State v. Nguyen, Unpublished Decision (9-29-2006)

2006 Ohio 5064
CourtOhio Court of Appeals
DecidedSeptember 29, 2006
DocketC.A. No. 22883.
StatusUnpublished

This text of 2006 Ohio 5064 (State v. Nguyen, Unpublished Decision (9-29-2006)) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Nguyen, Unpublished Decision (9-29-2006), 2006 Ohio 5064 (Ohio Ct. App. 2006).

Opinions

DECISION AND JOURNAL ENTRY
This cause was heard upon the record in the trial court. Each error assigned has been reviewed and the following disposition is made: {¶ 1} Appellant, Tam Nguyen, appeals his conviction and sentence out of the Summit County Court of Common Pleas. This Court affirms, in part, and reverses, in part.

I.
{¶ 2} Appellant was indicted on January 5, 2005, on six counts of felonious assault in violation of R.C. 2903.11(A)(2), felonies of the second degree. Three others were indicted on similar charges arising out of the same alleged incidents of violence at a birthday party on December 25, 2004. Appellant and his three co-defendants were tried together before a jury commencing on August 2, 2005. Appellant moved for judgment of acquittal pursuant to Crim.R. 29 at the conclusion of the State's case-in-chief and again at the close of all evidence. The trial court denied appellant's Crim.R. 29 motions. At the conclusion of the trial, the jury found appellant guilty of one count of felonious assault as charged in the indictment as against Chau T. Nguyen, and guilty of two counts of the lesser included offense of assault (misdemeanors of the first degree) as against Steven Nguyen and Minh D. Hoang. The trial court sentenced appellant to five years in prison for the crime of felonious assault, and to six months in jail for each assault, with all sentences to be served concurrently. Appellant timely appeals, raising six assignments of error for review. Some assignments of error are consolidated for ease of review.

II.
ASSIGNMENT OF ERROR I
"THE TRIAL COURT COMMITTED PLAIN ERROR TO THE PREJUDICE OF APPELLANT BY READING A JURY INSTRUCTION TO THE JURY IN THE COURTROOM WITHOUT THE PRESENCE OF APPELLANT AND APPELLANT'S COUNSEL IN THE COURTROOM IN VIOLATION OF APPELLANT'S STATE AND FEDERAL CONSTITUTIONAL RIGHT TO BE PRESENT AT ALL CRITICAL STAGES OF THE PROCEEDINGS AGAINST HIM AS GUARANTEED BY ARTICLE I, SECTION 10 OF THE OHIO CONSTITUTION AND THE FOURTEENTH AMENDMENT TO THE UNITED STATES CONSTITUTION."

{¶ 3} Appellant argues that the trial court committed plain error to the prejudice of appellant when it issued an Allen charge to the jury in appellant's absence.1 This Court disagrees.

{¶ 4} After the jury notified the trial court that it had reached an impasse in its deliberations as to one or more of the co-defendants in this case, the court met with counsel to inform them that it would issue the Allen charge to the jury, instructing them to continue their deliberations. Appellant objected to the giving of the charge, arguing that it would put undue pressure on any jurors in the minority to compromise the integrity of the verdict and agree with the majority, only because two jurors had to leave later that day. The trial court informed counsel of the charge it would give the jury to continue deliberations, including an instruction that "[i]f they cannot agree that further deliberations will not serve a useful purpose, at that point they may be returned to the courtroom and report that fact to the Court." After all jurors appeared for the day, the trial court gave the Allen charge. The transcript reflects in regard to the charge that "[t]he following proceedings were had in the presence of the jury." Appellant now argues that neither he nor his attorney nor the assistant prosecutor were present in the courtroom during the charge. The record is clear, and appellant does not dispute, that appellant did not raise any objection before the trial court to his absence during the court's charging the jury to continue deliberations. Instead, appellant argues that the trial court committed plain error and that prejudice is presumed.

{¶ 5} Crim.R. 52(B) states that "[p]lain errors or defects affecting substantial rights may be noticed although they were not brought to the attention of the court." This Court has stated, however, that:

"notice of plain error is taken with the utmost caution and only to prevent a manifest miscarriage of justice. Therefore, this Court will not reverse the trial court decision unless it has been established that the trial court outcome would have clearly been different but for the alleged error." (Internal citations omitted.) State v. Smith, 9th Dist. No. 22550,2006-Ohio-158, at ¶ 5.

{¶ 6} The United States Supreme Court has held that:

"even in situations where the defendant is not actually confronting witnesses or evidence against him, he has a due process right `to be present in his own person whenever his presence has a relation, reasonably substantial, to the fulness of his opportunity to defend against the charge.' Snyder v.Massachusetts (1934), 291 U.S. 97, 105-106. Although the Court has emphasized that this privilege of presence is not guaranteed `when presence would be useless, or the benefit but a shadow,' id., at 106-107, due process clearly requires that a defendant be allowed to be present `to the extent that a fair and just hearing would be thwarted by his absence,' id., at 108. Thus, a defendant is guaranteed the right to be present at any stage of the criminal proceeding that is critical to its outcome if his presence would contribute to the fairness of the procedure."Kentucky v. Stincer (1987), 482 U.S. 730, 745.

{¶ 7} Recognizing a criminal defendant's fundamental right to be present at all critical stages of his trial, the Ohio Supreme Court has held that

"even if a defendant should have been present at a stage of the trial, `[e]rrors of constitutional dimension are not ipso facto prejudicial.' Prejudicial error exists only where `a fair and just hearing [is] thwarted by [defendant's] absence.'" (Emphasis sic.) (Internal citations omitted.) State v. White (1998),82 Ohio St.3d 16, 26.

{¶ 8} This is not the case where appellant was absent while the trial court was instructing the jury as to the law of the case. Cf. Jones v. State (1875), 26 Ohio St. 208. In this case the trial court merely engaged in a managerial act by charging the jury to continue its deliberations, rather than directing the jury on any substantive matters. The trial court did not reiterate any substantive instructions when it gave the Allen charge.

{¶ 9} Appellant has presented no reason why his presence during the Allen charge was critical to the outcome of the trial or that it would have contributed in any way to the fairness of the procedure. He has further failed to allege how he was prejudiced by his absence during the charge or how his presence had a reasonably substantial relation to his opportunity to fully defend against the charges. Under these circumstances, this Court finds that appellant's absence during the trial court's Allen

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Related

Allen v. United States
164 U.S. 492 (Supreme Court, 1896)
Snyder v. Massachusetts
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Crawford v. Washington
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Bluebook (online)
2006 Ohio 5064, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-nguyen-unpublished-decision-9-29-2006-ohioctapp-2006.