State v. Nelson

545 P.2d 36, 14 Wash. App. 658, 1975 Wash. App. LEXIS 1670
CourtCourt of Appeals of Washington
DecidedDecember 30, 1975
Docket2001-2
StatusPublished
Cited by19 cases

This text of 545 P.2d 36 (State v. Nelson) is published on Counsel Stack Legal Research, covering Court of Appeals of Washington primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Nelson, 545 P.2d 36, 14 Wash. App. 658, 1975 Wash. App. LEXIS 1670 (Wash. Ct. App. 1975).

Opinion

Reed, J.

The defendants, Michael and Daniel Nelson, seek review by writ of certiorari of an order of the Superior Court for Kitsap County which found the defendants in contempt of court for refusing to obey preceding orders to answer certain discovery requests by the State. Defendants contend that the trial court abused its discretion (1) in finding defendants in contempt and by ordering imprisonment until disclosure and (2) by imposing the added sanction of excluding defense witnesses if their names and statements were not disclosed by a certain date.

We find no abuse of discretion and affirm the trial court’s orders for the reasons herein set forth.

The defendants were charged in superior court with delivery of a controlled substance and came before the court for a scheduled omnibus hearing on May 5, 1975. On the advice of their attorney defendants refused, despite court orders, (1) to state the general nature of their defense, (2) to state whether they intended to rely on the defense of alibi and, if so, to provide a list of alibi witnesses and (3) to provide a list of general defense witnesses and their statements. The State had requested this and other information pursuant to CrR 4.5 and 4.7. 1 The defendants had *660 also requested and received certain information from the State pursuant to the same rules.

On inquiry by the trial judge as to their reasons for refusing discovery the defendants’ attorney stated that it was “on the grounds that the constitution provides that no man shall be compelled to give evidence against himself” and that a defendant may not be required to provide any information “to assist the prosecution,” this being violative of due process under the Fifth and Fourteenth Amendments and “pertinent provisions of the State constitution.”

The trial judge then explained to each defendant that the court would order disclosure and that refusal to comply would result in a finding of contempt and that the defendants would be jailed until compliance. Defendants were further advised that they could purge themselves of the contempt and secure release by compliance with the court’s order at any time. The court then ordered each defendant to comply and each time received the response, “I refuse to answer on constitutional grounds.” The contempt order followed and defendants were sentenced to jail until they should answer; the court, on the State’s motion, imposed the added sanction • of excluding all defense witnesses whose names and statements were not furnished by May 15, 1975, at 4 p.m. It is from these orders that defendants seek relief.

Defense counsel, in colloquy with the trial court and the State’s attorney, alluded on several occasions to the Fifth and Fourteenth Amendment privileges against self-incrimination and to the theory that his clients were being compelled to aid the State in making its case-in-chief, and also made rather loose references to “due process” and “other United States and Washington constitutional provisions.”

*661 Defendants would appear to have abandoned their Fifth Amendment claims as they are not urged in their briefs nor were they argued to this court. Rather, defense counsel now centers on a claim of abuse of discretion arising out of the contempt finding and the sanctions imposed, and argues that the exclusion of witness sanction is proscribed by the sixth amendment to the United States Constitution and by article 1, section 22 of the Washington State Constitution. Despite this awkward posture of the matter as it reaches us, we feel that fundamental rights under the Fifth Amendment are before us and must be addressed.

We thus see the real issues as: (1) Do our recently adopted criminal discovery rules, CrR 4.5 and 4.7, violate the Fifth Amendment privilege against self-incrimination and compel a criminal defendant to be a witness against himself? (2) Was the refusal to obey the court’s order to make disclosure under the rules contemptuous even though based on an apparent good faith claim of constitutional privilege? (3) Was imprisonment until answer an appropriate sanction?

We do not address the asserted issue that the sanction of witness exclusion violates the above state and federal constitutional provisions, 2 because that sanction, in view of the opportunity for purgation by answer, has not as yet been applied and may never be, nor can we speculate that its enforcement at trial time would necessarily prejudice the defendants.

In Williams v. Florida, 399 U.S. 78, 26 L. Ed. 2d 446, 90 S. Ct. 1893 (1970), the United States Supreme Court firmly established that Fifth and Fourteenth Amendment rights are not infringed by state rules compelling pretrial disclosure of alibi defense and the identity of alibi witnesses. Due process is served, the court noted, when state procedures provide for reciprocal disclosure to the defendant. The Florida rules provided generally for broad two-way dis *662 covery, and the alibi rule itself contained a provision for state disclosure of alibi rebuttal witnesses. No Sixth Amendment issues were presented because the defendant in that case chose to comply with the rule and avoid the witness exclusion sanction.

In Wardius v. Oregon, 412 U.S. 470, 37 L. Ed. 2d 82, 93 S. Ct. 2208 (1973), the defendant had refused to make alibi disclosures and his witnesses were excluded at trial. The resulting conviction was reversed on Fourteenth Amendment grounds, the court finding that Oregon procedures were wanting in due process in that they did not provide for reciprocal discovery as did the Florida rules. The War-dius court did not directly address the Fifth Amendment question except to refer to its previous holding in Williams by saying, in part, in footnote 1 at page 471:

Moreover, we held that “the privilege against self-incrimination is not violated by a requirement that the defendant give notice of an alibi defense and disclose his alibi witnesses.”

In the case at bench the defendants were required to provide information, not only as to their “special defense” of alibi, but also as to the general nature of their defense, and a list of general defense witnesses with their statements, if any. The question thus posed is whether the holdings of Williams and Wardius apply to such broad discovery.

The pathway to broad criminal discovery in Washington state has been a tortuous one. See G. Revelle and D. Ash-baugh’s article, Criminal Pre-Trial Discovery—A Proposal, 3 Gonzaga L. Rev. 48 (1968), wherein the authors trace the development of criminal discovery in Washington State from State v. Payne, 10 Wash. 545, 39 P. 157 (1895) through State v. Allen, 128 Wash. 217, 222 P. 502 (1924); State v. Morrison, 175 Wash. 656, 27 P.2d 1065 (1933), State v. Thompson,

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Bluebook (online)
545 P.2d 36, 14 Wash. App. 658, 1975 Wash. App. LEXIS 1670, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-nelson-washctapp-1975.