State v. Nokes

686 A.2d 999, 44 Conn. App. 40, 1996 Conn. App. LEXIS 612
Connecticut Appellate Court·Decided December 31, 1996·No. 14355·Published·Cited by 3 cases

Opinion

DUPONT, C. J.

This appeal returns to this court on remand from our Supreme Court; State v. Nokes, 239 Conn. 926, 685 A.2d 22 (1996); so that we may reconsider our decision affirming the judgment of the trial court in light of the Supreme Court’s recent decision in State v. Gerardi, 237 Conn. 348, 677 A.2d 937 (1996).

The facts of the present case are set forth in State v. Nokes, 42 Conn. App. 10, 11-13, 678 A.2d 510 (1996), and do not warrant repetition here. The dispositive question was “whether the trial court’s instruction on the rebuttable presumption in General Statutes (Rev. to 1995) § 14-227a (c) impermissibly shifted the burden of proof on an essential element of the offense of operating a motor vehicle while under the influence of intoxicating liquor in violation of General Statutes (Rev. to 1995) § 14-227a (a).”1 Id., 10-11. We held that although § 14-227a (c) specifically creates a rebuttable [42] presumption,2 the jury charge “allowed the jury to make a permissive inference in that it could consider the [chemical analysis] test results and attach whatever weight it chose to them. The charge did not impermissibly allow the state to use an evidentiary presumption to relieve itself of its burden of persuasion beyond a reasonable doubt of every essential element of a crime.” Id., 12.

State v. Gerardi, supra, 237 Conn. 348, concerned the rebuttable presumptions contained in General Statutes § 53-202 (e) and (g). Subsection (e) provides: “The presence of a machine gun in any room, boat or vehicle shall be presumptive evidence of the possession or use of the machine gun by each person occupying such room, boat or vehicle.” Subsection (g) provides in relevant part: “Any person who fails to register any gun as [43] required hereby shall be presumed to possess the same for an offensive or aggressive purpose. ...” Gerardi was charged with possession of a machine gun for an offensive or aggressive purpose in violation of § 53-202. He was sitting in the front passenger seat of a car that was seen leaving the scene after the sound of several rapidly fired gunshots. Police officers found shell casings behind the defendant’s seat and his window was open. Police later found, at the side of the road, a machine gun and magazine from which the casings found in the vehicle had been fired. The trial court had instructed the jury that, “pursuant to § 53-202, the presence of a machine gun in any vehicle shall be presumptive evidence of possession or use of the gun, and that the failure to register the gun or the presence of any empty or loaded projectiles of any caliber, which have been or are susceptible of use in the machine gun, is presumptive evidence that the gun was possessed for an offensive or aggressive purpose. . . . ‘[Presumptive evidence is defined as evidence which must be received and treated as true and sufficient until rebutted by other testimony.’ ” Id., 355. The Supreme Court held that the instructions did violate the due process clause and that they were not harmless beyond a reasonable doubt.

The only difference between the Gerardi charge and the Nokes charge is that the Gerardi charge used the term “presumptive evidence” and defined the term as evidence that must be treated as true and sufficient to prove the element of the crime to which it pertains until the presumptive evidence is rebutted by other testimony. Although the Gerardi charge did not specifically instruct the jury that it was the defendant’s burden to rebut the presumptive evidence, that was clearly the implication of the words used. The Nokes charge did not inform the juiy that a presumption was to be taken as sufficient proof by itself of an element of the crime, [44] but it did require the presumptions to be “overcome by the defendant through the introduction of other evidence” and allowed the jury to decide whether the defendant’s evidence “successfully rebutted the presumptions.”

The state has asked us to clarify our original opinion and state that the trial court’s jury charge on the presumption in § 14-227a (c) was tantamount to an instruction that the presumption was a permissive inference. We cannot do this because we cannot change the words of the trial court. The trial court cast its instruction in terms of rebuttable presumptions. Pursuant to Gerardi, we must conclude that the trial court’s instructions to the jury in the present case were improper. The question remains, however, whether the instruction was harmless beyond a reasonable doubt.

To pass constitutional muster, a presumption must be cast as a “permissive inference [that] suggests to the jury a possible conclusion to be drawn if the State proves predicate facts, but does not require the jury to draw that conclusion. . . .A permissive inference does not reheve the State of its burden of persuasion because it still requires the State to convince the jury that the suggested conclusion should be inferred based on the predicate facts proved.” Francis v. Franklin, 471 U.S. 307, 314, 105 S. Ct. 1965, 85 L. Ed. 2d 344 (1985).

Instructions relating to § 14-227a (c) should fulfill the legislature’s intent that a jury may infer a defendant’s blood alcohol content at the time of the offense under appropriate factual circumstances. “Accordingly, we construe . . . statutory inferences as permissive inferences that a jury may draw under appropriate circumstances in which such an inference is rational or reasonable.” State v. Gerardi, supra, 237 Conn. 360.

“If . . . other facts or circumstances are introduced and the totality of the evidence could reasonably and logically support the inference, then the jury may be [45] instructed that it may draw such a permissive inference. . . . [T]he jury must be instructed that it may infer facts only upon finding sufficient predicate statutory and nonstatutory facts and circumstances that are rationally connected with the ultimate facts inferred.” Id., 361. Here, the ultimate fact to be proven is that the defendant’s blood alcohol content at the time of the offense was 0.10 percent or greater. According to the statute, this fact may be “presumed” if the jury finds that after testing according to statutory requirements, the test results show that the defendant’s blood alcohol content was 0.10 percent or greater. To find this ultimate fact, the jury must first determine if the statutory guidelines were followed. The test must have been performed by a proper person, the device used must be shown to have been working properly, and the test must have been performed within the proper time frame.

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State v. Nokes, 686 A.2d 999, 44 Conn. App. 40, 1996 Conn. App. LEXIS 612 (Colo. Ct. App. 1996).

686 A.2d 999 (State v. Nokes) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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