State v. Rainoldi

268 P.3d 568, 351 Or. 486, 2011 Ore. LEXIS 1023
Oregon Supreme Court·Decided December 30, 2011·No. CC 061255770; CA A136377; SC S058846·Published·Cited by 40 cases

Opinion

*488 LANDAU, J.

ORS 166.270(1) provides that any person “who has been convicted of a felony” who owns or possesses a firearm commits the crime of felon in possession of a firearm. The issue in this case is whether the statute requires proof that the defendant knew that he had been convicted of a felony before he possessed, or attempted to possess, a firearm. The Court of Appeals held that ORS 166.270(1) requires proof of such knowledge and that the trial court erred in failing to deliver a jury instruction to that effect. We reverse the decision of the Court of Appeals and affirm the judgment of the circuit court.

I. BACKGROUND

The relevant facts are few and undisputed. In 2004, defendant was convicted of two offenses: forgery in the first degree, ORS 165.013, and identity theft, ORS 165.800. Both are Class C felonies. ORS 165.013(3); ORS 165.800(2). The trial court sentenced him to 24 months’ probation. On the judgment, the trial judge wrote “misd. treat, on completion of probation.” Defendant completed probation in May 2006.

Several months later, defendant attended a gun show and attempted to purchase a shotgun from Keith’s Sporting Goods. As part of that transaction, defendant filled out a background check form. On the form, he indicated that he had never been convicted of a felony. Using the information that defendant provided, an employee of Keith’s Sporting Goods called the State Police Firearms Unit to run a background check on defendant for approval of the shotgun sale. Based on the background check, defendant’s application to purchase the shotgun was denied.

Two police officers, Jacquot and Kulp, were also at the gun show. Dispatch notified them that defendant, a convicted felon, was attempting to purchase a firearm from Keith’s Sporting Goods. The officers went to the Keith’s Sporting Goods booth, spoke with the owner, and reviewed defendant’s background check form. During their conversation, the owner was able to identify defendant for the officers.

*489 The officers then contacted defendant, and the three went outside to discuss the situation. Once outside, defendant verified his identity and told the officers that he had been convicted of forgery a few years ago but that he understood the trial judge to have told him that, on completion of probation, his convictions would be reduced to misdemeanors. He explained that, because he had completed probation several months earlier, his crimes were only misdemeanors. Officer Kulp went to his patrol vehicle and ran another background check on defendant in an attempt to confirm his story. Because defendant’s felony convictions still appeared on his record, the officers cited him for attempted unlawful purchase of a firearm, ORS 166.425, and attempted felon in possession of a firearm, ORS 166.270. The state then charged defendant by information with those offenses, alleging that defendant “knowingly” attempted to purchase and “intentionally” attempted to own a firearm.

Before trial, defendant requested that the trial court instruct the jury that, to find him guilty of attempted felon in possession of a firearm, the jury had to conclude that defendant knew that he was a felon at the time he attempted to purchase the shotgun. The trial court denied the request.

At trial, defendant admitted that he had attempted to purchase the firearm. He further stipulated that, by virtue of his 2004 convictions, he had been convicted of a felony. He asserted that, nevertheless, he was not prohibited from purchasing or possessing a firearm because, at the time he attempted to do so, he believed that his felony convictions had been reduced to misdemeanors. In support of that assertion, he testified that the sentencing judge explained that if he completed his two-year probation period, his two felony convictions would be treated as misdemeanors. Although defendant admitted that he had no documentation that his felonies actually had been reduced to misdemeanors, he testified that he believed, at the time of the attempted purchase, that his convictions were only misdemeanors.

The jury was instructed that, among other things, to convict defendant for attempted possession of a firearm by a felon, it was required to find that defendant “knowingly attempted to possess any firearm.” The jury found defendant *490 guilty of attempted felon in possession of a firearm, but acquitted him of the remaining charge. Defendant appealed, arguing that the trial court erred in failing to instruct the jury that it had to find that defendant knew he was a felon in order to find him guilty. The Court of Appeals agreed and reversed the judgment of conviction, holding that a person’s status as a felon requires proof of a culpable mental state. State v. Rainoldi, 236 Or App 129, 149, 235 P3d 710 (2010). The court noted that, under ORS 161.105(1), a statute defining an offense that is outside of the Oregon Criminal Code does not require proof of a culpable mental state if that statute “clearly indicates” an intention to dispense with the requirement. The court observed that the text of ORS 166.270(l)(b) “provides no indication, much less a clear indication” of an intention to dispense with proof of a culpable mental state as to the element of defendant’s prior felony conviction. Id. at 135. Likewise, the court stated, the legislative history of the statute is silent on the point. Id. at 136. Particularly in light of the “emphatic legislative and judicial hostility toward strict liability crimes,” the court concluded, that silence is dispositive. Id. at 140. We accepted review of this case to determine whether that conclusion is correct.

II. ANALYSIS

A. Applicable law

The extent to which criminal liability requires proof of a particular mental state is prescribed by statute. ORS 161.095(2) provides:

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State v. Rainoldi, 268 P.3d 568, 351 Or. 486, 2011 Ore. LEXIS 1023 (Or. 2011).

268 P.3d 568 (State v. Rainoldi) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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