State v. Phillips

2 Ohio App. Unrep. 101
CourtOhio Court of Appeals
DecidedApril 16, 1990
DocketCase No. 11576
StatusPublished

This text of 2 Ohio App. Unrep. 101 (State v. Phillips) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Phillips, 2 Ohio App. Unrep. 101 (Ohio Ct. App. 1990).

Opinion

WOLFF, P.J.

Jonathan L. Phillips was found guilty of two counts of rape and one count of gross sexual imposition involving his six year old niece, Tiffannie Ruble, and one count of gross sexual imposition involving his ten year old niece, Amanda Ruble. Phillips was sentenced concurrently on all counts, resulting in a 5 - 25 year sentence. On appeal, Phillips advances three assignments of error.

I. THE TRIAL COURT PREJUDICED THE DEFENDANT BY VIOLATING HIS CONSTITUTIONAL RIGHTS CONTAINED IN THE SIXTH AND FOURTEENTH AMENDMENTS.

The assignment relates to the trial court's voir dire examination of Tiffannie and Amanda as to their competency to testify. The girls were examined in chambers by the trialjudge and the prosecuting attorney. Defense counsel was present but the record fails to reflect that he participated in the examination, prompting Phillips to claim on appeal that the trial court denied him his Sixth Amendment right to confront his accusers. Phillips also contends that the trial court's permitting the prosecutor to examine the girls demonstrates that the trial court abdicated its responsibility to determine the competency question.

The record reflects neither a request by defense counsel to participate, nor an objection by defense counseltotheprosecutor'squestioning the girls, nor an objection to not being permitted to participate. On appeal, Phillips acknowledges that defense counsel's non-participation in the voir dire examination must amount to plain error to qualify for appellate redress.

Although it is the exclusive province of the trial court to examine a child as to competency, State v. Wilson (1952), 156 Ohio St 525 at 529, the trial court permitted the prosecutor to examine the girls. We have examined the transcript of the voir dire examination, and conclude that the prosecutor's questions were unremarkable and along the lines of what we would expect the trial court itself to have asked. Furthermore, the record simply fails to establish the defense counsel would have been forbidden to question the girls had he asked to do so. Finally, the record lackseven the suggestionthat by permittingtheprosecutorto questionthe girls, the trial court abdicated its responsibility to itself decide whether the girls were competent to testify.

In State v. Craft (1977), 52 Ohio App. 2d 1, Judge Black had this to say about plain error:

"How do we distinguish between a waived error and a plain error? More precisely, for this case, what are the guidelines to determine what prejudicial errors will or will not be deemed waived as a matter of law by defendant's failure to object at the trial level? Crim. R. 52(B) refers to "errorsor defects affecting substantialrights," but this is not definitive because many substantial rights may be waived by inaction."

"A review of Ohio, other states, and federal cases leads to the conclusion that the decisions [102]*102have been made on a case by case basis, and that there are no "hard and fast classifications in either the application of the principle [recognizing plain error] or the use of a descriptive title." 3 Wright, Federal Practice and Procedure, Section 856, at n. 86 (1969). Wright, supra, at page 373, suggests that the concept is one which "appellate courts find impossible to define, save that they know it when they see it."

"We conclude that plain error may be identified as obvious error prejudicial to a defendant, neither objected to nor affirmatively waived by him, which involves a matter of great public interesthaving substantialadverseimpact on the integrity of and the public's confidence in judicial proceedings. The error must be obvious on the records, palpable, and fundamental, and in addition it must occur in exceptional circumstances where the appellate court acts in the public interest because the error affects "the fairness, integrity or public reputation of judicial proceedings." United States v. Atkinson (1936), 297 U.S. 157, at 160. The interest to be advanced is "the rule of law." This is a government of laws and not of men, even judges."

Although we do not necessarily approve the trial court'spermitting the prosecutorto question the girls, its doing so strikes us as innocuous. It does not appear from the record that the trial courtforbade questioning by defense counsel, but only that it did not invite defense counsel to examine. The record does not reflect an abdication by the trial court of its duty to decide the competency issue. The voir dire examination as conducted by the trial court does not warrant a plain error label.

We also find support for this conclusion in Kentucky v. Stincer (1987), 107 S.Ct. 2658 at 2666.

Because respondent had the opportunity for full and effective cross-examination of the two witnesses during trial, and because of the nature of the competency hearing at issue in this case, we conclude that respondent's rights under the Confrontation Clause were not violated by his exclusionfrom the competency hearing of the two girls.

As Phillips notes, the issue in Stincer was whether the confrontation clause was violated when the accused was excluded from a competency hearing in which his counsel participated. Nevertheless, Stincer does observe that a competency determination made after a competency hearing is not etched in stone, that the child witness can be cross-examined as to competency during the trial itself, and that the trial court can be asked during the trial itself to reconsider its competency determination. There was no restriction at trial on Phillips' ability to cross-examine the girls as to their competency.

The first assignment is overruled.

II.

THE DEFENDANT'S CONSTITUTIONAL RIGHT TO EFFECTIVE ASSISTANCE OF COUNSEL WAS VIOLATED.

The second assignment assumes the failure of the first, and contends that Phillips' trial counsel was ineffective in not insisting upon cross-examining the girls at the voir dire examination, and in not objecting to their testimony at trial on competency grounds.

The two-prong test for ineffective assistance of counsel is found in Strickland v. Washington (1984), 466 U.S. 668 at 687:

"First, the defendant must show that counsel's performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the 'counsel' guaranteed the defendant by the Sixth Amendment. Second, the defendant must show the deficientperformanceprejudiced the defense. This requires showing that counsel's errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable." Id. at 687.

In our judgment, Phillips had not demonstrated that his trial counsel was not functioning as the counsel guaranteedhim by the Constitution.

Voir dire as to competency being the province of the trial court, we are hard pressed to find fault with defense counsel's not insisting upon a right of cross-examination. This is so even though the prosecutor was permitted to examine because, as we have noted, the prosecutor's questions were unremarkable and along the lines of what we would have expected the trial court to ask. Appellate scrutiny of trial counsel's performance must be highly deferential. Id. at 689.

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Related

United States v. Atkinson
297 U.S. 157 (Supreme Court, 1936)
Strickland v. Washington
466 U.S. 668 (Supreme Court, 1984)
Kentucky v. Stincer
482 U.S. 730 (Supreme Court, 1987)
State v. Craft
367 N.E.2d 1221 (Ohio Court of Appeals, 1977)
State v. Boston
545 N.E.2d 1220 (Ohio Supreme Court, 1989)

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Bluebook (online)
2 Ohio App. Unrep. 101, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-phillips-ohioctapp-1990.