[Cite as State v. Poe, 2018-Ohio-3279.]
IN THE COURT OF APPEALS FIRST APPELLATE DISTRICT OF OHIO HAMILTON COUNTY, OHIO
STATE OF OHIO, : APPEAL NO. C-170506 TRIAL NO. 17CRB-13232 Plaintiff-Appellee, :
vs. : O P I N I O N.
ANNETTE POE, :
Defendant-Appellant. :
Criminal Appeal From: Hamilton County Municipal Court
Judgment Appealed From Is: Affirmed in Part, Reversed in Part, and Cause Remanded for Resentencing
Date of Judgment Entry on Appeal: August 17, 2018
Paula Boggs Muething, City Solicitor, Natalia Harris, City Prosecutor, and Christopher Liu, Assistant Prosecutor, for Plaintiff-Appellee,
Raymond T. Faller, Hamilton County Public Defender, and Demetra Stamatakos, Assistant Public Defender, for Defendant-Appellant. OHIO FIRST DISTRICT COURT OF APPEALS
CUNNINGHAM, Presiding Judge.
{¶1} Defendant-appellant Annette Poe appeals her conviction for criminal
damaging, asserting that the trial court denied her the right of allocution and that she was
prejudiced by the denial. We agree and remand the cause for resentencing.
{¶2} After Poe was arrested for criminal damaging, she proceeded to a trial
before the court. At trial, Elizabeth Valesquez testified that she had seen her neighbor
scratch the side of her husband’s car while it was located in the parking lot of their
apartment building around noon on May 15, 2017. Valesquez identified Poe as the
neighbor, and stated that Poe often addressed her with derogatory terms. Valesquez’s
husband, Jose Rodriquez Fernandez, testified that the car he had left in Poe’s parking spot
with her permission had no scratches when he checked it before leaving for work on the
morning of May 15, but the car had significant scratches when he returned home from
work later that day. Fernandez further testified that when he confronted Poe about the
damage, she lashed out with “Mexicans [are] no good here.” The only other witness to
testify was the officer who arrested Poe after his investigation.
{¶3} The trial court found Poe guilty of the charge and proceeded to sentencing.
The following exchange then took place on the record:
The Court: Mitigation.
Defense counsel: Judge, mitigation. Ms. Poe is 53 years old. She
has no record that I can see. Judge, she is working right now for Trade
Global in West Chester.
[The Court]: Ms. Poe, I’m curious as to the portion that we heard[,]
the exchange that may or may not have taken place, did you tell the
Fernandez family, the victims[,] that they could park in your space?
2 OHIO FIRST DISTRICT COURT OF APPEALS
Poe: No.
The Court: Okay, so that is not accurate in terms of the parking
space?
Poe: It’s not accurate. They park on the street.
The Court: Okay.
Poe: In front of a store and it’s got cameras.
The Court: Mm-hmm.
Poe: And they carry phones all the time. They said they seen
me scratch the car, why didn’t they take a picture or try to stop me?
The Court: Part of what I was curious about is whether or not
you had, in fact, said that they could park there.
Poe: No, I never told them they could park there. They never
did park in my spot.
The Court: Do you have a criminal record over there? I don’t
see anything up here. You say your client has no record, okay.
The Prosecutor: I believe Mr. Rodriguez would request [a]
restitution amount. Unfortunately I don’t have an estimate here today.
The Court: In order to provide a restitution amount I have to
have an amount.
The Prosecutor: I understand.
The Court: This is charged as an M-2, is that correct?
The Prosecutor: It is. Ma’am, you did not spend any time in
lockup, did you?
3 OHIO FIRST DISTRICT COURT OF APPEALS
Defense counsel: She was arrested, taken down to the Justice
Center, Judge.
The Court: Okay. Ma’am, I’m going to place you on a period of
Community Control for 11 months. In order to do that, I’m imposing
90 days, suspend 90 days. There’s going to be [a] $100 fine plus court
costs. No contact with the family that’s alleged as the victim in this
case, the Fernandez family. So, no contact with them. That’s no back
and forth, nothing. I’m going to order you to complete the Corrective
Thinking program.
{¶4} In her sole assignment of error, Poe asserts that the trial court erred
by denying her the right of allocution as required by Crim.R. 32(A)(1), because the
court failed to “address [her] personally” and ask if she “wish[ed] to make a
statement in * * * her own behalf or present any information in mitigation of
punishment.”
{¶5} The defendant’s right of allocution requires a trial court’s
unambiguous, personal invitation to the defendant to speak on the issue of
mitigation of punishment before sentencing. State v. Green, 90 Ohio St.3d 352,
359, 738 N.E.2d 1208 (2000), cited in State v. Thompson, 1st Dist. Hamilton No. C-
120516, 2013-Ohio-1981, ¶ 6; State v. Saunders, 1st Dist. Hamilton No. C-160781,
2017-Ohio-8557, ¶ 13. “Trial courts must painstakingly adhere to Crim.R. 32,
guaranteeing the right of allocution,” as the Crim.R. 32 inquiry “represents a
defendant’s last opportunity to plead his case or express remorse.” Green at 359-
360.
