[Cite as State v. Rhoads, 2011-Ohio-4744.]
COURT OF APPEALS DELAWARE COUNTY, OHIO FIFTH APPELLATE DISTRICT
STATE OF OHIO JUDGES: Hon. Sheila G. Farmer, P.J. Plaintiff - Appellee Hon. John W. Wise, J. Hon. Julie A. Edwards, J. -vs-
LESLIE RHOADS Case No. 11CAC010005
Defendant - Appellant OPINION
CHARACTER OF PROCEEDING: Appeal from the Municipal Court, Case Nos. 07TRD11391, 03CRB00275, 03TRC02726, and 03CRB00265
JUDGMENT: Judgment Vacated in Part & Remanded
DATE OF JUDGMENT: September 15, 2011
APPEARANCES:
For Plaintiff-Appellee For Defendant-Appellant
PETER B. RUFFING BRIAN G. JONES 70 North Union Street 2211 U.S. Highway 23 North Delaware, OH 43015 Delaware, OH 43015 Delaware County, Case No. 11CAC010005 2
Farmer, P.J.
{¶1} In the summer of 2007, appellant, Leslie Rhoads, was charged with one
count of obstructing official business in violation of R.C. 2921.31, one count of failure to
reinstate her license in violation of R.C. 4510.21, and two counts of driving under
suspension in violation of R.C. 4510.037 and 4510.16. At the time, appellant was on
probation for cases from 2003 therefore, she was also charged with violating community
control. On December 27, 2010, appellant pled guilty to the failure to reinstate her
license count, and admitted to violating community control. The remaining charges
were dismissed. By judgment entries filed same date, the trial court sentenced
appellant to an aggregate term of seventy days in jail.
{¶2} Appellant filed an appeal and this matter is now before this court for
consideration. Assignments of error are as follows:
I
{¶3} "THE GUILTY PLEA IN THE INSTANT CASE WAS NOT ENTERED INTO
KNOWINGLY."
II
{¶4} "THE ADMISSION TO THE VIOLATION WAS NOT ENTERED INTO
III
{¶5} "THE DEFENDANT WAS NOT AFFORDED EFFECTIVE ASSISTANCE
OF COUNSEL." Delaware County, Case No. 11CAC010005 3
{¶6} Appellant claims her guilty plea to failure to reinstate her license was not
voluntarily or knowingly entered into because the Uniform Traffic Citation was
inaccurate. We disagree.
{¶7} Crim.R. 11 requires guilty pleas to be made knowingly, intelligently, and
voluntarily. Subsection (E), which governs misdemeanor cases involving petty
offenses, states, "[i]n misdemeanor cases involving petty offenses the court may refuse
to accept a plea of guilty or no contest, and shall not accept such pleas without first
informing the defendant of the effect of the plea of guilty, no contest, and not guilty." As
explained by our brethren from the Seventh District in State v. Bailes, Mahoning App.
No. 01-CA-224, 2002-Ohio-5217, ¶10:
{¶8} "Although rigid adherence to Crim.R. 11 is preferred, a court need only
substantially comply with its requirements as long as the record reflects that under the
totality of the circumstances, the defendant knowingly, intelligently, and voluntarily
entered his plea by subjectively understanding the effect of the plea and his rights
waived.***A meaningful dialogue between the court and a defendant is required in
misdemeanor cases with a possibility of imprisonment. State v. Richard (1996), 113
Ohio App.3d 141, 144, 680 N.E.2d 667." (Citation omitted).
{¶9} The following discussion was held during appellant's plea:
{¶10} "THE COURT: And the other thing, Mr. Ruffing [prosecutor], I think it will
be clear maybe for the record, here's what the ticket actually says. The noncompliance
suspension is listed - - they made that the C charge but they have under the complaint
4510.11. The failure to reinstate is the A charge which is under 16. And I know what's Delaware County, Case No. 11CAC010005 4
going to happen is the clerk will look at this and say, well, the 16's an unclassified
misdemeanor, though I think the failure to reinstate takes precedent over the numerical
designation.
{¶11} "So if we - - if we can by agreement or I can do it here on my record,
amend this to - -
{¶12} "MR. RUFFING: 4511.21? Well, my copy looks like it already did that but,
yes.
{¶13} "THE COURT: Maybe there's an amendment in here that I haven't seen.
{¶14} "MR. RUFFING: No, I mean, it looks like somebody overwrote it on the
ticket itself. Has the Court seen the ticket itself? It looks like they actually overwrote an
11 with a 2.
