State v. Paul Dennis Reid and Christopher Davis

CourtTennessee Supreme Court
DecidedNovember 23, 1998
Docket01S01-9809-CC-00175
StatusPublished

This text of State v. Paul Dennis Reid and Christopher Davis (State v. Paul Dennis Reid and Christopher Davis) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Paul Dennis Reid and Christopher Davis, (Tenn. 1998).

Opinion

IN THE SUPREME COURT OF TENNESSEE AT NASHVILLE

FILED FOR PUBLICATION

STATE OF TENNESSEE, ) Filed: November 23, 1998 November 23, 1998 ) Appellee, ) Supreme Court Cecil W. Crowson ) No. 01S01-9809-CC-00175 Vs. Appellate Court Clerk ) ) Hon. John H. Gasaway, III, ) Judge PAUL DENNIS REID, ) Montgomery County ) No. 38887 Appellant, ) ) Hon. Cheryl Blackburn, ) Judge ) Davidson County ) No. 97-C-1834 AND ) ) ) STATE OF TENNESSEE, ) Hon. J. Randall Wyatt, ) Judge Appellee, ) Davidson County ) No. 96-B-866 Vs. ) ) CHRISTOPHER DAVIS, ) ) Appellant. )

FOR APPELLANT REID: FOR STATE OF TENNESSEE: J. Michael Engle John Knox Walkup Assistant Metro Public Defender Attorney General & Reporter Nashville, Tennessee Michael E. Moore Michael R. Jones Solicitor General Public Defender 19th Judicial District Kathy Morante Clarksville, Tennessee Assistant District Attorney General Nashville, Tennessee FOR APPELLANT DAVIS: Hershell Koger Victor S. Johnson, III Pulaski, Tennessee District Attorney General 20th Judicial District Niles Nimmo Nashville, Tennessee John Wesley Carney, Jr. District Attorney General 19th Judicial District

FOR AMICUS CURIAE: Tennessee Association Criminal Defense Lawyers Jefferson T. Dorsey Nashville, Tennessee

OPINION COURT OF CRIMINAL APPEALS DROWOTA, J. AFFIRMED AS MODIFIED. We granted and consolidated the applications for permission to appeal filed

on behalf of Paul Dennis Reid and Christopher Davis to consider the following

three important questions of criminal procedure.

1. Whether a defendant must give pre-trial notice of the intent to introduce expert testimony of his or her mental condition as mitigation at the sentencing phase of a capital trial?

2. If so, whether, at the request of the State, the trial court may order a mental examination of the defendant by a mental health expert selected by the State?

3. If so, what procedures should be followed in connection with this notice and examination?

For the reasons herein explained, we hold that a capital defendant must file

pretrial notice of intent to present expert testimony regarding mental condition as

mitigation evidence at the sentencing phase of the trial. Once such a notice is

filed, the trial court, upon request of the State, may order the defendant to

undergo a psychiatric evaluation by a mental health expert selected by the State.

The defense will be afforded access to any expert reports prior to trial. The State

will be afforded access to the reports only after a jury returns a verdict of guilty

and the capital defendant confirms his or her intent to offer expert mental

condition evidence in mitigation at the sentencing hearing. Accordingly, the

decisions of the Court of Criminal Appeals are affirmed as modified.

BACKGROUND

Because this appeal involves questions of law, the relevant facts are

-2- undisputed. The defendant, Paul Dennis Reid is charged in Davidson County with

two counts of premeditated first degree murder and two alternate counts of first

degree felony murder. Reid is also charged in Montgomery County with two

counts of first degree premeditated murder and two alternate counts of first

degree felony murder for two separate killings. The defendant Christopher Davis

is charged in Davidson County with two counts of premeditated first degree

murder and two alternate counts of felony first degree murder. These three cases

have been assigned to three different trial judges.

In each of these cases, the State has given notice of its intention to seek

the death penalty, and in each of these cases, the trial judge has ruled that the

defense must provide pretrial notice to the State of intent to introduce evidence

relating to mental condition as mitigation proof during the sentencing phase of the

capital trial. In addition, all three trial courts ruled that Reid and Davis must

undergo a psychiatric evaluation by a mental health expert selected by the State

once the notice is filed. Each trial judge entered an order delineating the

procedure to govern the evaluation once the notice is filed. The orders differed in

one primary respect: the procedure to be followed after completion of the mental

evaluation.

The orders entered in the Davidson County cases provide for the report of

the mental health expert to be delivered to the court once the evaluation is

complete. The trial judge will then provide the report to defense counsel to allow

each of the defendants to decide, with the assistance of counsel, whether or not

to proceed with the introduction of evidence of mental condition at the sentencing

-3- phase. If the defense elects to proceed with the introduction of mental condition

evidence, the expert’s report is given to the prosecution prior to trial. If, however,

the defense elects to forego introduction of mental condition evidence, the State is

not permitted to review the expert’s report at all.

In contrast, the order entered by Judge Gasaway in Montgomery County

provides for the report of the State selected expert, and the report of any defense

mental health expert, to be filed under seal with the trial court before

commencement of jury selection. The reports will be released only in the event

the jury returns a verdict of guilty of first degree murder and the defendant

confirms his intent to offer mental condition evidence at sentencing. If the

defendant withdraws his previously filed notice of intent to offer such evidence, the

reports will not be released.

Following entry of the orders, both the Davidson and Montgomery County

trial courts allowed the defendants to seek interlocutory appeals. The Court of

Criminal Appeals accepted review and, in separate decisions, upheld the validity

of the pretrial notice requirement and expert mental evaluation imposed upon Reid

and Davis. The intermediate court adopted the procedural guidelines delineated

by the Montgomery County Circuit Court which limits access to any expert reports

until the jury returns a verdict of guilty and the capital defendant confirms his intent

to introduce expert mitigation proof of mental condition at the sentencing hearing.

From those decisions, Reid and Davis filed separate applications for

permission to appeal to this Court, and on September 30, 1998, we granted the

-4- applications, consolidated the appeals, and set the cause for hearing on October

15, 1998. For the reasons that follow, we affirm as modified the decisions of the

Court of Criminal Appeals.

ANALYSIS

A. Authority To Impose Requirements

In this Court, the defendants first argue that the trial courts had no legal

authority to require a capital defendant either to provide pretrial notice of intent to

offer mental condition evidence or to submit to an evaluation by a State selected

mental health expert. According to the defendants Tenn. R. Crim. P Rule 12.2 is

limited in application to expert mental condition evidence relevant to the

determination of guilt or innocence. The defendants likewise argue that

Tenn. R. Crim. P. 16 requires disclosure of an expert’s report only if the report will

be introduced by the defendant as evidence in chief at trial or if the report was

prepared by a witness the defendant intends to call at trial and the report relates

to the testimony of the witness.

While conceding that neither Rule 12.2 nor Rule 16 specifically refers to the

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