[Cite as State v. Rivera, 2012-Ohio-2060.]
Court of Appeals of Ohio EIGHTH APPELLATE DISTRICT COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION No. 97091
STATE OF OHIO PLAINTIFF-APPELLEE vs.
JOHN RIVERA DEFENDANT-APPELLANT
JUDGMENT: REVERSED AND REMANDED
Criminal Appeal from the Cuyahoga County Court of Common Pleas Case No. CR-546886
BEFORE: Keough, J., Boyle, P.J., and Sweeney, J.
RELEASED AND JOURNALIZED: May 10, 2012 ATTORNEYS FOR APPELLANT
Russell S. Bensing David L. Grant 1350 Standard Building 1370 Ontario Street Cleveland, OH 44113
ATTORNEYS FOR APPELLEE
William D. Mason Cuyahoga County Prosecutor Scott Zarzycki Edward D. Brydle Assistant Prosecuting Attorneys The Justice Center, 9th Floor 1200 Ontario Street Cleveland, OH 44113 KATHLEEN ANN KEOUGH, J.:
{¶1} Defendant-appellant, John Rivera, and co-defendants Kyle Noernberg and
Christopher Theodus 1 were indicted in a multi-count indictment for kidnapping, rape,
sexual battery, and gross sexual imposition.
{¶2} Count 1 charged kidnapping with a sexual motivation specification; Counts
2-4 charged rape by force; Counts 5-7 charged rape where the victim is substantially
impaired; Counts 8-10 charged sexual battery by coercion; Counts 11-13 charged sexual
battery where the victim is substantially impaired; Counts 14-16 charged gross sexual
imposition by force; Counts 17-19 charged gross sexual imposition by administering a
drug or intoxicant; and Counts 20-22 charged gross sexual imposition where the victim is
substantially impaired. All of the counts contained sexually violent predator
specifications.
{¶3} After the presentation of the State’s case at trial, the defense moved for
Crim.R. 29 judgment of acquittal. The trial court dismissed Count 1 (kidnapping),
dismissed the duplicative rape, sexual battery, and gross sexual imposition counts, and
renumbered the counts as follows: Count 1: rape by force, in violation of R.C.
2907.02(A)(2); Count 2: rape where the victim’s ability to resist or consent was
See State v. Noernberg, 8th Dist. No. 97126, and State v. Theodus, 8th Dist. No. 97290. 1 substantially impaired, in violation of R.C. 2907.02(A)(1)(c); Count 3: sexual battery by
coercion, in violation of R.C. 2907.03(A)(1); Count 4: sexual battery where the victim’s
ability to appraise or control her conduct was substantially impaired, in violation of R.C.
2907.03(A)(2); Count 5: gross sexual imposition by force, in violation of R.C.
2907.05(A)(1); Count 6: gross sexual imposition by administering a drug or intoxicant, in
violation of R.C. 2907.05(A)(2); Count 7: gross sexual imposition where the victim is
substantially impaired, in violation of R.C. 2907.05(A)(5).
{¶4} The defense rested after presenting one witness and again moved for
Crim.R. 29 acquittal, which the trial court denied. Over defense objection, the court
instructed the jury on unlawful sexual conduct with a minor under R.C. 2907.04 as an
inferior offense of Count 1. The jury subsequently found Rivera not guilty of rape by
force, but guilty of unlawful sexual conduct with a minor (Count 1); guilty of rape where
the victim’s ability to resist or consent was substantially impaired (Count 2); not guilty of
sexual battery by coercion (Count 3) but guilty of sexual battery where the victim’s ability
to appraise or control her conduct was substantially impaired (Count 4); not guilty of
gross sexual imposition by force (Count 5), and not guilty of gross sexual imposition by
administering a drug or intoxicant (Count 6), but guilty of gross sexual imposition where
the victim is substantially impaired (Count 7).
{¶5} At sentencing, the court granted the State’s request to dismiss the sexually
violent predator specifications and found that the counts on which Rivera had been
convicted merged as allied offenses. The State elected to proceed with sentencing under Count 2, the rape conviction, and the court imposed a sentence of six years imprisonment.
Rivera now appeals.
I. Trial Testimony
{¶6} The evidence at trial demonstrated the following. The victim, 15-year-old,
Y.B., was a troubled young girl with severe emotional and behavioral difficulties.
