State v. Prentiss

786 P.2d 932, 163 Ariz. 81, 48 Ariz. Adv. Rep. 17, 1989 Ariz. LEXIS 190
Arizona Supreme Court·Decided November 9, 1989·No. CR-88-0148-PR·Published·Cited by 61 cases

Opinion

CLABORNE, Court of Appeals Judge,

Department A.

We review a decision of the court of appeals which affirmed defendant’s conviction and sentence. State v. Prentiss, 161 Ariz. 65, 775 P.2d 1129 (App.1988). We have jurisdiction in accordance with article 6, section 5(3) of the Arizona Constitution, A.R.S. § 12-120.24 and Rule 31.19, Arizona Rules of Criminal Procedure.

The facts are not in dispute. Ms. Suzanne Prentiss (defendant) was charged in Tucson City Court with operating a motor vehicle on August 7, 1986, while she was under the influence of intoxicating liquor pursuant to A.R.S. § 28-692(A) or while there was 0.10% or more alcohol concentration in her blood pursuant to A.R.S. § 28-692(B).

On November 6, 1986, Prentiss was tried before a jury and found guilty of operating a motor vehicle while there was 0.10% or more of alcohol concentration in her blood or breath (A.R.S. § 28-692(B)).

On November 21,1986, Prentiss was sentenced to serve nine months unsupervised probation; pay a fine in the amount of $250.00; enroll in an impaired driver’s program and pay the fee for that program in the amount of $75.00. Her driver’s license was suspended for ninety days.

The prosecutor did not allege “alternative sentencing provisions” (mitigating circumstances) at the time of sentencing pursuant to A.R.S. § 28-692.01(C) which provides:

Notwithstanding subsection B of this section, the judge may sentence a person who is convicted of a violation of § 28-692 pursuant to subsection D of this section instead of pursuant to subsection B of this section if the prosecutor alleges the provisions of this subsection and the judge finds that such alternative sentencing will serve the best interests of the state, and that the person:
1. Has not been convicted of one or more violations of § 28-692 within sixty months of the date of commission of the acts out of which the charges arose. The dates of commission of the offense are the determining factor in applying this paragraph.
2. Was not driving with 0.20 or more alcohol concentration in his blood or breath. In this paragraph “alcohol concentration” means grams of alcohol per one hundred milliliters of blood or grams of alcohol per two hundred ten liters of breath.
3. Did not cause serious physical injury, as defined in § 13-105, paragraph 30, to another person during the same event or course of conduct which resulted in the conviction for which the person is to be sentenced.

(emphasis added).

Although Prentiss had not been convicted of an A.R.S. § 28-692 violation within sixty months of the date of the charge, had not been driving with 0.20% or more by weight of alcohol in her blood, and caused no personal injury as a result of her driv *83 ing, the prosecutor refused to “allege” these circumstances. A prosecutorial allegation is required before the court may apply A.R.S. § 28-692.01(D). 1

The prosecutor refused to “allege” the provisions of A.R.S. § 28-692.01(C) because Prentiss rejected the state’s plea and elected to exercise her right to a trial. See appendix. The policy of the city prosecutor’s office was to allege the statutory mitigating circumstances only if a guilty plea agreement had been executed or agreed to by the defendant. Both the prosecutor and the amicus curiae City of Phoenix take the position that the statute’s intent is to facilitate favorable prosecutorial plea bargaining. They contend this policy provides for prosecutorial and judicial economy because a trial on the merits is avoided.

The defendant appealed her conviction to the superior court. Judge Pahringer affirmed the conviction and remanded the matter to the municipal court for resen-tencing. The superior court said:

With respect to the Appellee’s Cross Appeal, State vs. Jones, 142 Az. 302 [sic] [689 P.2d 561] (App.1984), makes clear that it is unconstitutional to limit a judge’s ability to impose a mitigated sentence to instances in which the prosecutor makes a post-trial “recommendation.” Jones is not, however, dispositive of the difficult question presented in this case— the constitutionality of a statute requiring a prosecutorial “allegation” of the applicability of A.R.S. § 28-692.01(C) before a mitigated sentence may be imposed. If the word “allegation” is interpreted as meaning a formal pretrial pleading, which is the interpretation this Court places on it, this Court is unable to find any meaningful distinction between such a procedure and the well established procedure of the prosecutorial filing of pretrial allegations of dangerous nature, prior convictions, and the commission of offenses while on bond____
The Trial Court abused its discretion in sentencing the defendant pursuant to A.R.S. § 28-692.01(D) absent an appropriate allegation by the prosecutor.

Minute entry dated 8/27/87.

The defendant appealed, and division two of the court of appeals affirmed the superi- or court. The appellate court said:

We see no distinction between allegations of prior convictions or of the dangerous nature of an offense which, if proven, mandate a prison sentence and the failure to allege mitigating circumstances which then mandates a one-day jail sentence. That form of prosecutorial power is not unconstitutional. State v. Jones, [sic] supra, stands for no more than that a prosecutor cannot control sentencing after conviction, not that his charging decision may not control sentencing discretion.

State v. Prentiss, 161 Ariz. 65, 66, 775 P.2d 1129, 1130 (App.1988). It is with this characterization that we disagree.

The issues raised by defendant concern whether A.R.S. § 28-692.01(0) violates the constitutional concepts of separation of powers, equal protection and/or substantive due process.

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State v. Prentiss, 786 P.2d 932, 163 Ariz. 81, 48 Ariz. Adv. Rep. 17, 1989 Ariz. LEXIS 190 (Ark. 1989).

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