State v. Ortiz-Abrego

387 P.3d 638, 187 Wash. 2d 394
Washington Supreme Court·Decided January 12, 2017·No. No. 92334-5·Published·Cited by 13 cases

Opinions

Stephens, J.

¶1 Following a trial at which the jury found Alexander Ortiz-Abrego guilty on charges of child rape, the trial court held a contested competency hearing. The court determined that Ortiz-Abrego was incompetent during his trial, though various accommodations suggested by an expert who evaluated him midtrial could have helped him follow the proceedings. The court ordered a new trial. The Court of Appeals reversed, concluding that the trial court departed from the established competency standard by analyzing whether Ortiz-Abrego actually understood his trial and by injecting concepts from disability accommodations law. We hold that the trial court did not abuse the wide discretion appropriate to competency determinations. This case is unusual in that the competency hearing took place after the trial concluded. Viewing the record in that context, the trial court’s consideration of the defendant’s observed behavior during trial and its discussion of whether accommodations could have been made do not reflect a departure from the established competency standard. Because the trial court did not abuse its discretion, we reverse the Court of Appeals and reinstate the trial court’s ruling.

FACTS AND PROCEDURAL HISTORY

¶2 In 2008, the State charged Ortiz-Abrego with two counts of child rape. Early in the proceedings, Ortiz-Ab-rego’s assigned public defender became concerned about her client’s competency: Ortiz-Abrego could not explain [399]*399what a trial was and did not know why he had to appear in court. Ortiz-Abrego was also unable to relate basic biographical information, including how he met his wife and his own birth date. Even after numerous meetings, Ortiz-Abrego appeared unable to understand the trial process or the gravity of the charges. Despite facing the possibility of life in prison, Ortiz-Abrego declined a plea offer for a 15-month sentence. The case went to trial on May 10, 2010.

¶3 At trial, defense counsel, the court, and the prosecutor all expressed concerns about Ortiz-Abrego’s understanding of the proceedings. The court conducted a colloquy, with mixed results: Ortiz-Abrego correctly identified his attorney, the prosecutor, and that he could “ ‘spend the rest of [his] life in jail.’ ” Clerk’s Papers (CP) at 331. However, he was unable to explain what it means for a witness to testify—despite the court having explained it to him minutes before—or the significance of the State’s decision to add a third charge. The court found that Ortiz-Abrego’s responses met the minimal requirements for competency.

¶4 As the trial progressed, the trial judge became “increasingly concerned about whether the defendant understood what was happening.” Id. at 333. The court called a brief recess to allow Dr. Tedd Judd, a Spanish-speaking neuropsychologist, to evaluate Ortiz-Abrego. Dr. Judd’s testing, though not a formal competency evaluation, showed that Ortiz-Abrego had an IQ (intelligence quotient) of 70 (borderline mentally handicapped). Ortiz-Abrego also exhibited “concrete thinking,” meaning he had difficulty thinking abstractly or hypothetically. Finally, Dr. Judd determined that Ortiz-Abrego had an auditory comprehension learning disability. As a result, Ortiz-Abrego struggled to understand verbal instructions and explanations. For example, “ ‘[w]hen asked to write a sentence about the weather in Seattle in winter, it took about six explanations before he was able to proceed, including explaining what a sentence was.’ ” Id. at 334. Dr. Judd concluded that “ ‘Ortiz-Abrego’s borderline intelligence, concrete thinking, and [400]*400auditory comprehension disability will have a substantial impact on his ability to participate in a trial.’ ” Id. at 335. Dr. Judd’s report suggested a series of accommodations to allow Ortiz-Abrego to better track the court proceedings.1 None were requested or implemented.

¶5 The trial resumed, and the jury ultimately delivered a guilty verdict. The defense moved for arrest of judgment or a new trial on the ground that Ortiz-Abrego had not been competent to stand trial. In response, the court ordered a formal 15-day competency evaluation. Ortiz-Abrego was sent to Western State Hospital (WSH) on August 30, 2010 for the evaluation. Dr. Roman Gleyzer conducted an intake assessment and opined that Ortiz-Abrego’s level of function in society was “average” despite cognitive and intellectual disabilities. Verbatim Report of Proceedings (VRP) (June 9, 2011) at 52. Dr. Ray Hendrickson also evaluated Ortiz-Abrego, diagnosing an “adjustment disorder with depressed and anxious mood with borderline intellectual functioning.” Id. at 54. Due to difficulties in obtaining a properly certified interpreter, Ortiz-Abrego then returned to jail to await his formal competency evaluation.

¶6 On October 14, 2010, WSH’s Dr. George Nelson performed the full competency evaluation. Ortiz-Abrego’s performance had degraded noticeably since the midtrial evaluation by Dr. Judd. Dr. Nelson found Ortiz-Abrego to be incompetent. Dr. Nelson suggested medication and a period of commitment to treat Ortiz-Abrego’s acute emotional distress. The court ordered Ortiz-Abrego returned to WSH for 90 days of “competency restoration classes.” CP at 340.

¶7 At the end of this period, Dr. Hendrickson and postdoctoral fellow Dr. Amber Simpler conducted Ortiz-Abre-go’s final competency evaluation. Ortiz-Abrego was largely [401]*401nonresponsive, professing that he either did not know or could not remember the answers to most questions. In his final report, Dr. Hendrickson stated that he did not have enough information to determine Ortiz-Abrego’s competency. Although Dr. Hendrickson suspected that Ortiz-Abrego was exaggerating his symptoms, none of the WSH doctors tested Ortiz-Abrego for malingering.2

¶8 Beginning on April 6, 2011, the trial court held a multiday, contested competency hearing. The court heard testimony from Dr. Judd, Ortiz-Abrego’s former defense attorney Anna Samuel, and the three WSH doctors. The State’s experts opined that Ortiz-Abrego was competent, largely based on the evidence of malingering. Dr. Judd testified that Ortiz-Abrego, whose attempts at dissembling had been unsophisticated and childlike, remained legally incompetent. After weighing the evidence, Judge Susan Craighead determined that Ortiz-Abrego “was not competent to stand the trial we gave him” and granted the defense motion for a new trial. Id. at 347.

¶9 The State appealed, and the Court of Appeals reversed, holding that the trial court applied the wrong legal standard by inappropriately considering Ortiz-Abrego’s actual understanding at trial and by relying on accommodations law to make a competency determination. State v. Ortiz-Abrego, No. 67894-9-I, slip op. at 8-9 (Wash. Ct. App. Aug. 17, 2015) (unpublished), http://www.courts.wa.gov /opinions/pdf/678949.pdf. Meanwhile, pursuant to RCW 10-.77.086(3), the State commenced a separate jury trial to adjudicate competency. The jury in that trial found Ortiz-Abrego competent to stand trial, and the defense appealed. The cases were linked on appeal, though Division One’s opinion in this case does not reference the competency trial appeal. See id. at 1-10. This court accepted review of the [402]*402postverdict competency hearing only. State v. Ortiz-Abrego, 185 Wn.2d 1009, 367 P.3d 1084 (2015).

ANALYSIS

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State v. Ortiz-Abrego, 387 P.3d 638, 187 Wash. 2d 394 (Wash. 2017).

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