were troublesome: One was that it was hearsay, and

the other was that it suggested that there was a reason as to why DCYF asked

-6- complainant that question. The trial justice declared, “It’s a terrible question. It

suggests that DCYF out of the blue asked [Jane] if [defendant] molested her.” The

trial justice directed that counsel take a break and be prepared to further address the

issue.

The next day, defense counsel pressed for a mistrial and asserted that the

question posed by the state elicited a response that was so prejudicial that the bell

could not be unrung. The defendant pointed to the trial justice’s prior ruling on

defendant’s motion in limine precluding CPI Medina as a witness as grounds for the

mistrial. The defendant explained that, after the question to Jane about whether she

offered the information or was asked, the state opened the door for the jury to

consider whether there was another reason for CPI Medina to ask Jane whether she

had been inappropriately touched, such as other allegations against defendant.

Defense counsel also noted that she had not offered a curative instruction because

she was unsure that it could have remedied the purported prejudice.

The state argued in opposition to the motion to pass the case that testimony

had already been presented to the jury that Jane had previously been in a DCYF

group home and that she had been subjected to sexual encounters with both

defendant and Matthew. The state suggested that, in order for the jury to link the

question at issue regarding DCYF’s discussion with the complainant to other

possible crimes by defendant, the jurors would have to engage in impermissible

-7- speculation. As a remedy, the state suggested a curative instruction that the jury

could not speculate as to why DCYF was involved with Jane.

Upon reflection and with the benefit of the overnight recess, the trial justice

stated as follows:

“The DCYF worker may well have been talking to this girl for totally other reasons.

“This jury clearly heard that she was removed from her home as a kindergarten kid; that she lived at a DCYF group home at age five; that she was returned to her father, but was allowed to spend weekends and summers with her mother. * * *

“So the fact that DCYF may have been following up with this child might not, to this jury, be as unusual as the fact that DCYF ever took this child to begin with at age five.

“And there’s no evidence, whatsoever, to be triggered back to this defendant.”

The trial justice concluded that the testimony “meant a lot more to us, knowing the

back story, than it did to the jury.” Therefore, the trial justice denied the motion for

a mistrial and the trial continued, resulting in defendant’s conviction on the count of

second-degree child molestation sexual assault, and the dismissal of the remaining

counts. The defendant filed a timely notice of appeal on June 3, 2019.

The sole issue before this Court is whether the trial justice abused her

discretion in denying defendant’s motion for a mistrial after the state elicited this

challenged testimony from Jane involving this allegedly highly prejudicial evidence.

-8- Based on our careful review of the record, we are satisfied that the trial justice

properly weighed the potential impact of the statements from the complainant and

that the trial justice did not exceed the bounds of her discretion in denying

defendant’s motion for a mistrial.

Standard of Review

It is well settled that, when called upon to review a trial justice’s ruling on a

motion for a mistrial, this Court affords the decision great weight and will disturb

the decision only if it was clearly wrong. State v. Fry, 130 A.3d 812, 828 (R.I. 2016).

We have stated that “[t]he trial justice has a ‘front row seat’ during the trial so that

[the trial justice] can best evaluate the effects of any prejudice on the jury.” State v.

Barkmeyer, 949 A.2d 984, 1007 (R.I. 2008) (quoting State v. Tempest, 651 A.2d

1198, 1207 (R.I. 1995)). As such, in ruling on a motion for a mistrial, “the trial

justice must determine whether the evidence would cause the jurors to be so inflamed

as to make them unable to decide the case on the basis of the evidence presented.”

State v. Enos, 21 A.3d 326, 332 (R.I. 2011) (quoting State v. Luciano, 739 A.2d 222,

228 (R.I. 1999)).

Regarding potentially prejudicial evidence at trial, we have held that “if the

prejudice can be cured, a mistrial will be ordered only if we are convinced that the

cautionary instructions were untimely or ineffective.” State v. Mendoza, 889 A.2d

153, 158-59 (R.I. 2005) (alterations omitted); see State v. Disla, 874 A.2d 190, 198

-9- (R.I. 2005). “In the absence of any indication that the jury was not capable of

complying with the trial justice[’]s cautionary instruction, this [C]ourt must assume

that the jury did disregard the witness[’s] comments as it was instructed to do.”

Disla, 874 A.2d at 198 (quoting State v. Powers, 566 A.2d 1298, 1304 (R.I. 1989)).

Analysis

In order to determine whether a remark is prejudicial, such that a mistrial is in

order, “the trial justice ‘must evaluate the probable effect of the statement on the

outcome of the case by examining the remark in its factual context.’” State v. Dubois,

36 A.3d 191, 197 (R.I. 2012) (quoting State v. Yelland, 676 A.2d 1335, 1337 (R.I.

1996)). A statement is held to be sufficiently prejudicial when it is “extraneous to

the issues before the jury and tends to inflame the passions of the jury.” State v.