According to Dr. Robyn Finkenthal, the psychologist at the school Y.B. attended, Y.B.
had ADHD and a personality disorder that caused her to have difficulty getting along with
people and to engage in behavior characterized by “a lot of drama, a lot of getting into
situations [involving] risk-taking, [and] a need for attention.”
{¶7} On September 14, 2010, Y.B. ran away from home for the second time in a
month. Her boyfriend drove her around for a little while and then, shortly after midnight,
dropped her off at her friend Ray’s apartment, where Y.B. spent the night. The next day,
she called Terrance Lee, a boy she had never met in person before and knew only through
her Facebook page. Lee invited Y.B. to meet him and two of his friends at his
apartment, so Ray took Y.B. to Lee’s apartment, where she was introduced to Darrius
Warrick and Rivera.
{¶8} Sometime later, Y.B., Lee, Warrick, and Rivera went to the home of
co-defendant Kyle Noernberg. Kyle and co-defendant Chris Theodus arrived there a
short time later and were introduced to Y.B. The group hung out in the backyard
throughout the afternoon and into the evening. After Warrick left, someone suggested
they get alcohol. Y.B., Rivera, Noernberg, and Theodus went to a Giant Eagle to purchase alcohol. Y.B. testified that she told the co-defendants how old she was and that
they told her to “stay in the front [of the store] because they didn’t want to get in trouble.”
{¶9} The group returned to Noernberg’s house, where, according to Y.B., they
began drinking and smoking marijuana in the backyard. Later in the evening, the group
moved inside to Noernberg’s bedroom, where they continued drinking. Y.B. testified
that she drank more than five beers (described by another witness as 24-ounce
“tall-boys”) and “started feeling dizzy on — like just tired, and didn’t really feel that
well.” She stated that Rivera, Theodus, and Noernberg all approached her as she was
sitting on the edge of the bed and she tried to push them away.
{¶10} Rivera and Theodus then left the room, and Noernberg took off everything
but his underwear and laid down next to Y.B. on the bed. Y.B. testified that she told
Noernberg she would not take her pants off because she was a virgin and refused to have
sex with him when he offered to use a condom. Y.B. stated that when Noernberg told
her that she would have to leave unless she performed oral sex on him, she did so
“because I didn’t want to leave.” Y.B. testified that after she vomited on Noernberg’s
penis, he left the bedroom and she overheard him telling Theodus and Rivera that she had
just vomited on him and that she was a virgin. Y.B. then went to the bathroom where
she cleaned herself up after vomiting again.
{¶11} Y.B. testified that after using the bathroom, she “felt okay” but was “still a
little like sick” and felt “dizzy and tired.” She returned to Noernberg’s bedroom and
Theodus came into the room. Y.B. testified that when Theodus asked for sex, she told him no because she was a virgin and asked him, “Didn’t Kyle tell you?” Y.B. said that
as she was sitting on the edge of the bed, Theodus stood in front of her and “kept
pushing” her to give him oral sex. Y.B. testified that she did not want to do so but
eventually gave in.
{¶12} According to Y.B., Noernberg, Theodus, and Rivera then left the house and
she went into the living room and watched TV for awhile with a boy she knew only as
“X,”2 and then fell asleep. Sometime later, Rivera and Noernberg returned to the house
and Y.B. overheard them discussing whether she should be allowed to stay. Y.B.
testified that by this time, she “felt a little better” although she “wasn’t really sober.” It
was apparently decided that Y.B. could spend the night and she, Rivera, and Noernberg
went back into Noernberg’s bedroom.
{¶13} Y.B. testified that when Noernberg’s mother came home a short time later,
Rivera and Noernberg threw a blanket over her to hide her as she lay on the floor.
According to Y.B., she said no when Rivera, who was on the floor next to her, suggested
they have sex. She testified that she also told him she would not give him oral sex but
relented when he told her that “he would have Kyle make me leave,” even though she told
him that “it was not his house to tell me if I could leave or stay.” Y.B. then climbed in
bed with Noernberg and they all went to sleep.
{¶14} The next morning, Noernberg, Rivera, Xavier, and Y.B. went to the library.
After Noernberg and Xavier left, Rivera and Y.B. went back to Noernberg’s house but
Later identified as Xavier Gordon. 2 found it locked, so they went to the home of Rivera’s friend Julian. Y.B. testified that
the group went into the basement and started drinking, at which point she began
remembering what had happened the night before. Y.B. spent the night at Julian’s.