4 OHIO FIRST DISTRICT COURT OF APPEALS
{¶6} If a trial court imposes a sentence without first asking the defendant if
he or she wishes to exercise the right of allocution, “resentencing is required unless
the error is invited error or harmless error.” State v. Campbell, 90 Ohio St.3d 320,
738 N.E.2d 1178 (2000), paragraph three of the syllabus; Thompson at ¶ 8.
{¶7} In this case, the trial court’s general statement of “mitigation” at the
commencement of the sentencing hearing was not sufficient to satisfy the court’s
duty to unambiguously address Poe personally when inquiring about mitigation. See
Thompson at ¶ 7. The state argues, however, that the trial court’s subsequent direct
questioning of Poe was sufficient to render the error harmless.
{¶8} In support of its harmless-error argument, the state cites State v.
Reynolds, 80 Ohio St.3d 670, 687 N.E.2d 1358 (1998), and Thompson, 1st Dist.
Hamilton No. C-120516, 2013-Ohio-1981. In Reynolds, the Supreme Court held that
the trial court’s failure to ask the defendant if he wanted to make a statement before
sentencing on an aggravated-murder count was harmless error because the
defendant had made an unsworn statement in the penalty phase of the trial and had
addressed the court in a previously sent letter, and his attorney had made a
statement on his behalf. Reynolds at 684.
{¶9} In Thompson, this court held that the trial court’s failure to personally
ask the defendant if he wanted to exercise his right of allocution was harmless
because the defendant requested and was granted an opportunity to personally
address the court and “make his case in mitigation” before the court finally
pronounced sentence. Thompson at ¶ 12.
{¶10} This case is distinguishable from Reynolds and Thompson because
nothing in the record demonstrates that Poe was ever adequately informed of or
5 OHIO FIRST DISTRICT COURT OF APPEALS
afforded her right to make a statement to the court with respect to the sentence
about to be imposed. The back and forth between the trial court and Poe during the
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[Cite as State v. Poe, 2018-Ohio-3279.]
IN THE COURT OF APPEALS FIRST APPELLATE DISTRICT OF OHIO HAMILTON COUNTY, OHIO
STATE OF OHIO, : APPEAL NO. C-170506 TRIAL NO. 17CRB-13232 Plaintiff-Appellee, :
vs. : O P I N I O N.
ANNETTE POE, :
Defendant-Appellant. :
Criminal Appeal From: Hamilton County Municipal Court
Judgment Appealed From Is: Affirmed in Part, Reversed in Part, and Cause Remanded for Resentencing
Date of Judgment Entry on Appeal: August 17, 2018
Paula Boggs Muething, City Solicitor, Natalia Harris, City Prosecutor, and Christopher Liu, Assistant Prosecutor, for Plaintiff-Appellee,
Raymond T. Faller, Hamilton County Public Defender, and Demetra Stamatakos, Assistant Public Defender, for Defendant-Appellant. OHIO FIRST DISTRICT COURT OF APPEALS
CUNNINGHAM, Presiding Judge.
{¶1} Defendant-appellant Annette Poe appeals her conviction for criminal
damaging, asserting that the trial court denied her the right of allocution and that she was
prejudiced by the denial. We agree and remand the cause for resentencing.
{¶2} After Poe was arrested for criminal damaging, she proceeded to a trial
before the court. At trial, Elizabeth Valesquez testified that she had seen her neighbor
scratch the side of her husband’s car while it was located in the parking lot of their
apartment building around noon on May 15, 2017. Valesquez identified Poe as the
neighbor, and stated that Poe often addressed her with derogatory terms. Valesquez’s
husband, Jose Rodriquez Fernandez, testified that the car he had left in Poe’s parking spot
with her permission had no scratches when he checked it before leaving for work on the
morning of May 15, but the car had significant scratches when he returned home from
work later that day. Fernandez further testified that when he confronted Poe about the
damage, she lashed out with “Mexicans [are] no good here.” The only other witness to
testify was the officer who arrested Poe after his investigation.
{¶3} The trial court found Poe guilty of the charge and proceeded to sentencing.
The following exchange then took place on the record:
The Court: Mitigation.
Defense counsel: Judge, mitigation. Ms. Poe is 53 years old. She
has no record that I can see. Judge, she is working right now for Trade
Global in West Chester.
[The Court]: Ms. Poe, I’m curious as to the portion that we heard[,]
the exchange that may or may not have taken place, did you tell the
Fernandez family, the victims[,] that they could park in your space?
2 OHIO FIRST DISTRICT COURT OF APPEALS
Poe: No.
The Court: Okay, so that is not accurate in terms of the parking
space?
Poe: It’s not accurate. They park on the street.
The Court: Okay.
Poe: In front of a store and it’s got cameras.
The Court: Mm-hmm.
Poe: And they carry phones all the time. They said they seen
me scratch the car, why didn’t they take a picture or try to stop me?
The Court: Part of what I was curious about is whether or not
you had, in fact, said that they could park there.