Rosario, 14 A.3d 206, 215 (R.I. 2011) (brackets omitted) (quoting State v. Monteiro,

924 A.2d 784, 792 (R.I. 2007)). “Furthermore, rather than using some prescribed

formula for determining prejudice, we have observed that ‘potentially prejudicial

evidence must be viewed in the context in which it appeared and in light of the

attendant circumstances.’” State v. Rushlow, 32 A.3d 892, 897 (R.I. 2011) (quoting

Rosario, 14 A.3d at 215).

The defendant contends that “everyone agreed” that the testimony pertaining

to whether complainant disclosed defendant’s inappropriate touching to DCYF or

whether it was DCYF that inquired of the complainant was prejudicial. The

- 10 - defendant also asserts that, based on the trial justice’s initial comments about the

troublesome nature of the state’s question, as well as her conclusion that a curative

instruction would only highlight the issue, it is clear that a mistrial was the only

appropriate remedy. The defendant further avers that the trial justice’s later

conclusion that the improper question and answer may have been equivocal based

on the prior testimony that Jane had been in DCYF custody at a younger age was an

impermissible hypothetical. According to defendant, there was no indication at the

time of this testimony that DCYF conducted any check-ins during the years after

Jane had been in DCYF custody in kindergarten or first grade; therefore, defendant

contends, there would have been no reason for the jury to consider that DCYF was

merely asking as part of a check-in.

On the other hand, the state argues that CPI Medina asking complainant if she

had been touched was not an inquiry that would inflame the jury and, thus, did not

require a mistrial. The state claims that nothing prevented the jury from calmly and

dispassionately considering the evidence, taking all of the circumstances

surrounding the exchange into consideration. The state also points to the fact that

defendant was convicted on the only count supported by testimony of a third-party

witness, demonstrating, according to the state, a careful and dispassionate analysis

of the evidence by the jury. Furthermore, the state avers that, even if an issue arose

- 11 - from this limited exchange between the state and complainant during direct

examination, less drastic remedies were available, such as a curative instruction.

The defendant claims that this case is similar to State v. Pugliese, 117 R.I. 21,

362 A.2d 124 (1976). In our opinion, however, defendant’s reliance on Pugliese is

misplaced. In Pugliese, this Court held that a witness’s reference to the defendant

having been at the “ACI” was prejudicial and could have negatively influenced the

jury. Pugliese, 117 R.I. at 27, 362 A.2d at 127. In that case, the Court noted that the

statement was “susceptible of the inference” that the defendant had been convicted

for other crimes or was friends with a particular criminal. Id. at 26, 362 A.2d at 126.

We see nothing in the record before us suggesting that the jurors could have

been so inflamed by this brief exchange such that they would be unable to examine

the evidence in a calm and dispassionate manner. It is clear that the trial justice

carefully assessed the potential impact of the question and answer, and reviewed the

prior testimony, including Jane’s testimony about having lived in a DCYF group

home. The trial justice concluded that the jury was not aware of the allegations that

the defendant molested his son, which led to DCYF’s involvement in this case. The

trial justice offered to give a curative instruction but then realized that it would only

highlight the issue; however, defense counsel accepted the trial justice’s suggestion

to merely instruct counsel for the state to refrain from eliciting hearsay responses.

- 12 - Furthermore, the jurors returned a guilty verdict on only the count charging

the defendant with second-degree child molestation sexual assault and found the

defendant not guilty of the more serious offenses of first-degree child molestation

sexual assault, thus demonstrating that the jury was capable of evaluating the

evidence dispassionately and without undue prejudice. See State v. Werner, 830

A.2d 1107, 1113 (R.I. 2003) (noting that the jurors acquitted defendant on one

charge, which indicated that they were able to fairly evaluate the evidence).

Conclusion

For the reasons set forth in this opinion, we affirm the judgment of the

Superior Court. The papers in this case may be returned to the Superior Court.

- 13 - STATE OF RHODE ISLAND SUPREME COURT – CLERK’S OFFICE Licht Judicial Complex 250 Benefit Street Providence, RI 02903

OPINION COVER SHEET

Title of Case State v. Robert P. Barboza.

No. 2020-53-C.A. Case Number (P1/16-3254A)

Date Opinion Filed November 18, 2021

Suttell, C.J., Goldberg, Robinson, Lynch Prata, and Justices Long, JJ.

Written By Associate Justice Maureen McKenna Goldberg

Source of Appeal Providence County Superior Court

Judicial Officer from Lower Court Associate Justice Netti C. Vogel

For State:

Owen Murphy Department of Attorney General Attorney(s) on Appeal For Defendant:

Megan F. Jackson Office of the Public Defender

SU-CMS-02A (revised June 2020)