State v. Reginald Roach (068874)

95 A.3d 683, 219 N.J. 58, 2014 WL 3843763, 2014 N.J. LEXIS 806
Supreme Court of New Jersey·Decided August 6, 2014·No. A-129-11·Published·Cited by 45 cases

Opinions

Justice LaVECCHIA

delivered the opinion of the Court.

Defendant, Reginald Roach, was convicted by a jury of aggravated sexual assault, burglary, and other offenses related to the home invasion and rape of a sixty-four-year-old woman. The issue on appeal to this Court is whether defendant’s confrontation rights were violated because the DNA analyst who testified at trial, and who matched the DNA profile developed from defendant’s buccal swab to DNA evidence left by the perpetrator at the scene of the offense, did not perform the testing procedures that provided the basis for the DNA profile developed from the perpetrator’s evidence.

At trial, the evidence from the testifying analyst demonstrated that she had conducted her own review of the DNA testing results obtained from samples of the sperm and blood found on the victim after the sexual assault. The analyst explained how she had independently reviewed the data and file materials produced through the lab’s processes by a non-testifying analyst who had conducted DNA testing of the perpetrator’s blood and sperm. The testifying analyst explained that she engaged in that independent review to satisfy herself that she had a correct DNA profile to rely on in order to provide an expert comparison of DNA profiles. She then detailed how she compared the profile obtained from the other analyst’s testing of the perpetrator’s DNA, which she had reviewed and verified, with the profile she had obtained from her own testing of defendant’s buccal swab after he had become a suspect in the investigation.

As we explained in the companion case of State v. Michaels, 219 N.J. 1, 95 A.3d 648, 2014 WL 3843299 (2014), issued today, current Confrontation Clause jurisprudence does not hold that the testimony of the original person to have performed forensic testing is required in all instances, regardless of the type of testing and the [61] knowledge and independence of review and judgment of the testifying witness. In the context of testing for the purpose of establishing DNA profiles for use in an expert’s comparison of DNA samples, we conclude that a defendant’s federal and state confrontation rights are satisfied so long as the testifying witness is qualified to perform, and did in fact perform, an independent review of testing data and processes, rather than merely read from or vouch for another analyst’s report or conclusions.

Here, the testifying analyst engaged in an independent review of DNA testing through which she personally verified the correctness of a DNA profile generated from the perpetrator’s sperm before she used it in making a comparison to defendant’s buccal swab and forming her expert conclusions. In this setting, we hold that defendant’s confrontation rights were not violated by her testimony. Defendant had the opportunity to confront the analyst who personally reviewed and verified the correctness of the two DNA profiles that resulted in a highly significant statistical match inculpating him as the perpetrator. We therefore affirm the judgment of the Appellate Division.

I.

We begin with a description of the incident that led to the trial, and then focus on the Confrontation Clause challenge to the forensic evidence presented in this case. The facts as set forth are derived from the evidence admitted at defendant’s trial.

A.

During the night of November 5, 2005, while sleeping in the second-floor bedroom of her North Brunswick apartment, the victim, H.H. was awoken by a masked man pointing a sharp object at her neck and demanding money. She led him downstairs to a drawer where she kept cash. He took the money and then, while still holding the object to her neck, forced her to return to the bedroom, where he raped her. H.H. called 9-1-1 after the perpetrator fled the scene. H.H. later described her attacker to [62] the police as African American, slim, soft-spoken, and taller than she. She was unable to identify him because she had not seen his face. She also could not identify the sharp object he had held to her neck.

H.H. was taken to a Rape Crisis Center where a nurse performed a forensic examination and prepared a sexual assault kit. Vaginal, anal, buccal, and fingernail swabs were taken from H.H., dry secretions were collected from her inner thighs, and slides were prepared from the swabs. Those samples, along with H.H.’s nightgown and underpants, were sent to the State Police Forensic Laboratory (State Lab) for analysis.

Charles Williams, a forensic scientist in the Biochemistry Department of the State Lab, tested the items in the sexual assault kit for the presence of blood and sperm. The vaginal slide tested positive for sperm, the external genital specimen and anal swab tested positive for blood, and the dried secretions from H.H.’s thighs tested positive for both blood and sperm. Those specimens were sent to the DNA Department of the State Lab along with H.H.’s buccal swab.

Shortly after the assault, the police identified as a suspect a person to whom we will refer as E.A. A buccal swab was obtained from him and sent to the State Lab on November 14, 2005.

B.

We digress briefly to describe generally the standard procedures used at the State Lab to generate a DNA profile from a biological sample. The process was explained at trial by the State’s expert witness, Jennifer Banaag, a forensic scientist employed in the State Lab’s DNA department.

Banaag testified that the State Lab uses a four-step process to generate a DNA profile from a sample: (1) extraction, which involves placing a small piece of the sample in a test tube with chemical reagents that liberate the DNA; (2) quantification, which is done to determine the amount of DNA in the sample; (8) [63] polymerase chain reaction amplification, in which the DNA from the extraction phase is placed with reagents in test tubes and heated in a “thermocycler” machine so that thirteen key sections, or loci, of the DNA are multiplied “billions and billions of times”; and (4) detection, in which the multiplied DNA, along with an “allele-like ladder,” is placed in a Genetic Analyzer machine where it travels through a capillary tube and past a laser that reads the length of the DNA fragments.

The Genetic Analyzer produces a machine-generated graph with peaks that identify the lengths of the DNA fragments at each locus, and the machine labels or “calls” the peaks on the graph by comparing them to the ladder. The analyst can check that the machine is operating properly by confirming that the ladder is labeled correctly. A full DNA profile contains two sequences or alleles for each of the thirteen loci, while an incomplete profile may lack values at some loci. In preparing a DNA report, the analyst copies the values called for each locus shown on the graph produced by the Genetic Analyzer into an allele table. The allele table contains a column for each sample tested, enabling a reader to easily compare the DNA profiles generated from the different samples.

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State v. Reginald Roach (068874), 95 A.3d 683, 219 N.J. 58, 2014 WL 3843763, 2014 N.J. LEXIS 806 (N.J. 2014).

95 A.3d 683 (State v. Reginald Roach (068874)) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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