{¶15} "THE COURT: It may be, although where they wrote the 2 is next to the
noncompliance suspension, it doesn't match. And where they wrote the 16, that was
next to the failure to reinstate, so those are flipped.
{¶16} "MR. RUFFING: Well, we would move to amend as necessary, Your
Honor.
{¶17} "THE COURT: So basically means that the A charge would be the failure
to reinstate which is a straight M1.
{¶18} "MR. BURCHINAL [DEFENSE COUNSEL]: Your Honor, I can't read the
copy I got, so. . . That was our intent.
{¶19} "THE COURT: Okay. So, Ms. Rhoads, you are then entering a guilty plea
to this charge of driving under suspension, correct?
{¶20} "THE DEFENDANT: Yes. Yes, Your Honor. Delaware County, Case No. 11CAC010005 5
{¶21} "THE COURT: Now Ms. Rhoads, do you understand that by doing so, that
you're giving up your right to a trial?
{¶22} "THE DEFENDANT: Yes.
{¶23} "THE COURT: This, I know this sounds like a little confusion here about
this driving under suspension charge. There are two of them. One's being dismissed
and one the plea is being entered into.
{¶24} "But this is a violation of what's called 4510.21 which is a misdemeanor of
the first degree. It does carry up to 180 days in jail, up to a $1000 fine or both, and I
could suspend your license up to a year; so do you understand the penalty range?
{¶25} "THE DEFENDANT: Yes, I do.
{¶26} "THE COURT: The guilty plea that you're entering, that's a complete
admission of your guilt. If I accept the plea, I'm going to move forward with sentence
today; do you understand that?
{¶27} "THE DEFENDANT: Yes." T. at 4-6.
{¶28} As indicated, defense counsel indicated the intent was to plea to the "A"
charge which was failure to reinstate which was a straight M1. Appellant stated she
understood the nature of the charge and the consequences thereof. T. at 5-6. She
stated she was "ready to go on with my life." T. at 11.
{¶29} Although there was confusion relative to the citation, it is clear from the
record that everyone understood that appellant was entering a guilty plea to the failure
to reinstate charge.
{¶30} Upon review, we find appellant's plea was voluntarily and knowingly given. Delaware County, Case No. 11CAC010005 6
{¶31} Assignment of Error I is denied.
{¶32} Appellant claims her admission to violating community control was not
knowingly entered into as the record is unclear as to the actual violations and that she
ever admitted to any violations. We agree in part.
{¶33} Within the records of Case Nos. 03TRC02726, 03CRB00265, and
03CRB00275, is a "Notice of Probation Violation/Community Control" filed March 30,
2006. Warrants were issued for appellant and initial appearances were held as well as
pretrials on the violations.
{¶34} During the guilty plea hearing, appellant's probation officer testified to
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[Cite as State v. Rhoads, 2011-Ohio-4744.]
COURT OF APPEALS DELAWARE COUNTY, OHIO FIFTH APPELLATE DISTRICT
STATE OF OHIO JUDGES: Hon. Sheila G. Farmer, P.J. Plaintiff - Appellee Hon. John W. Wise, J. Hon. Julie A. Edwards, J. -vs-
LESLIE RHOADS Case No. 11CAC010005
Defendant - Appellant OPINION
CHARACTER OF PROCEEDING: Appeal from the Municipal Court, Case Nos. 07TRD11391, 03CRB00275, 03TRC02726, and 03CRB00265
JUDGMENT: Judgment Vacated in Part & Remanded
DATE OF JUDGMENT: September 15, 2011
APPEARANCES:
For Plaintiff-Appellee For Defendant-Appellant
PETER B. RUFFING BRIAN G. JONES 70 North Union Street 2211 U.S. Highway 23 North Delaware, OH 43015 Delaware, OH 43015 Delaware County, Case No. 11CAC010005 2
Farmer, P.J.
{¶1} In the summer of 2007, appellant, Leslie Rhoads, was charged with one
count of obstructing official business in violation of R.C. 2921.31, one count of failure to
reinstate her license in violation of R.C. 4510.21, and two counts of driving under
suspension in violation of R.C. 4510.037 and 4510.16. At the time, appellant was on
probation for cases from 2003 therefore, she was also charged with violating community
control. On December 27, 2010, appellant pled guilty to the failure to reinstate her
license count, and admitted to violating community control. The remaining charges
were dismissed. By judgment entries filed same date, the trial court sentenced
appellant to an aggregate term of seventy days in jail.
