State v. Neal

CourtNew Mexico Court of Appeals
DecidedApril 24, 2024
StatusUnpublished

This text of State v. Neal (State v. Neal) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Neal, (N.M. Ct. App. 2024).

Opinion

This decision of the New Mexico Court of Appeals was not selected for publication in the New Mexico Appellate Reports. Refer to Rule 12-405 NMRA for restrictions on the citation of unpublished decisions. Electronic decisions may contain computer- generated errors or other deviations from the official version filed by the Court of Appeals.

IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO

No. A-1-CA-40205

STATE OF NEW MEXICO,

Plaintiff-Appellee,

v.

SAMUEL NEAL,

Defendant-Appellant.

APPEAL FROM THE DISTRICT COURT OF COLFAX COUNTY Melissa A. Kennelly, District Court Judge

Raúl Torrez, Attorney General Santa Fe, NM Van Snow, Assistant Attorney General Albuquerque, NM

for Appellee

Bennett J. Baur, Chief Public Defender Joelle N. Gonzales, Assistant Appellate Defender Santa Fe, NM

for Appellant

MEMORANDUM OPINION

WRAY, Judge.

{1} Defendant Samuel Neal was convicted of first-degree kidnapping, see NMSA 1978, § 30-4-1 (2003), second-degree criminal sexual penetration (CSP II), see NMSA 1978, § 30-9-11(E)(3) (2009), and third-degree aggravated battery inflicting great bodily harm, see NMSA 1978, § 30-3-5(A), (C) (1969). Defendant appeals and raises issues regarding (1) double jeopardy, (2) instructional error, (3) prosecutorial misconduct, and (4) the sufficiency of the evidence. We conclude that Defendant’s convictions violate double jeopardy and remand to the district court to vacate the convictions for CSP II and aggravated battery with great bodily harm, and resentence Defendant. Otherwise, we affirm.

DISCUSSION

{2} Victim, who was stopping for the night in New Mexico and taking a walk, encountered Defendant, who asked her to “hang out.” Victim followed Defendant to an abandoned motel, but when Victim hesitated to join Defendant inside the motel, he pulled her through a window into a room. When Victim rebuffed Defendant’s sexual advances, he beat, strangled, and sexually assaulted her. Because this is a memorandum opinion prepared for the benefit of the parties, we provide only those additional facts that are necessary to resolve the issues raised on appeal. Further, because we conclude that the CSP II and aggravated battery convictions must be vacated on other grounds, we do not address the instructional error issue that relates only to the CSP II jury instruction. We begin with the double jeopardy arguments before addressing Defendant’s remaining arguments—the sufficiency of the evidence and prosecutorial misconduct.

I. Defendant’s Convictions for CSP II and Aggravated Battery Violate Double Jeopardy Protections Under These Circumstances

{3} Before examining Defendant’s specific arguments, we briefly review the law applicable to the double-description double jeopardy claims raised on appeal, followed by the evidence at trial and the jury instructions. See State v. Lorenzo, 2024-NMSC- 003, ¶ 5, ___ P.3d ___ (citing U.S. Const. amend. V; N.M. Const. art. II, § 15 and describing double-description violations as those where “a single course of conduct results in multiple charges under separate criminal statutes”). We examine first “whether the conduct underlying the . . . offenses is unitary,” and if it is, we then consider “whether the Legislature intended for the unitary conduct to be punished as separate offenses.” Id. (internal quotation marks and citation omitted); see also Swafford v. State, 1991-NMSC-043, ¶ 25, 112 N.M. 3, 810 P.2d 1223.

{4} To evaluate unitary conduct, we consider the statutory elements, as specifically set forth in the jury instructions, together with “indicia of distinctness,” see, e.g., State v. Franco, 2005-NMSC-013, ¶¶ 7-8, 137 N.M. 447, 112 P.3d 1104, in order “to identify the relevant conduct and consider whether the acts can be distinguished from each other.” State v. Vasquez, 2024-NMCA-020, ¶ 24, 542 P.3d 806. Conduct underlying the charged offenses is unitary if it is not sufficiently “separate and distinct” so that “the facts presented at trial establish that the jury reasonably could have inferred independent factual bases for the charged offenses.” Swafford, 1991-NMSC-043, ¶¶ 28-29.