{¶15} The following morning, Julian took Y.B. to the library to meet Lee, who
took Y.B. back to his house. Lee testified that Y.B.’s family had contacted him by phone
and he and Warrick escorted Y.B. to a local McDonald’s, where members of her family
picked her up. They took Y.B. to her aunt’s house, where her family and several police
officers were waiting. From there, she was taken to Parma Hospital and shortly
thereafter to Fairview Hospital, where she was admitted for psychiatric observation and
remained for over a week.
{¶16} At the hospital, Y.B. initially refused to talk to the police and refused
permission for a rape kit. When she finally spoke with the investigating detective, she
told the detective that the sex had been consensual. Some months later, Y.B. repudiated
her initial statement and alleged that the sex had been forced.
II. Sufficiency of the Evidence
{¶17} Under R.C. 2907.02(A)(1)(c), which prohibits rape,
“[n]o person shall engage in sexual conduct with another who is not the spouse of the offender * * * when * * * the other person’s ability to resist or consent is substantially impaired because of a mental or physical condition * * * and the offender knows or has reasonable cause to believe that the other person’s ability to resist or consent is substantially impaired because of a mental or physical condition * * *.”
{¶18} Under R.C. 2907.03(A)(2), regarding sexual battery, “no person shall
engage in sexual conduct with another, not the spouse of the offender, when * * * [t]he offender knows that the other person’s ability to appraise the nature of or control the other
person’s conduct is substantially impaired.”
{¶19} And under R.C. 2907.05(A)(5), regarding gross sexual imposition,
“No person shall have sexual contact with another, not the spouse of the offender, * * * when * * * [t]he ability of the other person to resist or consent * * * is substantially impaired because of a mental or physical condition * * * and the offender knows or has reasonable cause to believe that the ability to resist or consent of the other person * * * is substantially impaired because of a mental or physical condition * * *.”
{¶20} Thus, to establish a violation of these statutes, the State must establish both
that the victim was substantially impaired and that the defendant knew or had cause to
reasonably believe the victim was substantially impaired, either mentally or physically.
State v. Freeman, 8th Dist. No. 95511, 2011-Ohio-2663, ¶ 17. In his first assignment of
error, Rivera contends that his convictions for rape, sexual battery, and gross sexual
imposition were not supported by sufficient evidence because there was insufficient
evidence to show that Y.B. was substantially impaired or, even assuming evidence of
substantial impairment, that he knew or should have known of that impairment.
{¶21} The test for sufficiency requires a determination of whether the State
presented adequate evidence on each element of the offense to sustain the verdict as a
matter of law. State v. Hawn, 138 Ohio App.3d 449, 471, 741 N.E.2d 594 (2d
Dist.2000). The relevant inquiry is whether, after viewing the evidence in a light most
favorable to the prosecution, any rational trier of fact could have found the essential
elements of the crime proven beyond a reasonable doubt. State v. Jenks, 61 Ohio St.3d
259, 574 N.E.2d 492 (1991), paragraph two of the syllabus. {¶22} The phrase “substantially impaired’” is not defined in the Ohio Revised
Code but “must be given the meaning generally understood in common usage.” State v.
Zeh, 31 Ohio St.3d 99, 103, 509 N.E.2d 414 (1987). The State may demonstrate
substantial impairment by offering evidence at trial establishing a reduction or decrease in
the victim’s ability to act or think. Id. at 103-104. Voluntary intoxication or impairment
is a “mental or physical condition” that could cause substantial impairment. State v.
Doss, 8th Dist. No. 88443, 2008-Ohio-449, ¶ 13, citing In re King, 8th Dist. Nos. 79830
and 79755, 2002-Ohio-2313. Nevertheless, the statutes do not criminalize sexual
conduct resulting from an alcohol or drug-induced state of lowered inhibitions. Freeman
at ¶ 16. Rather, “a person’s conduct becomes criminal under [the statutes] only when
engaging in sexual conduct with an intoxicated victim when the individual knows or has
reasonable cause to believe that the victim’s ability to resist or consent is substantially
impaired because of voluntary intoxication.” Doss at ¶ 13, citing State v. Martin, 12th
Dist. No. CA99-09-026, 2000 WL 1145465 (Aug. 14, 2000) (emphasis in original).
