State v. Nelson

448 P.2d 402, 104 Ariz. 52, 1968 Ariz. LEXIS 185
CourtArizona Supreme Court
DecidedDecember 13, 1968
Docket1741
StatusPublished
Cited by10 cases

This text of 448 P.2d 402 (State v. Nelson) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Nelson, 448 P.2d 402, 104 Ariz. 52, 1968 Ariz. LEXIS 185 (Ark. 1968).

Opinion

McFARLAND, Chief Justice:

George Jerry Nelson, hereinafter designated as defendant, was charged by information with the crime of Forcible Rape in violation of A.R.S. § 13-611, subsec. A(2), as amended, to which he entered a plea of guilty. He was sentenced to serve not less than fifteen nor more than twenty-five years in the Arizona State Prison. From this sentence he appeals.

Defendant contends that the proper procedure was not followed in the hearing on the mitigation of sentence, and for this reason the sentence should be set aside. He requested a hearing before the court under Rule 336, 17 A.R.S. for the presentation of evidence for the mitigation of sentence. This request was granted. Defendant went to one Dr. Leo Rubinow, a psychiatrist, for consultations for which he paid, for the pttrpose of presenting evidence that might assist him in the mitigating of his sentence. Dr. Rubinow refused to make a report to defendant or defendant’s counsel before the date of the hearing. Dr. Rubinow, however, did report to *54 the judge personally in chambers, and discussed defendant’s mental condition and prospective rehabilitation with the court. During this conference the court asked Dr. Rubinow if defendant were a sociopath, and the doctor answered that in his opinion he was. The court then asked whether defendant would respond to treatment. Dr. Rubinow responded that the prognosis was very poor, and he could offer little hope for rehabilitation even after ten years of intensive treatment.

Counsel for defendant stated in court that he had been unable to get a conference with Dr. Rubinow before the hearing, and for this reason he called Dr. Tuchler, who consulted with defendant on two occasions, and reported that defendant stood a good chance of being rehabilitated if he were placed on strict probation.

Defendant contends that the court erred in not basing its sentence on the report of Dr. Tuchler. The questions presented by defendant were:

“1. Whether the Court erred in using information obtained by violating the psychiatrist/patient privilege in imposing sentence?
“2. Whether the Arizona sentencing procedure deprives the Appellant of liberty without due process of law.”

This Court has not previously passed upon the procedure in conducting a hearing under Rule 336, Rules of Criminal Procedure, A.R.S.

The first question by defendant was the procedure which was followed by the court in allowing Dr. Rubinow, a psychiatrist who was employed by the defendant’s counsel upon the suggestion of the court, and who—after a thorough examination of defendant—reported to the court in chambers without notice to or knowledge of the defendant. It is the contention of defendant that the court may have based all or part of the determination of his sentence upon this report, and that his counsel was deprived of any information concerning the examination by the psychiatrist, and that the results of his examination were privileged under A.R.S. § 13-1802, as amended, which reads in part:

“A person shall not be examined as a witness in the following cases:
* * * * * *
“2. An attorney, without consent of his client, as to any communication made by the client to him or his advice given thereon in the course of professional employment.
* * * * =i= *
“4. A physician or surgeon, without consent of his patient, as to any information acquired in attending the patient which was necessary to enable him to prescribe or act for the patient. As amended Laws 1961, Ch. 36, § 1.”

This provision of the Code is certainly not applicable, as related by counsel in his brief, as the doctor was employed for the specific purpose of making a report to the court. We held in State v. Levice, 59 Ariz. 472, 478, 130 P.2d 53, 55:

“Under all the authorities to which our attention has been called, the court, in examining witnesses as to aggravating and mitigating circumstances of the offense to aid it in determining the penalty to be imposed, is not bound by the strict rules of evidence applying in trials, since such a proceeding is not a trial in the ordinary sense of the word, People v. Noll, 20 Cal. 164, but it may consider many matters not admissible on the issue of guilt or innocence. Toomer v. State, 112 Md. 285, 76 A. 118; People v. Williams, 14 Cal.2d 532, 95 P.2d 456. For instance, it may inquire into the commission of another offense, People v. Popescue, 345 Ill. 142, 177 N.E. 739, 77 A.L.R. 1199, and the moral character of the accused, State v. Wilson, 121 N.C. 650, 28 S.E. 416. It may consider affidavits to show aggravation of the offense, State v. Reeder, 79 S.C. 139, 60 S.E. 434, 14 Ann. Cas. 968, and the unsworn testimony of an officer that a photograph of defendant was in the rogues’ gallery, People v. Mansi, 129 App.Div. 386, 113 N. Y.S. 866. * * *”

*55 This Court, in State v. Tatkenhorst, 103 Ariz. 156, 437 P.2d 948, in passing upon the question of the right of a defendant to file an affidavit of bias and prejudice after entering a plea of guilty and before a hearing under Rule 336, said:

“* * * It was evident that the procedure which defendant elected to follow was to enter his plea of guilty, and thereafter have a hearing at which the court would take testimony on facts which defendant felt would mitigate his sentence. This is just as important to defendant as any other procedure. He is entitled to a fair and and [sic] impartial court in making the determination as to whether he has shown facts sufficient to mitigate his sentence. His rights to a change of judge are the same after a plea of guilty as after a plea of not guilty. * * *”

The court is not restricted to strict Tules of evidence but the hearing must be fair and impartial. State v. Levice, supra. A defendant may well feel that he is legally guilty of a crime, but not morally guilty •of a crime. For this reason he is willing to enter a plea of guilty to a charge, and rely on Rule 336 to present evidence of why he should be placed on probation or why a sentence should be mitigated.

In the case of State v. Quintana, 92 Ariz. 308, 376 P.2d 773, we said:

“[9] Sections 13-1642 and 13-1643, A.R. S., expressly give the trial court the autority to assume the role of both judge and jury to hear and determine the facts and circumstances surrounding the case in determining the penalty to be imposed, and in doing so it is not bound by the strict rules of evidence applying in trials, .since such a proceeding is not a trial in the ordinary sense of the word, but it may consider many matters not admissible on the issue of guilt or innocence. State v. Levice, 59 Ariz.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Turrentine
730 P.2d 238 (Court of Appeals of Arizona, 1986)
State v. Little
590 P.2d 916 (Arizona Supreme Court, 1979)
State v. Pierce
494 P.2d 696 (Arizona Supreme Court, 1972)
State v. Hanley
493 P.2d 1201 (Arizona Supreme Court, 1972)
State v. Burton
490 P.2d 1189 (Court of Appeals of Arizona, 1971)
State v. Raybould
489 P.2d 1222 (Court of Appeals of Arizona, 1971)
State v. Celaya
484 P.2d 7 (Arizona Supreme Court, 1971)
State v. Williams
475 P.2d 293 (Court of Appeals of Arizona, 1970)
State v. Scott
461 P.2d 712 (Court of Appeals of Arizona, 1969)
State v. Scanlon
450 P.2d 377 (Arizona Supreme Court, 1969)

Cite This Page — Counsel Stack

Bluebook (online)
448 P.2d 402, 104 Ariz. 52, 1968 Ariz. LEXIS 185, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-nelson-ariz-1968.