[Cite as State v. Nocera, 2019-Ohio-2424.]
COURT OF APPEALS STARK COUNTY, OHIO FIFTH APPELLATE DISTRICT
STATE OF OHIO : JUDGES: : : Hon. W. Scott Gwin, P.J. Plaintiff-Appellee : Hon. John W. Wise, J. : Hon. Patricia A. Delaney, J. -vs- : : Case No. 2018CA00111 : DANIEL MICHAEL NOCERA : : : Defendant-Appellant : OPINION
CHARACTER OF PROCEEDING: Appeal from the Stark County Court of Common Pleas, Case No. 2018CR0545
JUDGMENT: AFFIRMED
DATE OF JUDGMENT ENTRY: June 14, 2019
APPEARANCES:
For Plaintiff-Appellee: For Defendant-Appellant:
JOHN D. FERRERO, JR. AARON KOVALCHIK STARK CO. PROSECUTOR 116 Cleveland Ave. N.W. RONALD MARK CALDWELL 808 Courtyard Centre 110 Central Plaza South, Ste. 510 Canton, OH 44702 Canton, OH 44702-1413 Stark County, Case No. 2018CA00111 2
Delaney, J.
{¶1} Appellant Daniel Michael Nocera appeals from the July 5, 2018
Judgment Entry of the Stark County Court of Common Pleas. Appellee is the state
of Ohio.
FACTS AND PROCEDURAL HISTORY
{¶2} A statement of the facts underlying appellant’s criminal convictions
is not necessary to our resolution of this appeal.
{¶3} Appellant was charged by indictment with one count of violation of a
protection order pursuant to R.C. 2919.27(A)(2), a felony of the third degree [Count
I]; one count of menacing by stalking pursuant to R.C. 2903.211(A)(1) and
(B)(2)(g), a felony of the fourth degree [Count II]; and one count of
telecommunications harassment pursuant to R.C. 2917.21(A)(1), a felony of the
fifth degree [Count III].
{¶4} On May 23, 2018, appellant appeared before the trial court and
changed his previously-entered pleas of not guilty to ones of guilty as charged in
the indictment. The trial court deferred sentencing pending a pre-sentence
investigation (P.S.I.).
{¶5} On June 27, 2018, appellant appeared for sentencing and the trial
court suspended a 36-month prison term on the condition that appellant complete
a 36-month period of community control. Appellant was ordered to, e.g., complete
a term in a community-based corrections facility, complete drug and alcohol
treatment, obtain employment, complete community service, and to have no
contact with the victim. Stark County, Case No. 2018CA00111 3
{¶6} Appellant now appeals from the trial court’s July 5, 2018 Judgment
Entry of conviction and sentence.
{¶7} Appellant raises one assignment of error:
ASSIGNMENT OF ERROR
{¶8} “APPELLANT WAS DENIED HIS SIXTH AMENDMENT RIGHT TO
EFFECTIVE ASSISTANCE OF COUNSEL.”
ANALYSIS
{¶9} In his sole assignment of error, appellant argues he received
ineffective assistance of counsel because the trial court suspended a jail term of 3
years instead of one year. We disagree.
{¶10} To succeed on a claim of ineffectiveness, a defendant must satisfy a
two-prong test. Initially, a defendant must show that trial counsel acted
incompetently. See, Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052
(1984). In assessing such claims, “a court must indulge a strong presumption that
counsel's conduct falls within the wide range of reasonable professional
assistance; that is, the defendant must overcome the presumption that, under the
circumstances, the challenged action ‘might be considered sound trial strategy.’”
Id. at 689, citing Michel v. Louisiana, 350 U.S. 91, 101, 76 S.Ct. 158 (1955).
{¶11} “There are countless ways to provide effective assistance in any
given case. Even the best criminal defense attorneys would not defend a particular
client in the same way.” Strickland, 466 U.S. at 689. The question is whether
counsel acted “outside the wide range of professionally competent assistance.” Id.
at 690. Stark County, Case No. 2018CA00111 4
{¶12} Even if a defendant shows that counsel was incompetent, the
defendant must then satisfy the second prong of the Strickland test. Under this
“actual prejudice” prong, the defendant must show that “there is a reasonable
probability that, but for counsel's unprofessional errors, the result of the proceeding
would have been different.” Strickland, 466 U.S. at 694.
{¶13} On the record at the change-of-plea hearing, the trial court indicated
appellant was subject to a potential prison sentence of up to 36 months upon Count
I, up to 18 months upon Count II, and 6 to 12 months upon Count III. Appellant
was further advised that those terms could be served concurrently or
consecutively. Appellant stated affirmatively that he understood the potential
penalties. He also executed a Crim.R. 11(C) plea form acknowledging those
potential penalties and that he understood the rights he waived in entering the
guilty pleas.
{¶14} At the sentencing hearing on June 27, 2018, the trial court stated it
was in receipt of the P.S.I. and would sentence appellant to a community-control
term of 36 months. The following statements were then made:
THE COURT: ****.