{¶23} In this case, we do not find sufficient evidence that Y.B. was substantially
impaired, either physically or mentally, to support Rivera’s convictions for rape, sexual
battery, and gross sexual imposition. The only evidence regarding Y.B.’s impairment
came from Y.B., and nothing in her testimony supports a conclusion that she was
substantially impaired on the night in question. Although she testified that she smoked
marijuana that night, she also admitted that prior to this she had smoked marijuana “a lot”3 and taken other drugs as well. And although she testified this was the first time that
she ever consumed alcohol, Cleveland police detective Cindy Eschweiler, who spoke with
Y.B. on September 17 at Fairview Hospital, testified that Y.B. told her she was surprised
she became intoxicated that night based on her prior experience with drinking.
{¶24} Although Y.B. testified that she had five beers and “wasn’t really sober,”
she described her condition only as “feeling dizzy” and “just like tired.” And as it relates
to Rivera, Y.B. testified that by the time she went into Noernberg’s bedroom with
Noernberg and Rivera, immediately before she had oral sex with Rivera, she “was feeling
better.” Y.B. also testified that she never blacked out or lost consciousness that night
and that although she was not sober, she knew what was happening.
{¶25} In fact, Y.B.’s testimony demonstrated that she was aware of the events as
they happened and made conscious decisions about her participation. She was fully able
to say “no” to intercourse, and give her reason as to why: she wanted to remain a virgin.
She was also able to explain the reason she ultimately agreed to give oral sex to at least
two of the males, i.e., she did not want them to kick her out of Noernberg’s home.
{¶26} The other witnesses who testified did not observe that Y.B. was impaired at
all, let alone substantially. Darrius Warrick testified that Y.B. “seem[ed] like she was
having a good time” while the group was drinking in the backyard of Noernberg’s house.
Xavier Gordon corroborated that account. He also testified that when Y.B. came out of
Y.B.’s 11/09/10 Evaluation Team Report from the school she attended indicated that she had 3
abused alcohol and drugs for the last several years, including daily marijuana use. Noernberg’s bedroom and sat with him on the couch, after she had performed oral sex on
two people, he noticed nothing unusual about her behavior.
{¶27} As this court recognized in Doss, “[t]here can be a fine, fuzzy, and
subjective line between intoxication and impairment. Every alcohol consumption does
not lead to a substantial impairment.” Id. at ¶ 18. In this case, although Y.B. was
intoxicated, it is apparent from her own testimony that she was not substantially impaired.
{¶28} Moreover, even assuming evidence of substantial impairment, there is
nothing in the record to demonstrate that Rivera knew or had cause to reasonably believe
that Y.B. was substantially impaired to the point that it affected her ability to control her
conduct. There is no evidence that Y.B. was slurring her words, passed out, or unable to
control her actions. To the contrary, Y.B.’s testimony indicated that although she may
have been intoxicated, she was aware of her surroundings and coherent enough to make
decisions about the extent of her participation in the events in question.
{¶29} Because the evidence was insufficient to demonstrate beyond a reasonable
doubt that Y.B. was substantially impaired, or that Rivera was aware or should have been
aware that her ability to resist was substantially impaired, the trial court erred in denying
Rivera’s Crim.R. 29 motion for acquittal regarding rape, sexual battery, and gross sexual
imposition.
{¶30} The first assignment of error is sustained; appellant’s convictions for rape,
sexual battery, and gross sexual imposition are vacated. III. Manifest Weight of the Evidence
{¶31} In his second assignment of error, Rivera contends that his convictions for
rape, sexual battery, and gross sexual imposition were against the manifest weight of the
evidence.
{¶32} A manifest weight challenge questions whether prosecution met its burden
of persuasion. State v. Thomas, 70 Ohio St.2d 79, 80, 434 N.E.2d 1356 (1982). A
reviewing court may reverse the judgment of conviction if it appears that the trier of fact
“clearly lost its way and created such a manifest miscarriage of justice that the conviction
must be reversed and a new trial ordered.” State v. Thompkins, 78 Ohio St.3d 380, 387,
678 N.E.2d 541 (1997).
{¶33} In light of our holding that there was insufficient evidence to sustain
Rivera’s convictions for rape, sexual battery, and gross sexual imposition, this assignment
of error is moot and we need not consider it. App.R. 12(A)(1)(c).