Poe: No, I never told them they could park there. They never
did park in my spot.
The Court: Do you have a criminal record over there? I don’t
see anything up here. You say your client has no record, okay.
The Prosecutor: I believe Mr. Rodriguez would request [a]
restitution amount. Unfortunately I don’t have an estimate here today.
The Court: In order to provide a restitution amount I have to
have an amount.
The Prosecutor: I understand.
The Court: This is charged as an M-2, is that correct?
The Prosecutor: It is. Ma’am, you did not spend any time in
lockup, did you?
3 OHIO FIRST DISTRICT COURT OF APPEALS
Defense counsel: She was arrested, taken down to the Justice
Center, Judge.
The Court: Okay. Ma’am, I’m going to place you on a period of
Community Control for 11 months. In order to do that, I’m imposing
90 days, suspend 90 days. There’s going to be [a] $100 fine plus court
costs. No contact with the family that’s alleged as the victim in this
case, the Fernandez family. So, no contact with them. That’s no back
and forth, nothing. I’m going to order you to complete the Corrective
Thinking program.
{¶4} In her sole assignment of error, Poe asserts that the trial court erred
by denying her the right of allocution as required by Crim.R. 32(A)(1), because the
court failed to “address [her] personally” and ask if she “wish[ed] to make a
statement in * * * her own behalf or present any information in mitigation of
punishment.”
{¶5} The defendant’s right of allocution requires a trial court’s
unambiguous, personal invitation to the defendant to speak on the issue of
mitigation of punishment before sentencing. State v. Green, 90 Ohio St.3d 352,
359, 738 N.E.2d 1208 (2000), cited in State v. Thompson, 1st Dist. Hamilton No. C-
120516, 2013-Ohio-1981, ¶ 6; State v. Saunders, 1st Dist. Hamilton No. C-160781,
2017-Ohio-8557, ¶ 13. “Trial courts must painstakingly adhere to Crim.R. 32,
guaranteeing the right of allocution,” as the Crim.R. 32 inquiry “represents a
defendant’s last opportunity to plead his case or express remorse.” Green at 359-
360.
4 OHIO FIRST DISTRICT COURT OF APPEALS
{¶6} If a trial court imposes a sentence without first asking the defendant if
he or she wishes to exercise the right of allocution, “resentencing is required unless
the error is invited error or harmless error.” State v. Campbell, 90 Ohio St.3d 320,
738 N.E.2d 1178 (2000), paragraph three of the syllabus; Thompson at ¶ 8.
{¶7} In this case, the trial court’s general statement of “mitigation” at the
commencement of the sentencing hearing was not sufficient to satisfy the court’s
duty to unambiguously address Poe personally when inquiring about mitigation. See
Thompson at ¶ 7. The state argues, however, that the trial court’s subsequent direct
questioning of Poe was sufficient to render the error harmless.
{¶8} In support of its harmless-error argument, the state cites State v.
Reynolds, 80 Ohio St.3d 670, 687 N.E.2d 1358 (1998), and Thompson, 1st Dist.
Hamilton No. C-120516, 2013-Ohio-1981. In Reynolds, the Supreme Court held that
the trial court’s failure to ask the defendant if he wanted to make a statement before
sentencing on an aggravated-murder count was harmless error because the
defendant had made an unsworn statement in the penalty phase of the trial and had
addressed the court in a previously sent letter, and his attorney had made a
statement on his behalf. Reynolds at 684.
{¶9} In Thompson, this court held that the trial court’s failure to personally
ask the defendant if he wanted to exercise his right of allocution was harmless
because the defendant requested and was granted an opportunity to personally
address the court and “make his case in mitigation” before the court finally
pronounced sentence. Thompson at ¶ 12.
{¶10} This case is distinguishable from Reynolds and Thompson because
nothing in the record demonstrates that Poe was ever adequately informed of or
5 OHIO FIRST DISTRICT COURT OF APPEALS
afforded her right to make a statement to the court with respect to the sentence
about to be imposed. The back and forth between the trial court and Poe during the
sentencing hearing involved the court’s narrow inquiry about a part of one victim’s
testimony. The court did not inquire as to whether Poe wished to present
information in mitigation of punishment for the offense of criminal damaging, and
Poe’s responses to the court touched on guilt but not on punishment. The court then
imposed a maximum sentence for a second-degree misdemeanor. Although the jail
term was suspended, the sentence also included community control for 11 months, a
fine, and the completion of a “Corrective Thinking” class.
{¶11} On this record, we conclude that the error was not harmless, as we
cannot say that had the court asked Poe if she wished to personally address the court
with respect to the sentence about to be imposed, as required by Crim.R. 32(A)(1), it
would have had no positive effect on her sentence.
{¶12} Accordingly, we sustain the sole assignment of error, reverse Poe’s
sentence, and remand the cause to the trial court for resentencing in accordance with
this opinion and the law. We affirm in all other respects.
Judgment affirmed in part, reversed in part, and cause remanded.
ZAYAS and DETERS, JJ., concur.
Please note:
The court has recorded its own entry on this date.