{¶2} Appellant filed an appeal and this matter is now before this court for
consideration. Assignments of error are as follows:
I
{¶3} "THE GUILTY PLEA IN THE INSTANT CASE WAS NOT ENTERED INTO
KNOWINGLY."
II
{¶4} "THE ADMISSION TO THE VIOLATION WAS NOT ENTERED INTO
III
{¶5} "THE DEFENDANT WAS NOT AFFORDED EFFECTIVE ASSISTANCE
OF COUNSEL." Delaware County, Case No. 11CAC010005 3
{¶6} Appellant claims her guilty plea to failure to reinstate her license was not
voluntarily or knowingly entered into because the Uniform Traffic Citation was
inaccurate. We disagree.
{¶7} Crim.R. 11 requires guilty pleas to be made knowingly, intelligently, and
voluntarily. Subsection (E), which governs misdemeanor cases involving petty
offenses, states, "[i]n misdemeanor cases involving petty offenses the court may refuse
to accept a plea of guilty or no contest, and shall not accept such pleas without first
informing the defendant of the effect of the plea of guilty, no contest, and not guilty." As
explained by our brethren from the Seventh District in State v. Bailes, Mahoning App.
No. 01-CA-224, 2002-Ohio-5217, ¶10:
{¶8} "Although rigid adherence to Crim.R. 11 is preferred, a court need only
substantially comply with its requirements as long as the record reflects that under the
totality of the circumstances, the defendant knowingly, intelligently, and voluntarily
entered his plea by subjectively understanding the effect of the plea and his rights
waived.***A meaningful dialogue between the court and a defendant is required in
misdemeanor cases with a possibility of imprisonment. State v. Richard (1996), 113
Ohio App.3d 141, 144, 680 N.E.2d 667." (Citation omitted).
{¶9} The following discussion was held during appellant's plea:
{¶10} "THE COURT: And the other thing, Mr. Ruffing [prosecutor], I think it will
be clear maybe for the record, here's what the ticket actually says. The noncompliance
suspension is listed - - they made that the C charge but they have under the complaint
4510.11. The failure to reinstate is the A charge which is under 16. And I know what's Delaware County, Case No. 11CAC010005 4
going to happen is the clerk will look at this and say, well, the 16's an unclassified
misdemeanor, though I think the failure to reinstate takes precedent over the numerical
designation.
{¶11} "So if we - - if we can by agreement or I can do it here on my record,
amend this to - -
{¶12} "MR. RUFFING: 4511.21? Well, my copy looks like it already did that but,
yes.
{¶13} "THE COURT: Maybe there's an amendment in here that I haven't seen.
{¶14} "MR. RUFFING: No, I mean, it looks like somebody overwrote it on the
ticket itself. Has the Court seen the ticket itself? It looks like they actually overwrote an
11 with a 2.
{¶15} "THE COURT: It may be, although where they wrote the 2 is next to the
noncompliance suspension, it doesn't match. And where they wrote the 16, that was
next to the failure to reinstate, so those are flipped.
{¶16} "MR. RUFFING: Well, we would move to amend as necessary, Your
Honor.
{¶17} "THE COURT: So basically means that the A charge would be the failure
to reinstate which is a straight M1.
{¶18} "MR. BURCHINAL [DEFENSE COUNSEL]: Your Honor, I can't read the
copy I got, so. . . That was our intent.
{¶19} "THE COURT: Okay. So, Ms. Rhoads, you are then entering a guilty plea
to this charge of driving under suspension, correct?
{¶20} "THE DEFENDANT: Yes. Yes, Your Honor. Delaware County, Case No. 11CAC010005 5
{¶21} "THE COURT: Now Ms. Rhoads, do you understand that by doing so, that
you're giving up your right to a trial?
{¶22} "THE DEFENDANT: Yes.
{¶23} "THE COURT: This, I know this sounds like a little confusion here about
this driving under suspension charge. There are two of them. One's being dismissed
and one the plea is being entered into.
{¶24} "But this is a violation of what's called 4510.21 which is a misdemeanor of
the first degree. It does carry up to 180 days in jail, up to a $1000 fine or both, and I
could suspend your license up to a year; so do you understand the penalty range?
{¶25} "THE DEFENDANT: Yes, I do.
{¶26} "THE COURT: The guilty plea that you're entering, that's a complete
admission of your guilt. If I accept the plea, I'm going to move forward with sentence
today; do you understand that?
{¶27} "THE DEFENDANT: Yes." T. at 4-6.
{¶28} As indicated, defense counsel indicated the intent was to plea to the "A"
charge which was failure to reinstate which was a straight M1. Appellant stated she
understood the nature of the charge and the consequences thereof. T. at 5-6. She
stated she was "ready to go on with my life." T. at 11.
