State v. Preston

521 A.2d 305, 1987 Me. LEXIS 655
CourtSupreme Judicial Court of Maine
DecidedFebruary 23, 1987
StatusPublished
Cited by8 cases

This text of 521 A.2d 305 (State v. Preston) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Preston, 521 A.2d 305, 1987 Me. LEXIS 655 (Me. 1987).

Opinion

CLIFFORD, Justice.

The State appeals from an order of the Superior Court, Washington County, granting defendant Darien Preston’s motion for a new trial on the ground of newly discovered evidence. See 15 M.R.S.A. § 2115-A (1980 & Supp.1986) and M.R.Crim.P. 37B. The State contends that the motion justice erred in granting a new trial solely on the basis of inadmissible hearsay testimony. Because we determine that Preston failed to establish a reasonable likelihood that the testimony would be admissible at trial, we vacate the Superior Court’s order.

I.

After a jury trial in September 1985, the defendant was found guilty of burglary, 17-A M.R.S.A. § 401 (1983 and Supp.1986) (Class C), criminal trespass, 17-A M.R.S.A. § 402 (1983) (Class E), and criminal mischief, 17-A M.R.S.A. § 806(1)(A) (1983) (Class D), 1 consequent to a break-in at Murphy’s Pizza in Machias on April 3,1985. In October 1985, more than 10 days after the verdict, the defendant moved for a new trial on the ground of newly discovered evidence and requested a hearing. See M.R.Crim.P. 33.

The only evidence offered at the hearing on the defendant’s motion for a new trial was the testimony of Cynthia Pennell, an acquaintance of the defendant, who testified that at around the time of the break-in, she had heard one Dray boasting that he had committed the crimes and that the police were after someone else. Although she had become friendly with the defendant during the summer of 1985 and was aware that he was charged with these crimes, she did not tell him of Dray’s declaration. She testified she had attached no significance to the statement at the time, since she knew Dray to be a braggart. Pennell ended her relationship with defendant toward the end of the summer and left the Machias area. She testified that she came forward with the information only in October 1985 after she returned to Machias on a visit and learned of the defendant’s conviction.

Finding Pennell to be a credible witness, the motion justice overruled the State’s timely hearsay objection to the testimony concerning Dray’s declaration, ruling that it was admissible as a declaration against penal interest. See M.R.Evid. 804(b)(3). Although defense counsel admitted that he had made no effort to procure the presence of Dray at the hearing, the motion justice determined that if found, Dray would probably assert a privilege against incrimination. See M.R.Evid. 804(a)(1) & (5). Based on Pennell’s testimony, the motion justice granted the defendant’s motion for a new trial.

II.

We need not decide the issue of the admissibility vel non of Pennell’s testimony at the hearing on the motion for a new trial. We address instead the question whether the defendant established a reasonable likelihood that Dray would be unavailable within the meaning of M.R.Evid. 804(a) at the new, second trial.

In order to prevail on a motion for a new trial grounded on newly discovered *307 evidence, the moving party must demonstrate 1) that the newly discovered evidence will probably lead to a different result in a new trial; 2) that the evidence has been newly discovered since the trial; 3) that it could not have been discovered through the exercise of due diligence; 4) that the evidence is material; and 5) that the evidence is not merely cumulative or impeaching, unless it is clear that such impeachment would have resulted in a different verdict. State v. Lord, 458 A.2d 432, 433 (Me.1983); State v. Casale, 148 Me. 312, 319-20, 92 A.2d 718, 722 (1952).

Admissibility of hearsay evidence bears directly on the first requirement, for it is apparent that if the evidence offered at the new trial is inadmissible, it cannot change the result. In most cases the motion justice will be able to determine at the hearing on the motion for a new trial or even on the affidavits submitted in support of the motion, see Commonwealth v. Colantoni, 396 Mass. 672, 681, 488 N.E.2d 394, 400 (1986), whether the proffered newly discovered evidence will be admissible at a new trial.

For Dray’s inculpatory statement to be admissible as a declaration against penal interest pursuant to M.R.Evid. 804(b)(3), the defendant had the burden of showing the following: 1) Dray must have been unavailable as a witness within the meaning of Rule 804(a); 2) the statement must so far have tended to subject Dray to criminal liability that a reasonable person in his position would not have made the statement unless he believed it to be true; and 3) the statement must have been corroborated by circumstances “clearly” indicating its trustworthiness. State v. Smith, 415 A.2d 553, 559 (Me.1980).

The motion justice erred as a matter of law in concluding that Dray would be unavailable within the meaning of M.R. Evid. 804(a)(1). A witness may be unavailable under 804(a)(1) 2 if the court rules that he is exempt from testifying by virtue of privilege, in this case, the privilege against self-incrimination. 3 But in order for a witness to be unavailable within the meaning of 804(a)(1), that witness must actually appear in court and refuse to testify. State v. McDonough, 350 A.2d 556, 561 (Me.1976). A finding such as the motion justice made in this case, that the witness is likely to invoke the privilege, is insufficient.

The defendant also failed to demonstrate a reasonable likelihood that Dray would be unavailable under M.R.Evid. 804(a)(5). 4 That rule requires that the proponent of the statement make a showing of reasonable effort or good faith attempt to procure the attendance of the witness before that witness may be declared unavailable and his out of court declaration made admissible through the testimony of another witness. State v. Scholz, 432 A.2d 763, 765 (Me.1981). Although the court has broad discretion in determining whether a good faith attempt has been made, id. at 766, there is no evidence in this record on which the motion justice could base such a finding. In answer to the motion justice’s question as to whether any attempt had been made to locate Dray, counsel answered, “Not to my knowledge, Your Honor.”

Moreover, the motion justice committed clear error in finding that any effort to locate Dray would be unavailing. Pennell’s obvious lack of personal knowledge of Dray’s whereabouts deprives her testimony of any probative value. Where the declarant’s unavailability is the decisive criterion, there is no reason why admissibility at a later trial cannot be shown with rea *308 sonable likelihood at the hearing on the motion.

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Bluebook (online)
521 A.2d 305, 1987 Me. LEXIS 655, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-preston-me-1987.