As indicated, going to be held for a bed at the Regional
Correctional Facility. I remind you that the balance of 36 months will
be imposed if you fail to comply or otherwise violate.
Do you understand that?
[APPELLANT:] Uh—
THE COURT: Do you understand that? Stark County, Case No. 2018CA00111 5
[APPELLANT:] I thought it was a year.
(Private conversation held between Defense attorney and
[appellant].)
THE COURT: You mean that’s being held?
[APPELLANT:] Yeah.
THE COURT: No. And that’s—that really shouldn’t be
something you should worry about.
[APPELLANT:] No, I’m not.
THE COURT: Because you’re not going to be back in front of
me so it isn’t going to matter, but if you do, then it’s going to be 36
months. We’re not going to mess around.
Listen! Be careful.
That will be all.
[DEFENSE TRIAL COUNSEL:] Thank you, Your Honor.
T. 4-5.
{¶15} Appellant has framed his argument on appeal as one of ineffective
assistance of counsel, although he summarily mentions that his plea was not
knowing, intelligent, or voluntary because he expected to receive a suspended
prison term of one year instead of three years. Appellant has not offered any
explanation why he believed only one year would be suspended. Nor does he
point to any support for his belief in the record. Instead, he points to the exchange
above with the trial court as evidence of the second Strickland prong of ineffective
assistance: he would not have entered the guilty pleas and would have gone to Stark County, Case No. 2018CA00111 6
trial if he had known three years would be suspended instead of one. This self-
serving statement is not supported by any evidence in the record.
{¶16} The conversation cited supra does not establish the circumstances
surrounding appellant's decision to enter the pleas of guilty. Appellant does not
make any claims about the conversation that he had with defense counsel off the
record, and we observe that a claim requiring proof that exists outside of the trial
record cannot appropriately be considered on a direct appeal. State v. Hartman,
93 Ohio St.3d 274, 299, 754 N.E.2d 1150 (2001) (if establishing ineffective
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[Cite as State v. Nocera, 2019-Ohio-2424.]
COURT OF APPEALS STARK COUNTY, OHIO FIFTH APPELLATE DISTRICT
STATE OF OHIO : JUDGES: : : Hon. W. Scott Gwin, P.J. Plaintiff-Appellee : Hon. John W. Wise, J. : Hon. Patricia A. Delaney, J. -vs- : : Case No. 2018CA00111 : DANIEL MICHAEL NOCERA : : : Defendant-Appellant : OPINION
CHARACTER OF PROCEEDING: Appeal from the Stark County Court of Common Pleas, Case No. 2018CR0545
JUDGMENT: AFFIRMED
DATE OF JUDGMENT ENTRY: June 14, 2019
APPEARANCES:
For Plaintiff-Appellee: For Defendant-Appellant:
JOHN D. FERRERO, JR. AARON KOVALCHIK STARK CO. PROSECUTOR 116 Cleveland Ave. N.W. RONALD MARK CALDWELL 808 Courtyard Centre 110 Central Plaza South, Ste. 510 Canton, OH 44702 Canton, OH 44702-1413 Stark County, Case No. 2018CA00111 2
Delaney, J.
{¶1} Appellant Daniel Michael Nocera appeals from the July 5, 2018
Judgment Entry of the Stark County Court of Common Pleas. Appellee is the state
of Ohio.
FACTS AND PROCEDURAL HISTORY
{¶2} A statement of the facts underlying appellant’s criminal convictions
is not necessary to our resolution of this appeal.
{¶3} Appellant was charged by indictment with one count of violation of a
protection order pursuant to R.C. 2919.27(A)(2), a felony of the third degree [Count
I]; one count of menacing by stalking pursuant to R.C. 2903.211(A)(1) and
(B)(2)(g), a felony of the fourth degree [Count II]; and one count of
telecommunications harassment pursuant to R.C. 2917.21(A)(1), a felony of the
fifth degree [Count III].
{¶4} On May 23, 2018, appellant appeared before the trial court and
changed his previously-entered pleas of not guilty to ones of guilty as charged in
the indictment. The trial court deferred sentencing pending a pre-sentence
investigation (P.S.I.).
{¶5} On June 27, 2018, appellant appeared for sentencing and the trial
court suspended a 36-month prison term on the condition that appellant complete
a 36-month period of community control. Appellant was ordered to, e.g., complete
a term in a community-based corrections facility, complete drug and alcohol
treatment, obtain employment, complete community service, and to have no
contact with the victim. Stark County, Case No. 2018CA00111 3
{¶6} Appellant now appeals from the trial court’s July 5, 2018 Judgment
Entry of conviction and sentence.
{¶7} Appellant raises one assignment of error:
ASSIGNMENT OF ERROR
{¶8} “APPELLANT WAS DENIED HIS SIXTH AMENDMENT RIGHT TO
EFFECTIVE ASSISTANCE OF COUNSEL.”