{5} As is apparent from the jury instructions outlined below, the jury in the present case was provided with multiple factual and legal alternatives to find Defendant guilty of each crime. In this context, our Supreme Court applies a rebuttable presumption, colloquially called the Foster presumption. See State v. Foster, 1999-NMSC-007, ¶ 28, 126 N.M. 646, 974 P.2d 140, abrogated on other grounds as recognized in Kersey v. Hatch, 2010-NMSC-020, ¶ 17, 148 N.M. 381, 237 P.3d 683. The Foster presumption applies when a jury instruction permits the jury to convict a defendant based on an alternative that would result in a double jeopardy violation, and “the record does not disclose whether the jury relied on this legally inadequate alternative.” Foster, 1999- NMSC-007, ¶ 28; see State v. Sena, 2020-NMSC-011, ¶ 54, 470 P.3d 227 (explaining the rebuttable presumption).

{6} If we determine that Defendant’s conduct was unitary, we next consider “whether the Legislature intended for the unitary conduct to be punished as separate offenses.” Lorenzo, 2024-NMSC-003, ¶ 5. Where, as here, the applicable statutes do not explicitly authorize multiple punishments and can be violated in alternative ways, we employ a modified version of the test laid out in Blockburger v. United States, 284 U.S. 299, 304 (1932). See State v. Gutierrez, 2011-NMSC-024, ¶ 48, 150 N.M. 232, 258 P.3d 1024 (adopting a modified version of the Blockburger test for statutes that are vague and unspecific or may be proved in the alternative). To analyze the Legislature’s intent, we consider “whether the statute, as applied by the [s]tate in a given case, overlaps with other criminal statutes so that the accused is being punished twice for the same offense.” State v. Begaye, 2023-NMSC-015, ¶ 22, 533 P.3d 1057 (internal quotation marks and citation omitted). Accordingly, we compare the elements of the offenses, “looking at the [s]tate’s legal theory of how the statutes were violated.” Id. ¶ 24 (internal quotation marks and citation omitted).

{7} With this as legal context, we turn to the evidence at trial and the jury instructions. In this case, Victim provided a description of what transpired during her ten-to-twenty-minute encounter with Defendant. Victim stated that once they were both in the motel room, Defendant started to kiss her, and she said, “No.” Defendant reached for Victim’s shorts, and she said, “No.” Defendant asked Victim if she wanted to have sex with him, and she said, “No. That’s not why I’m here.” After that, Defendant began to punch and choke Victim. Victim testified that when Defendant was choking her, she “thought [she] was going to die” and stopped struggling with him because she “realized he was going to rape” her and she “did not want to die” and was willing to do “anything [she] could to survive.” Victim therefore stopped struggling, and Defendant moved her to the mattress, started kissing her again, and said, “I’m sorry I had to do that, but I really like you and it’s my birthday.” After that, Defendant removed both of their clothes, and performed oral sex and sexually penetrated Victim.

{8} In relevant part, the jury was instructed on first-degree kidnapping as follows:

For you to find [D]efendant guilty of first[-]degree kidnapping, as charged in Count 1, the [S]tate must prove to your satisfaction beyond a reasonable doubt each of the following elements of the crime:

1.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Blockburger v. United States
284 U.S. 299 (Supreme Court, 1931)
State v. Montoya
2013 NMSC 020 (New Mexico Supreme Court, 2013)
Kersey v. Hatch
2010 NMSC 020 (New Mexico Supreme Court, 2010)
State v. Foster
1999 NMSC 007 (New Mexico Supreme Court, 1999)
Swafford v. State
810 P.2d 1223 (New Mexico Supreme Court, 1991)
State v. Taylor
717 P.2d 64 (New Mexico Court of Appeals, 1986)
State v. Baca
804 P.2d 1089 (New Mexico Court of Appeals, 1990)
State v. Gutierrez
2011 NMSC 024 (New Mexico Supreme Court, 2011)
State v. Franco
2005 NMSC 13 (New Mexico Supreme Court, 2005)
State v. Smith
2001 NMSC 004 (New Mexico Supreme Court, 2001)
State v. DeGraff
2006 NMSC 011 (New Mexico Supreme Court, 2006)
State v. Bernal
2006 NMSC 50 (New Mexico Supreme Court, 2006)
State v. Jimenez
2017 NMCA 39 (New Mexico Court of Appeals, 2017)
State v. Franco
2005 NMSC 013 (New Mexico Supreme Court, 2005)
State v. Sena
2020 NMSC 011 (New Mexico Supreme Court, 2020)
State v. Porter
2020 NMSC 020 (New Mexico Supreme Court, 2020)
State v. Serrato
2021 NMCA 027 (New Mexico Court of Appeals, 2020)
State v. Costillo
2020 NMCA 051 (New Mexico Court of Appeals, 2020)
State v. Begaye
533 P.3d 1057 (New Mexico Supreme Court, 2023)
State v. Vasquez
542 P.3d 806 (New Mexico Court of Appeals, 2023)

Cite This Page — Counsel Stack

Bluebook (online)
State v. Neal, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-neal-nmctapp-2024.