State v. Neal

436 N.W.2d 514, 231 Neb. 415, 1989 Neb. LEXIS 94
CourtNebraska Supreme Court
DecidedMarch 3, 1989
Docket88-328
StatusPublished
Cited by12 cases

This text of 436 N.W.2d 514 (State v. Neal) is published on Counsel Stack Legal Research, covering Nebraska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Neal, 436 N.W.2d 514, 231 Neb. 415, 1989 Neb. LEXIS 94 (Neb. 1989).

Opinion

Shanahan, J.

Michael E. Neal was convicted of robbery and use of a firearm in the robbery and, consequently, was sentenced for each conviction. In State v. Neal, 216 Neb. 709, 346 N.W.2d 218 (1984), we affirmed Neal’s convictions and sentences. In a *416 postconviction proceeding, Neal appeals from the order denying him postconviction relief. We affirm.

Neal was charged with the March 30,1982, armed robbery of a “Town & Country” store in Omaha and use of a firearm in the robbery. Michael Gutowski, a lawyer in the public defender’s office, was appointed to represent Neal. On April 15, Neal was arraigned on the robbery and firearm charges, and, on his pleas of not guilty, Neal’s cases were set for a jury trial. On September 8, the day before his jury trial was to begin, Neal apparently told the trial court that he had secured recently retained counsel and requested a continuance so that his retained counsel could prepare for trial. However, counsel whom Neal allegedly retained never made an appearance on Neal’s behalf or otherwise confirmed representation of Neal.

Walter Bray, who had pled guilty to the same robbery charged against Neal, was sentenced the day that Neal’s trial was scheduled to commence. At the commencement of Neal’s trial and immediately after the jury had been impaneled, Neal requested to change his pleas from not guilty to guilty, which the district court allowed. The court found Neal guilty of robbery and use of a firearm in commission of the robbery, and thereafter sentenced Neal to consecutive sentences of 14 to 50 years’ imprisonment for the robbery conviction and 5 to 20 years for the firearm conviction.

During the pendency of the direct appeal of his convictions, Neal filed an action for a writ of coram nobis in the district court, seeking a new trial on the ground of newly discovered evidence, namely, Neal’s assertion that he had left the robbery site unaccompanied by Bray and other perpetrators of the robbery. At the coram nobis hearing, Gutowski testified that he had reviewed thé evidence gathered by police in connection with the “Town & Country” robbery, including a statement given by Walter Bray, one of the robbers, who told police that Neal was not involved in the robbery. Gutowski further testified that he had attempted to interview Bray before Neal’s trial, but learned through Bray’s court-appointed lawyer that Bray refused to talk to Gutowski. Nevertheless, Gutowski obtained a subpoena for Bray’s appearance as a witness in Neal’s case. The district court, after a hearing, denied the requested coram nobis relief. *417 Neal’s appeal to this court, seeking a review of the coram nobis proceeding, was summarily dismissed.

On December 16, 1987, Neal filed a motion for postconviction relief based on two grounds — ineffective assistance of counsel regarding the convictions for the robbery and firearm charges and denial of his right to counsel of his choice. The district court, after examining the record of Neal’s hearing for the coram nobis writ, found that an evidential hearing was not required and, therefore, that Neal was entitled to no postconviction relief. See Neb. Rev. Stat. § 29-3001 (Reissue 1985) (“Unless the motion and the files and records of the case show to the satisfaction of the court that the prisoner is entitled to no relief, the court shall... grant a prompt hearing . . .”). After the district court’s denial of Neal’s request for postconviction relief, this appeal followed.

Neal does not challenge the district court’s refusal to hold an evidential hearing on the postconviction motion. Rather, Neal questions the district court’s substantive and factual determination that Gutowski performed “at least as well as a lawyer with ordinary training and skill in the criminal law” in Neal’s defense. Neal bases his postconviction claim on the sixth amendment to the U.S. Constitution and asserts that Gutowski’s failure to interview Walter Bray constitutes ineffective assistance of counsel because Gutowski, uninformed concerning Bray’s version of the getaway, erroneously recommended that Neal plead guilty to the robbery and firearm charges.

As expressed in State v. Hawthorne, 230 Neb. 343, 347, 431 N.W.2d 630, 633(1988):

[T]o sustain a claim of ineffective assistance of counsel as a violation of the sixth amendment to the U.S. Constitution and thereby obtain reversal of a defendant’s conviction, the defendant must show that (1) counsel’s performance was deficient and (2) such deficient performance prejudiced the defense, that is, a demonstration of reasonable probability that, but for counsel’s deficient performance, the result of the proceeding would have been different.

Further, “[t]o sustain a claim of ineffective assistance of *418 counsel, the defendant has the burden to present a record which shows counsel’s deficient performance in representing the defendant.” State v. Uwanaka, 230 Neb. 808, 809, 433 N.W.2d 540, 541 (1989).

Neal argues that if Gutowski had interviewed Bray, Gutowski would have learned facts which would have affected and possibly altered Neal’s decision to plead guilty to the charges. Additionally, Neal argues that Bray’s version of the departure from the robbery site, namely, Neal did not accompany Bray and the other robbers as they made their getaway, was material evidence for Neal’s defense — evidence which, due solely to counsel’s ineffectiveness, was not discovered. Neal makes this claim despite Gutowski’s testimony that Bray’s version of the getaway would have had no significant effect on Gutowski’s advice given before Neal entered his guilty pleas. In Gutowski’s opinion, the most likely outcome of the trial would have been a finding of Neal’s guilt irrespective of Bray’s version about the getaway from the robbery.

The record clearly demonstrates that Gutowski made numerous efforts to talk to Bray by first contacting Bray’s court-appointed attorney, a procedure which must be followed under our disciplinary rules. See Canon 7, DR 7-104, of the Code of Professional Responsibility:

(A) During the course of his representation of a client a lawyer shall not:
(1) Communicate or cause another to communicate on the subject of the representation with a party he knows to be represented by a lawyer in that matter unless he has the prior consent of the lawyer representing such other party or is authorized by law to do so.

Bray refused to talk to Gutowski during preparation for Neal’s trial. Nevertheless, Gutowski recognized that Bray might testify that Neal had no part in the robbery and, as evidenced by the issued subpoena for Bray, planned to call Bray as a witness. Moreover, if Neal actually did not accompany Bray in the departure or getaway from the robbery site, it is difficult to understand why Neal, himself, failed to tell Gutowski this fact.

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Cite This Page — Counsel Stack

Bluebook (online)
436 N.W.2d 514, 231 Neb. 415, 1989 Neb. LEXIS 94, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-neal-neb-1989.