State v. Ricks

CourtSupreme Court of North Carolina
DecidedSeptember 24, 2021
Docket233A20
StatusPublished

This text of State v. Ricks (State v. Ricks) is published on Counsel Stack Legal Research, covering Supreme Court of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Ricks, (N.C. 2021).

Opinion

IN THE SUPREME COURT OF NORTH CAROLINA

2021-NCSC-116

No. 233A20

Filed 24 September 2021

STATE OF NORTH CAROLINA

v. JOHNATHAN RICKS

Appeal pursuant to N.C.G.S. § 7A-30(2) from the decision of a divided panel of

the Court of Appeals, 271 N.C. App. 348, 843 S.E.2d 652 (2020), finding no error in

part and vacating in part a judgment entered on 17 January 2019 by Judge Claire V.

Hill in Superior Court, Harnett County. Heard in the Supreme Court on 26 April

2021.

Joshua H. Stein, Attorney General, by Teresa M. Postell, Assistant Attorney General, for the State-appellant.

Kimberly P. Hoppin for defendant-appellee.

NEWBY, Chief Justice.

¶1 In this case we decide whether the Court of Appeals erred by allowing

defendant’s petition for writ of certiorari and invoking Rule 2 to review defendant’s

unpreserved challenge to the trial court’s orders imposing lifetime satellite-based

monitoring (SBM). The North Carolina Rules of Appellate Procedure require that a

party seeking appellate review of an SBM order make an objection before the trial

court and file a written notice of appeal. A writ of certiorari and invocation of Rule 2 STATE V. RICKS

Opinion of the Court

cannot be used to circumvent the Rules of Appellate Procedure. Rather, an appellate

court may only consider certiorari when the petition shows merit, meaning that the

trial court probably committed error at the hearing. Further, an appellate court may

only invoke Rule 2 when injustice appears manifest to the court or when the case

presents significant issues of importance in the public interest. Here the Rules of

Appellate Procedure bar defendant’s appeal. Defendant failed to demonstrate any

manifest injustice sufficient to warrant invoking Rule 2, and his petition to the Court

of Appeals showed no merit. Therefore, the Court of Appeals abused its discretion

when it allowed defendant’s petition for writ of certiorari and invoked Rule 2 to review

the SBM orders. Accordingly, we reverse the Court of Appeals’ decision vacating the

trial court’s orders imposing SBM.

¶2 On 17 January 2019, a jury convicted defendant of three counts of statutory

rape of a child by an adult, two counts of statutory sex offense with a child, and three

counts of taking indecent liberties with a child. Directly after sentencing in the

criminal case, the trial court conducted a civil hearing to address SBM and found that

defendant’s convictions were reportable under N.C.G.S. § 14-208.6(4) (2019).1 The

1 “When an offender is convicted of a reportable conviction as defined by [N.C.]G.S.

[§] 14-208.6(4), . . . . the court shall determine whether the offender’s conviction places the offender in one of the categories described in [N.C.]G.S. [§] 14-208.40(a), and if so, shall make a finding of fact of that determination, specifying whether (i) the offender has been classified as a sexually violent predator pursuant to [N.C.]G.S. [§] 14-208.20, (ii) the offender is a recidivist, (iii) the conviction offense was an aggravated offense, (iv) the conviction offense STATE V. RICKS

trial court determined that all of defendant’s offenses were sexually violent and

involved the physical, mental, or sexual abuse of a minor. The trial court also found

that the statutory rape and statutory sex offense convictions were aggravated

offenses. The trial court issued separate SBM orders for defendant’s various

convictions. Based upon defendant’s indecent liberties convictions, the trial court

ordered defendant to comply with the sex offender registry for thirty years upon his

release from prison and, following a risk assessment, to return to the trial court for a

later determination on SBM.2 Additionally, based upon defendant’s other convictions,

which were aggravated offenses, the trial court ordered lifetime sex offender

registration and SBM pursuant to N.C.G.S. § 14-208.40A(c) (2019).3

¶3 Though defendant gave oral notice of appeal from his criminal convictions, he

made no objection to the imposition of SBM and never filed a written notice of appeal

of the SBM orders. After filing the record in the Court of Appeals for his criminal

appeal, defendant filed a petition for writ of certiorari seeking review of the SBM

orders. The Court of Appeals unanimously held that defendant received a trial free

was a violation of [N.C.]G.S. [§] 14-27.23 or [N.C.]G.S. [§] 14-27.28, or (v) the offense involved the physical, mental, or sexual abuse of a minor.” N.C.G.S. § 14-208.40A(a)–(b) (2019). 2 “If the court finds that the offender committed an offense that involved the physical,

mental, or sexual abuse of a minor, . . . the court shall order that the Division of Adult Correction do a risk assessment . . . . and report the results to the court.” N.C.G.S. § 14-208.40A(d). 3 “If the court finds that the offender . . . has committed an aggravated offense, . . . the

court shall order the offender to enroll in [lifetime SBM].” N.C.G.S. § 14-208.40A(c). STATE V. RICKS

from prejudicial error. State v. Ricks, 271 N.C. App. 348, 364, 843 S.E.2d 652, 665

(2020). It reached a divided decision, however, on the SBM issue. Id. Despite

defendant’s fatal procedural errors, the Court of Appeals relied upon this Court’s

decision in State v. Bursell, 372 N.C. 196, 827 S.E.2d 302 (2019), and reached the

merits of defendant’s SBM challenge. Ricks, 271 N.C. App. at 361, 843 S.E.2d at 664.

It did so by allowing defendant’s petition for writ of certiorari and invoking Rule 2 of

the North Carolina Rules of Appellate Procedure. Id. at 358, 843 S.E.2d at 662. The

Court of Appeals then held that the trial court failed to conduct a reasonableness

hearing pursuant to this Court’s decision in State v. Grady, 372 N.C. 509, 831 S.E.2d

542 (2019), and vacated the SBM orders without prejudice. Ricks, 271 N.C. App. at

364, 843 S.E.2d at 665.

¶4 The dissent, however, would not have allowed defendant’s petition for writ of

certiorari because “[d]efendant ha[d] not demonstrated any prejudice to merit

issuance of the writ.” Id. at 368, 843 S.E.2d at 668 (Tyson, J., concurring in the result

in part and dissenting in part) (citing State v. Grundler, 251 N.C. 177, 189, 111 S.E.2d

1, 9 (1959)). Further, the dissent would have refused to invoke Rule 2 because

defendant failed to show he is any “different from other defendants who failed to

preserve their constitutional arguments in the trial court, and because he ha[d] not

argued any specific facts that demonstrate manifest injustice.” Ricks, 271 N.C. App.

at 366, 843 S.E.2d at 666 (quoting State v. Bishop, 255 N.C. App. 767, 770, 805 S.E.2d STATE V. RICKS

367, 370 (2017)). According to the dissent, the trial court’s imposition of SBM did not

demonstrate manifest injustice because (1) “[d]efendant’s status does not fall within

the category of defendants at issue in Grady . . . , that is, recidivists who have

completed their sentence and are no longer under any State supervision”; (2)

defendant’s convictions “were reportable convictions pursuant to N.C.[G.S.]

§ 14-208.6”; (3) “[d]efendant’s convictions of statutory rape of a child by an adult and

statutory sex offense are sexually violent and aggravated offenses involving the

sexual abuse of a minor”; and (4) N.C.G.S. § 14-208.40A(c), which has “withstood and

survived constitutional scrutiny,” requires “defendants convicted of sexually violent

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State v. Bishop
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State v. Bursell
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