State v. Reed

343 P.3d 680, 268 Or. App. 734, 2015 Ore. App. LEXIS 114
CourtCourt of Appeals of Oregon
DecidedFebruary 4, 2015
Docket12FE0008; A151558
StatusPublished
Cited by6 cases

This text of 343 P.3d 680 (State v. Reed) is published on Counsel Stack Legal Research, covering Court of Appeals of Oregon primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Reed, 343 P.3d 680, 268 Or. App. 734, 2015 Ore. App. LEXIS 114 (Or. Ct. App. 2015).

Opinion

SERCOMBE, P. J.

Following a jury trial, defendant was convicted of one count of first-degree rape, ORS 163.375,1 two counts of first-degree sexual abuse, ORS 163.427,2 and one count of incest, ORS 163.525. He appeals from the resulting judgment, raising three assignments of error. We reject without discussion defendant’s second and third assignments of error, and write only to address his first assignment in which he asserts that the trial court erred in admitting expert testimony concerning the victim’s ability to consent. As explained below, we reject defendant’s contention and, therefore, affirm.

We state the background facts necessary to provide context for the evidence at issue on appeal. The victim in this case is defendant’s adult daughter who suffers from cerebral palsy and severe intellectual disabilities. The victim cannot speak, read, use sign language, walk unassisted, or use a toilet, nor can she feed, groom, dress, or bathe herself. Defendant was the victim’s primary caretaker and, as part of that caretaking, bathed the victim and changed her diapers. On more than one occasion over a number of months, defendant had sexual intercourse with the victim.

After it became apparent to him that the victim was pregnant, defendant told his wife that he had engaged [736]*736in sexual contact with the victim. Defendant’s wife reported the conduct to the police and, during a subsequent interview with officers, defendant admitted to having engaged in sexual conduct with the victim on more than one occasion. Defendant was charged with two counts of first-degree rape, two counts of first-degree sexual abuse, and two counts of incest. One of the rape counts was based on the allegation that the victim was incapable of consenting to sexual intercourse by reason of mental defect and the other was based on the allegation that the victim was incapable of consent because of physical helplessness. Similarly, one sexual abuse count alleged that the victim had a mental defect and the other alleged that she was physically helpless.

At trial, it was undisputed that defendant had engaged in sexual conduct with the victim and that she had become pregnant as a result. However, based on the allegations in the indictment, the state was required to prove that the victim was incapable of consent by reason of mental defect or physical helplessness. For the purposes of first-degree rape and sexual abuse, the term [m] entally defective’ means that a person suffers from a mental disease or defect that renders the person incapable of appraising the nature of the conduct of the person.” ORS 163.305(3). “ORS 163.305(3) refers to a mental defect that prevents one from appraising the nature of one’s own conduct. The ‘appraisal’ must constitute an exercise of judgment and the making of choices based on an understanding of the nature of one’s own conduct.” State v. Reed, 339 Or 239, 244, 118 P3d 791 (2005). “‘Physically helpless’ means that a person is unconscious or for any other reason is physically unable to communicate unwillingness to an act.” ORS 163.305(5).

Although she could not testify, the state presented a video of the victim. In addition, among other things, the state presented expert testimony from a clinical psychologist, Dr. Elena Balduzzi, that the victim was not competent to consent to sexual activity. After defendant objected to Balduzzi’s conclusions, asserting that the testimony was “lacking any foundation in scientific evidence,” the court [737]*737held a hearing to determine whether the evidence met the standards articulated in State v. Brown, 297 Or 404, 687 P2d 751 (1984), and State v. O’Key, 321 Or 285, 899 P2d 663 (1995), for the admission of scientific evidence under OEC 702 and OEC 401.3 At the hearing, the court heard evidence — set forth in detail later in this opinion — relating to Balduzzi’s assessment of the victim and, in particular, her use of the “Sexual Consent and Education Assessment” (SCEA).

The court concluded that the evidence was relevant under OEC 401, and helpful to the jury under OEC 702. In particular, the court evaluated the scientific validity of the evidence under the factors set forth in Brown and O’Key.4 The court concluded that the evidence was relevant under OEC 401 and that it was scientifically valid and admissible. Accordingly, the court denied defendant’s motion to exclude Balduzzi’s testimony that, based on her assessment using the SCEA protocol, the victim was incapable of consenting to sexual conduct. The jury ultimately convicted defendant of one count of first-degree rape (based on inability to consent by reason of physical helplessness), two counts of [738]*738first-degree sexual abuse (based on inability to consent, one by reason of mental defect and the other by reason of physical helplessness), and one count of incest.5

Defendant challenges the rape and sexual abuse convictions on appeal, asserting that the “trial court erred in admitting Balduzzi’s opinion that [the victim] was not competent to consent to sexual activity and her related testimony sustaining that opinion.” In defendant’s view, Balduzzi’s opinion based on the SCEA did not possess sufficient indicia of scientific reliability and, therefore, was not admissible. The state “agrees with defendant that the testimony was ‘scientific’ evidence and thus had to satisfy the standards articulated in State v. Brown, * * * and State v. O’Key” for admitting scientific evidence under OEC 702 and OEC 401. It contends that it “demonstrated that Dr. Balduzzi’s testimony about the SCEA, and about its application to the victim was — in O’Key’s words, and in light of its seven-factor test — ‘based on scientifically valid principles and * * * pertinent to the issue to which it is directed.’” (Ellipses in original.) Thus, according to the state, “the trial court correctly deemed Dr. Balduzzi’s testimony to be admissible scientific evidence.”

Because the “validity of scientific evidence presents a legal question, we review the [trial] court’s ruling on the admissibility of such evidence for legal error.” State v. Branch, 243 Or App 309, 314, 259 P3d 103, rev den, 351 Or 216 (2011).

The proponent of “scientific” evidence must demonstrate that “the proposed evidence is based on scientifically valid principles and is pertinent to the issue to which it is directed.” O’Key, 321 Or at 303. “Under Brown and O’Key, scientific evidence is admissible if it is relevant under OEC 401, helpful to the trier of fact under OEC 702, and not subject to exclusion under OEC 403.” State v. Perry, 347 Or 110, 121, 218 P3d 95 (2009) (footnotes omitted). To evaluate the relevance and helpfulness of scientific evidence, courts consider a number of factors:

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Cite This Page — Counsel Stack

Bluebook (online)
343 P.3d 680, 268 Or. App. 734, 2015 Ore. App. LEXIS 114, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-reed-orctapp-2015.