State v. Probst

124 P.3d 1237, 339 Or. 612, 2005 Ore. LEXIS 780
CourtOregon Supreme Court
DecidedDecember 22, 2005
DocketCC CR00494; CA A115154; SC S51760
StatusPublished
Cited by61 cases

This text of 124 P.3d 1237 (State v. Probst) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Probst, 124 P.3d 1237, 339 Or. 612, 2005 Ore. LEXIS 780 (Or. 2005).

Opinion

*614 GILLETTE, J.

This is a case of felony driving under the influence of intoxicants (DUII). The offense is a felony because defendant has been convicted of DUII on three previous occasions. Each of those three predicate convictions is an element of the charged offense. Defendant, however, has collaterally attacked the constitutional validity of one of the predicate convictions. The issue before us is whether the burden of persuasion respecting the alleged constitutional invalidity of that predicate offense falls on the state (to refute the allegation), or on the defendant (to prove it). For the reasons that follow, we hold that the defendant bears that burden.

Oregon law treats certain forms of criminal recidivism as more serious than a single commission of the same crime. An example of such treatment is the offense of DUII. Ordinarily, that offense is a traffic crime, classified as a Class A misdemeanor. See ORS 813.010(4) (so providing). However, if a person commits the offense of DUII after having been convicted previously of that same crime three times in the preceding 10 years, the offense is a Class C felony. ORS 813.010(5). Obviously, in a case involving such a felony charge, the state must prove the existence of the previous convictions, which are elements of felony DUII. The state ordinarily meets that burden by introducing certified copies of those convictions. However, cases (such as the present one) occasionally arise in which a defendant, while acknowledging the fact of the earlier convictions, asserts that the state obtained one or more of those convictions without the defendant having had or validly having waived the right to the assistance of counsel. This case presents the question of who, in such cases, has the burden of presenting evidence respecting that alleged lack of assistance of counsel. The Court of Appeals, relying on this court’s opinion in State v. Grenvik, 291 Or 99, 628 P2d 1195 (1981), held that the burden rests with the state to show either that defendant had or validly waived the assistance of counsel. State v. Probst, 192 Or App 337, 85 P3d 313 (2004). We allowed the state’s petition for review to address that question.

*615 The following facts are not in dispute. 1 In January 1994, defendant was charged in McMinnville Municipal Court with DUII. She entered into a diversion agreement pursuant to which she agreed to participate in an alcohol abuse treatment program. However, she failed to complete the treatment program successfully. In January 1996, the municipal court scheduled a hearing to determine whether to terminate the diversion agreement. The court informed defendant by letter that, if she failed to appear at the hearing, the court would terminate the diversion agreement and set the matter for trial. Defendant failed to appear, so the court terminated her diversion and set the case for trial on April 8, 1996.

On April 8,1996, defendant filed a petition to enter a guilty plea in the McMinnville Municipal Court case. The plea petition included the following statements:

“2. I wish to plead GUILTY to the charge of DRIVING A MOTOR VEHICLE WHILE UNDER THE INFLUENCE OF INTOXICANT LIQUOR OR DRUGS.
‡ ‡ ‡
“7. I OFFER MY PLEA OF GUILTY FREELY AND VOLUNTARILY AND OF MY OWN ACCORD AND WITH FULL UNDERSTANDING OF ALL MATTERS SET FORTH IN THE COMPLAINT IN THIS PETITION.
“8. I ALSO WAIVE MY RIGHT TO AN ATTORNEY.”

(Boldface in original.) The municipal court accepted defendant’s guilty plea and entered a conviction for misdemeanor DUII.

In the meantime, on March 14,1996, defendant was charged with a different DUII, with venue in Yamhill County District Court. On March 15, defendant appeared before the district court and the court appointed counsel for her and set the case for trial on May 1, 1996. On May 1, 1996, the *616 Yamhill County District Court convicted defendant of misdemeanor DUII.

In 1999, defendant was convicted of misdemeanor DUII for a third time, this time in Yamhill County Circuit Court.

In September 2000, defendant was charged in the present case with a fourth DUII offense. As authorized by ORS 813.010(5), the offense was charged as a felony, based on defendant’s three previous convictions for misdemeanor DUII. Defendant filed a motion in limine, challenging the use of the first of the three convictions — the 1996 McMinnville Municipal Court conviction — to show that she had been convicted of misdemeanor DUII on three occasions in the last 10 years. She asserted that the state could not use the municipal court conviction against her because she had not waived validly her right to counsel in that case.

The trial court held an evidentiary hearing on the motion. The state introduced defendant’s plea petition from the municipal court case into evidence, and also submitted evidence showing that, at the time of the municipal court case, defendant was being actively represented by counsel in the district court case. In addition, the state called the McMinnville municipal court administrator, Bennett, to testify about her recollection of the April 8, 1996, hearing in which defendant had pleaded guilty. Bennett stated that, although defendant had appeared at the proceeding without an attorney, the municipal court previously had granted her a continuance so that she could obtain counsel. Bennett indicated that the municipal judge generally warned defendants before accepting an uncounseled plea of guilty, and described the warning that the judge gave to defendant in the present case as follows:

“[PROSECUTOR]: What, if anything, was the warning he gave?
“[WITNESS]: In this particular case, I was in the courtroom, and I do remember how the case was handled merely because this was the third time that she was brought in. And in this case, the judge had told her that — that she could seek counsel, and that she had the right to counsel before she entered her plea. And in this case, she entered her plea.
*617 * * * *
“THE COURT: Do you recall if the judge cautioned her at all about the hazards of proceeding without an attorney?
“[WITNESS]: When he had brought her up, he had told her that she was here for a hearing to revoke her diversion, and that it would become a conviction. And that upon her entering this plea, that this was what precisely could happen, like the $5,000 fine. He read actually off of the guilty plea form. And then he told her that she had the right to an attorney before she entered a plea.”

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Cite This Page — Counsel Stack

Bluebook (online)
124 P.3d 1237, 339 Or. 612, 2005 Ore. LEXIS 780, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-probst-or-2005.