State v. Neff

2021 Ohio 3766
Ohio Court of Appeals·Decided October 22, 2021·No. OT-20-004·Published·Cited by 4 cases

Opinion

IN THE COURT OF APPEALS OF OHIO SIXTH APPELLATE DISTRICT

OTTAWA COUNTY

State of Ohio Court of Appeals No. OT-20-004 Appellee Trial Court No. 2018-CRI-295 v. Rosco G. Neff DECISION AND JUDGMENT Appellant Decided: October 22, 2021

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James J. VanEerten, Ottawa County Prosecuting Attorney, and Barbara Gallé Rivas, Assistant Prosecuting Attorney, for appellee.

Kimberly Kendall Corral, Megan Patituce, and Mallorie Thomas, for appellant.

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OSOWIK, J.

{¶ 1} This is an appeal from a judgment of the Ottawa County Court of Common Pleas, which sentenced appellant to a total prison term of 25 years after a jury convicted him of 27 of 44 felony and misdemeanor offenses. For the reasons set forth below, this court affirms the judgment of the trial court.

I. Background

{¶ 2} This appeal originated from 49 felony and misdemeanor theft ring indictments against appellant Rosco G. Neff issued on December 6, 2018, by an Ottawa County Grand Jury that resulted in two jury mistrials, one completed jury trial, guilty verdicts for 27 offenses, and a prison sentence totaling 25 years.

A. First Jury Mistrial

On the morning of trial, appellee, state of Ohio, dismissed five of the 49 charges.

The first jury trial commenced on July 15, 2019, and appellee presented to the jury four victim witnesses and four witnesses from law enforcement who investigated the offenses. The trial court admitted into evidence a lengthy set of stipulations of facts for 38 of the 44 offenses deemed to conclusively establish those facts beyond a reasonable doubt. The stipulations included disclosures that each of three codefendants from appellant’s alleged theft ring were required to provide truthful testimony “in all trials relating to all codefendants” in exchange for individual plea deals. The next day appellant requested, and the trial court granted, a mistrial because the first codefendant to testify was hospitalized the previous night after being severely beaten in the Ottawa County Detention Facility.

B. Second Jury Mistrial

The second jury trial commenced on October 29, 2019, and appellee presented to the jury 13 witnesses: four victim witnesses, four witnesses from law enforcement who investigated the offenses, four witnesses who were codefendant informants, and one additional informant who was not a codefendant. The trial court admitted into evidence 19 state exhibits and the stipulations of facts for 38 offenses. After appellee rested its case appellant testified in his defense. Appellant testified his lengthy criminal past began as a juvenile and during this time he preferred to avoid jury trials by seeking the best possible plea offers. Appellant then falsely testified about an alleged plea offer in this case. Appellee moved for a mistrial, and over appellant’s objection, the trial court declared a second mistrial and found appellant in direct contempt for openly and falsely testifying about plea negotiations. The trial court then dismissed the jury.

{¶ 3} In open court and prior to the trial court declaring the second mistrial, appellee objected to appellant’s plea offer testimony; appellant’s trial counsel confirmed he advised his client not to testify about any plea negotiations; and the trial court instructed the jury “to disregard that answer. I know that is hard to do, but you are instructed to do so.” Then the trial court held a sidebar discussion outside of the jury’s hearing. The trial court considered and rejected, after hearing arguments, whether to make an additional attempt at a curative instruction that “‘Mr. Neff’s testimony about the two-year offer is, in fact, inaccurate.’” The trial court also considered and rejected, after hearing further arguments, whether to directly question jurors regarding separating appellant’s testimony from their deliberations while somehow avoiding making it “a too big a deal.”

{¶ 4} The sidebar ended, and the jury trial resumed. Appellee moved for a mistrial, arguing appellant disregarded his attorney’s instruction and referenced prohibited plea negotiations while also falsely asserting a favorable plea that appellee never offered. Appellee further argued appellant’s misconduct at trial could not be cured with a jury instruction and moved for direct contempt of court. In response, appellant’s trial counsel argued against a mistrial because the jury could disregard the offending portion of appellant’s testimony stating, “As soon as my client got off the stand, he apologized. It was not his intention to mislead the jury. He was telling things from his point of view.”

{¶ 5} After hearing all arguments in open court, the trial court decided, “Well, a mistrial is going to be the order of the day, and I will find Mr. Neff in direct contempt for speaking out about pre-trial issues that he should not have spoken of and was warned not to speak of them and, in fact, did not properly state even what settlement offer was made. That was inaccurate as well.”

{¶ 6} Sentencing for the contempt offense occurred the next day. In its October 31, 2019 judgment entry, the trial court reviewed the misconduct by appellant from the second mistrial and stated, “The Court finds beyond a reasonable doubt that this Judge personally observed the actions constituting Defendants contempt and that summary action is necessary as Defendant’s actions pose an imminent threat to the administration of justice.” At the contempt sentencing hearing, appellant stated on his own behalf, “I didn’t say that in intention to put anything in the jury’s head. My point was to flat get out that I don’t care what any kind of plea bargain they were trying to give or anything. That was my point. I felt my innocence was proven, period.” The trial court responded that what appellant “said about a plea deal was a flat-out fabrication. That is perjury. I take a very dim view of that.” The trial court explained:

Well, my perspective of it was that you were seeing a trial go very bad, you were seeing that witnesses were testifying about you in a very damaging way. I suspect that you saw that you didn’t have much hope.

Your counsel has said that he warned you not to say what you said. You did it in order to get a mistrial. That is my impression. * * * You have seen, I think, by the course of that trial the last two, three days that it is highly likely you are going to be convicted. It is highly likely you are going to spend a lot of time in prison.

C. Third Jury Trial

{¶ 7} The third jury trial commenced on December 17, 2019, and continued for three days. Appellee presented to the jury 14 witnesses: four victim witnesses, five witnesses from law enforcement who investigated the offenses, four witnesses who were codefendant informants, and one additional informant who was not a codefendant. The trial court admitted into evidence 18 state exhibits and the stipulations of facts for 38 offenses. After appellee rested its case, appellant moved for acquittal pursuant to Crim.R. 29(A), which the trial court denied. Appellant testified for his defense, in addition to a codefendant’s spouse. After jury deliberations, the jury convicted appellant of the following 27 offenses:

{¶ 8} Count 1, engaging in a pattern of corrupt activity, a violation of R.C.

2923.32(A)(1) and a first-degree felony, R.C. 2923.32(B)(1). There were no stipulations for Count 1. According to the record, between January 9 and September 15, 2018, appellant was employed by or associated with an enterprise through a pattern of corrupt activity. During that period about 20 break-ins and thefts from hunting cabins, boats, barns and commercial properties occurred in Ottawa, Erie and Sandusky counties. Appellant, as the leader of the theft ring, coordinated others to engage in the criminal enterprise, which involved the planning of the break-ins and thefts, the actual break-ins and thefts, the acquisition of stolen property, the distribution of the stolen items among the theft ring, and the sale of the stolen items through private sales and flea markets.

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State v. Neff, 2021 Ohio 3766 (Ohio Ct. App. 2021).

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