ANALYSIS
{¶9} In his sole assignment of error, appellant argues he received
ineffective assistance of counsel because the trial court suspended a jail term of 3
years instead of one year. We disagree.
{¶10} To succeed on a claim of ineffectiveness, a defendant must satisfy a
two-prong test. Initially, a defendant must show that trial counsel acted
incompetently. See, Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052
(1984). In assessing such claims, “a court must indulge a strong presumption that
counsel's conduct falls within the wide range of reasonable professional
assistance; that is, the defendant must overcome the presumption that, under the
circumstances, the challenged action ‘might be considered sound trial strategy.’”
Id. at 689, citing Michel v. Louisiana, 350 U.S. 91, 101, 76 S.Ct. 158 (1955).
{¶11} “There are countless ways to provide effective assistance in any
given case. Even the best criminal defense attorneys would not defend a particular
client in the same way.” Strickland, 466 U.S. at 689. The question is whether
counsel acted “outside the wide range of professionally competent assistance.” Id.
at 690. Stark County, Case No. 2018CA00111 4
{¶12} Even if a defendant shows that counsel was incompetent, the
defendant must then satisfy the second prong of the Strickland test. Under this
“actual prejudice” prong, the defendant must show that “there is a reasonable
probability that, but for counsel's unprofessional errors, the result of the proceeding
would have been different.” Strickland, 466 U.S. at 694.
{¶13} On the record at the change-of-plea hearing, the trial court indicated
appellant was subject to a potential prison sentence of up to 36 months upon Count
I, up to 18 months upon Count II, and 6 to 12 months upon Count III. Appellant
was further advised that those terms could be served concurrently or
consecutively. Appellant stated affirmatively that he understood the potential
penalties. He also executed a Crim.R. 11(C) plea form acknowledging those
potential penalties and that he understood the rights he waived in entering the
guilty pleas.
{¶14} At the sentencing hearing on June 27, 2018, the trial court stated it
was in receipt of the P.S.I. and would sentence appellant to a community-control
term of 36 months. The following statements were then made:
THE COURT: ****.
As indicated, going to be held for a bed at the Regional
Correctional Facility. I remind you that the balance of 36 months will
be imposed if you fail to comply or otherwise violate.
Do you understand that?
[APPELLANT:] Uh—
THE COURT: Do you understand that? Stark County, Case No. 2018CA00111 5
[APPELLANT:] I thought it was a year.
(Private conversation held between Defense attorney and
[appellant].)
THE COURT: You mean that’s being held?
[APPELLANT:] Yeah.
THE COURT: No. And that’s—that really shouldn’t be
something you should worry about.
[APPELLANT:] No, I’m not.
THE COURT: Because you’re not going to be back in front of
me so it isn’t going to matter, but if you do, then it’s going to be 36
months. We’re not going to mess around.
Listen! Be careful.
That will be all.
[DEFENSE TRIAL COUNSEL:] Thank you, Your Honor.
T. 4-5.
{¶15} Appellant has framed his argument on appeal as one of ineffective
assistance of counsel, although he summarily mentions that his plea was not
knowing, intelligent, or voluntary because he expected to receive a suspended
prison term of one year instead of three years. Appellant has not offered any
explanation why he believed only one year would be suspended. Nor does he
point to any support for his belief in the record. Instead, he points to the exchange
above with the trial court as evidence of the second Strickland prong of ineffective
assistance: he would not have entered the guilty pleas and would have gone to Stark County, Case No. 2018CA00111 6
trial if he had known three years would be suspended instead of one. This self-
serving statement is not supported by any evidence in the record.
{¶16} The conversation cited supra does not establish the circumstances
surrounding appellant's decision to enter the pleas of guilty. Appellant does not
make any claims about the conversation that he had with defense counsel off the
record, and we observe that a claim requiring proof that exists outside of the trial
record cannot appropriately be considered on a direct appeal. State v. Hartman,
93 Ohio St.3d 274, 299, 754 N.E.2d 1150 (2001) (if establishing ineffective
assistance of counsel requires proof outside the record, then such claim is not
appropriately considered on direct appeal).
{¶17} Appellant alleges that but for the ineffectiveness of his attorney, he
would not have pleaded guilty and would have insisted on going to trial. We find
no evidence that appellant failed to knowingly, intelligently, and voluntarily enter
his pleas. See, State v. Congrove, 5th Dist. Delaware No. 09 CAA 09 0080, 2010-
Ohio-2933, ¶ 35. Nor do we find any evidence in support of appellant’s argument
of ineffective assistance of counsel. Appellant has not alleged any specific error
by counsel, and has not established that but for counsel’s ineffectiveness, he
would not have entered the guilty pleas.
{¶18} Appellant’s sole assignment of error is overruled. Stark County, Case No. 2018CA00111 7
CONCLUSION
{¶19} Appellant’s sole assignment of error is overruled and the judgment
of the Stark County Court of Common Pleas is affirmed.
By: Delaney, J.,
Gwin, P.J. and
Wise, John, J., concur.