State v. Paster

524 A.2d 587, 55 U.S.L.W. 2638, 1987 R.I. LEXIS 465
CourtSupreme Court of Rhode Island
DecidedApril 23, 1987
Docket86-340-M.P., 86-460-Appeal
StatusPublished
Cited by9 cases

This text of 524 A.2d 587 (State v. Paster) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Paster, 524 A.2d 587, 55 U.S.L.W. 2638, 1987 R.I. LEXIS 465 (R.I. 1987).

Opinion

OPINION

MURRAY, Justice.

In this criminal case the defendant, Howard G. Paster, appeals his conviction of second-degree sexual assault and we granted certiorari to the state to review the propriety of the defendant’s sentence.

The defendant was charged with sexually assaulting his three-year-old daughter. At trial the state presented the testimony of defendant’s former wife and seven-year-old son, as well as that of a counselor, a social worker, a doctor, and a policeman. The alleged victim did not testify because the trial justice had ruled her incompetent.

The defendant’s former wife testified that after she left her husband, she did not want him to see their children. Nevertheless, defendant obtained visitation rights, and after defendant and she were divorced, the two children had regular, scheduled visits with their father. She testified that after several of these visits in early 1985, she became concerned about the children; changes in their demeanor and behavior led her to seek advice. In January she called the Department for Children and Their Families (DCF), the Child Abuse Hotline, and a doctor. In February she made several more calls to DCF. On March 14 defendant’s former wife took her daughter to a health clinic because the daughter had a rash in her vaginal area. On March 24, the day of the children’s last visit with their father, she spoke with a DCF worker about what she thought to be abuse by the father, and the worker recommended that she take the children to see a doctor. The next day she took the children to their pediatrician, who found nothing unusual. In late March she spoke with Mary Diebler, a counselor from the Women’s Resource Center of South County. As a result of that conversation, Ms. Diebler visited defendant’s former wife and the children at their home on April 2.

Ms. Diebler testified that as she was speaking with defendant’s former wife on April 2, the children came into the room. Ms. Diebler said to the children, “I hear you’re going to visit your father this weekend.” The children responded by saying that they did not want tó, and Ms. Diebler related damaging statements made to her by both children. The children’s statements as related by Ms. Diebler indicated that both children were sexually abused by their father.

*589 The seven-year-old son’s testimony was confused and contradictory.

A social worker, Marion Kaufman, testified as to her interview of the two children on April 3,1985. She said that the children demonstrated, through the use of anatomically correct dolls, that their father had penetrated his daughter. In Ms. Kaufman’s opinion, sexual abuse had occurred.

Kevin Ettefagh, a doctor not board-certified in pediatrics, testified that his examination of the daughter on April 25, one month after her last visit with her father, revealed anal fissures and what appeared to be an enlarged vaginal opening. Doctor Ettefagh testified that these findings are consistent with sexual abuse, but that they could also result from other causes. He said that anal fissures in small children are most commonly caused by constipation and that though the vaginal opening appeared to him to be enlarged, he had not measured the opening and did not think the apparent enlargement conclusive proof of sexual abuse. Doctor Ettefagh also said that the little girl indicated to him that defendant had put his “thing” in or on her “behind” and in or on her “peepee.”

Based on these witnesses’ testimony and on other evidence, the jury convicted defendant of one count of second-degree sexual assault. The trial justice sentenced defendant to the custody of the warden of the Adult Correctional Institutions (ACI) for eight years, two years to be served at defendant’s home, and the remaining six years suspended with probation for six years. The defendant was allowed to continue his employment, was ordered to undergo sexual counseling, and if defendant was ever allowed visitation of his children by the Family Court, that visitation was ordered to be in the company of a third person.

I

DEFENDANT’S DAUGHTER’S ASSERTIONS

At a pretrial hearing the trial justice ruled defendant’s daughter, then four years old, incompetent to testify. The trial justice was not convinced that the daughter could relate to the jury a capacity to observe, recollect, communicate or appreciate the necessity of telling the truth.

The trial justice did, however, allow into evidence statements made by the little girl, first through the testimony of Ms. Diebler and then through the testimony of Dr. Ett-efagh. The trial justice also allowed in Ms. Kaufman’s testimony as to the little girl’s demonstrations using anatomical dolls.

The trial justice allowed verbal statements made by defendant’s daughter to come in under two separate exceptions to the hearsay rule. The statements made to Mary Diebler were let in under the spontaneous-utterance exception. The statements made to Dr. Ettefagh were let in under the medical-records exception. The defendant argues that those statements were hearsay not within any exception and that, in any event, they were inadmissible because the little girl was ruled to be incompetent as a witness. The defendant also argues that Ms. Kaufman’s testimony was inadmissible hearsay.

Hearsay is an out-of-court assertion offered for its truth. The assertion may be verbal or may be communicated through conduct. 1 Hearsay is generally inadmissible because such an assertion cannot be subjected to the truth-finding test of cross-examination. “The theory of the hearsay rule is that the many deficiencies, suppres-sions, sources of error and untrustworthiness, which lie underneath the bare untested assertion of a witness, may be best brought to light and exposed by the test of cross-examination.” 5 Wigmore, Evidence, § 1362 at 3 (Chadbourn rev. 1974). Further, when hearsay is not admitted, the procedural safeguards of confrontation and of the sworn oath are not compromised. Exceptions to the hearsay rule exist only because of the inherent reliability of certain kinds of assertions.

*590 When a trial justice has ruled a witness incompetent to testify because the justice is not convinced that the witness is capable of relating a capacity to observe, to recollect, to communicate, or to appreciate truthfulness, the justice has already made the determination that the witness’s assertions are unreliable. Though there may be instances in which a witness is competent at the time he or she makes an assertion and later, at the time of trial, due to the onset of senility or mental illness, is incompetent, such does not hold true with infants. If an infant is ruled incompetent at the time of trial because she is only four years old, assertions made by that infant a year earlier cannot be considered inherently more reliable. Logic dictates that, if anything, they are less reliable.

It is possible that there may exist situations in which, even though a child is incompetent, an earlier statement or instance of conduct by the child would be admissible because of its obvious spontaneous nature and direct temporal proximity to an exciting event. Such is not the situation here, however.

The daughter’s statements to Ms. Diebler.

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Bluebook (online)
524 A.2d 587, 55 U.S.L.W. 2638, 1987 R.I. LEXIS 465, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-paster-ri-1987.