IV. Unlawful Sexual Conduct with a Minor
{¶34} In his third assignment of error, Rivera contends that the trial court erred in
instructing the jury on unlawful sexual conduct with a minor as an inferior offense of
rape. Rivera ackowledges that in State v. Hairston, 121 Ohio App.3d 750, 700 N.E.2d
930 (8th Dist.1997) and State v. Doss, 8th Dist. No. 890811, 2003-Ohio-4398, this court
recognized that unlawful sexual conduct with a minor is an offense of inferior degree to
the charge of rape, but he respectfully asserts that these cases were wrongly decided. The record reflects that Rivera did not raise this argument below, however,4 and therefore
he has waived it for purposes of appeal. State v. Williams, 51 Ohio St.2d 112, 364
N.E.2d 1364 (1977). Nevertheless, we vacate Rivera’s conviction for unlawful sexual
conduct with a minor because there was insufficient evidence to sustain his conviction.
{¶35} R.C. 2907.04, prohibiting unlawful sexual conduct with a minor, states that
“[n]o person who is eighteen years of age or older shall engage in sexual conduct with
another, who is not the spouse of the offender, when the offender knows the other person
is thirteen years of age or older but less than sixteen years of age, or the offender is
reckless in that regard.”
{¶36} As provided by the statute, the age of the offender is an essential element of
the offense and must be proven by the State beyond a reasonable doubt. State v. Wright,
8th Dist. No. 93068, 2011-Ohio-3575, ¶ 26, citing State v. Price, 80 Ohio App.3d 35, 608
N.E.2d 818 (3d Dist.1992). Age may be proved by circumstantial evidence, but the
jury’s observations of the defendant alone are not sufficient. Id.
{¶37} Here, the State presented no direct evidence of Rivera’s age at trial.5 And
the only circumstantial evidence regarding his age was Y.B.’s testimony that Rivera,
Theodus, and Noernberg went to Giant Eagle to purchase alcohol on the night in question.
Rivera’s counsel argued that the evidence was not sufficient to support a charge of unlawful 4
sexual conduct with a minor, but did not argue that the offense is not an inferior offense of rape.
During opening statement, the prosecutor described the defendants as “one 19, one 19, and 5
the other one 21 years old,” but the State did not produce any evidence of the defendants’ ages at trial. But that testimony does not demonstrate beyond a reasonable doubt that Rivera was 18
years of age or older. Because there was no other evidence relating to Rivera’s age, any
conclusions the jury made about his age based solely on their observations of him at trial
are insufficient to establish this element of the offense.
{¶38} Further, even if we did not vacate on a sufficiency analysis, we would
vacate and remand for retrial on this count because the trial court improperly instructed
the jury regarding this offense. The court instructed that “[u]nlawful sexual conduct with
a minor is having sexual conduct with another who was not his spouse and the defendant
knew that she was 13 years old, 13 years of age or older, but less than 16 years of age, or
the defendant was reckless in this regard.” The trial court gave no instruction that the
jury was required to find that Rivera was 18 years of age or older as an element of this
offense.
{¶39} Appellant’s third assignment of error is therefore sustained. Even viewing
the evidence in a light most favorable to the prosecution, it is apparent the State did not
present sufficient evidence of Rivera’s age to sustain his conviction for unlawful sexual
conduct with a minor. His conviction is therefore vacated.
{¶40} Because we vacate Rivera’s conviction for unlawful sexual conduct with a
minor, Rivera’s fourth assignment of error, in which he argues that his conviction for
unlawful sexual conduct with a minor is a first degree misdemeanor, and not a fourth
degree felony, is moot. App.R. 12(A)(1)(c). Likewise, Rivera’s fifth assignment of error, which asserts that the trial court should have declared a mistrial after the prosecutor
referred to the fact that Theodus was in jail, is moot.
{¶41} Appellant’s first, second, and third assignments of error are sustained; the
fourth and fifth assigments of error are overruled. Appellant’s convictions are vacated;
the matter is remanded with instructions to the trial court to enter a judgment entry
vacating appellant’s convictions and his classification as a Tier III sex offender.
It is ordered that appellant recover from appellee costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the common
pleas court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of
the Rules of Appellate Procedure.
KATHLEEN ANN KEOUGH, JUDGE
MARY J. BOYLE, P.J., and JAMES J. SWEENEY, J., CONCUR