{¶29} Although there was confusion relative to the citation, it is clear from the
record that everyone understood that appellant was entering a guilty plea to the failure
to reinstate charge.
{¶30} Upon review, we find appellant's plea was voluntarily and knowingly given. Delaware County, Case No. 11CAC010005 6
{¶31} Assignment of Error I is denied.
{¶32} Appellant claims her admission to violating community control was not
knowingly entered into as the record is unclear as to the actual violations and that she
ever admitted to any violations. We agree in part.
{¶33} Within the records of Case Nos. 03TRC02726, 03CRB00265, and
03CRB00275, is a "Notice of Probation Violation/Community Control" filed March 30,
2006. Warrants were issued for appellant and initial appearances were held as well as
pretrials on the violations.
{¶34} During the guilty plea hearing, appellant's probation officer testified to
appellant being out of Ohio's jurisdiction without permission and failing to pay her public
defender fees, as well as the license issue discussed supra. T. at 16-17. It is clear
from the back and forth discussion between appellant and the trial court that appellant
understood the issue was failing to report to her probation officer. T. at 21-24. She
denied not reporting or being out-of-state. T. at 21, 25. The trial court imposed
probation violation sentences on appellant's failure to report and not her failure to pay
her public defender fees. T. at 25-26.
{¶35} Upon review, we find appellant understood the nature of the probation
violations; however she never admitted to them, her trial counsel did:
{¶36} "THE COURT: All right. We're here just going back and looking at the
original sentencing entries, we are here on final Community Control violation hearing
today, correct, Mr. Burchinal?
{¶37} "MR. BURCHINAL: Correct, Your Honor. Delaware County, Case No. 11CAC010005 7
{¶38} "THE COURT: And how does the Defendant wish to proceed?
{¶39} "MR. BURCHINAL: Your Honor, at this time we would admit the violation
and just ask to be heard in mitigation.
{¶40} "THE COURT: All right, very good." T. at 13-14.
{¶41} We find defense counsel's admission to violating community control on
behalf of appellant was inadequate given appellant's denials to the alleged violations.
{¶42} Assignment of Error II is granted in part.
{¶43} Appellant claims she was denied the effective assistance of trial counsel
as her counsel did not explain the amended traffic charge to her. We disagree.
{¶44} The standard this issue must be measured against is set out in State v.
Bradley (1989), 42 Ohio St.3d 136, paragraphs two and three of the syllabus, certiorari
denied (1990), 497 U.S. 1011. Appellant must establish the following:
{¶45} "2. Counsel's performance will not be deemed ineffective unless and until
counsel's performance is proved to have fallen below an objective standard of
reasonable representation and, in addition, prejudice arises from counsel's
performance. (State v. Lytle [1976], 48 Ohio St.2d 391, 2 O.O.3d 495, 358 N.E.2d 623;
Strickland v. Washington [1984], 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674,
followed.)
{¶46} "3. To show that a defendant has been prejudiced by counsel's deficient
performance, the defendant must prove that there exists a reasonable probability that,
were it not for counsel's errors, the result of the trial would have been different." Delaware County, Case No. 11CAC010005 8
{¶47} We find the record does not demonstrate that appellant misunderstood the
charge. See, Assignment of Error I. Further, there is no evidence in the record of
defense counsel's failure to inform appellant of the nature of the charges.
{¶48} Assignment of Error III is denied.
{¶49} The judgment of the Municipal Court of Delaware County, Ohio is hereby
vacated in part and the matter is remanded to said court for further proceedings
consistent with this opinion.
By Farmer, P.J.
Wise, J. and
Edwards, J. concur.
_s/ Sheila G. Farmer__________________
_s/ John W. Wise_____________________
__s/ Julie A. Edwards_________________
JUDGES
SGF/sg 824 [Cite as State v. Rhoads, 2011-Ohio-4744.]
IN THE COURT OF APPEALS FOR DELAWARE COUNTY, OHIO
FIFTH APPELLATE DISTRICT
STATE OF OHIO : : Plaintiff-Appellee : : -vs- : JUDGMENT ENTRY : LESLIE RHOADS : : Defendant-Appellant : CASE NO. 11CAC010005
For the reasons stated in our accompanying Memorandum-Opinion, the
judgment of the Municipal Court of Delaware County, Ohio is vacated in part, and the
matter is remanded to said court for further proceedings consistent with this opinion.
Costs to be divided equally between appellant and appellee.