State v. Neal

347 So. 2d 1139
Supreme Court of Louisiana·Decided July 1, 1977·No. 59153·Published·Cited by 26 cases

Opinion

347 So.2d 1139 (1977)

STATE of Louisiana, Respondent,
v.
Roy J. NEAL, Relator.

No. 59153.

Supreme Court of Louisiana.

July 1, 1977.

Charley J. Schrader, Jr., Houma, for defendant-relator.

William J. Guste, Jr., Atty. Gen., Barbara Rutledge, Asst. Atty. Gen., Norval J. Rhodes, Dist. Atty., John R. Walker, Asst. Dist. Atty., for plaintiff-respondent.

*1140 TATE, Justice.

We granted certiorari, La., 341 So.2d 1131 (1977), to review the trial court's denial of a motion to quash the indictment of the relator for driving while intoxicated, second offender. La.R.S. 14:98. The substantial issue for our determination is whether a person can be charged as a second offender, when the second incident of driving while intoxicated occurs before the motorist has been convicted of an earlier offense.

The relevant facts are these:

On January 17, 1976, the defendant Neal was arrested and charged with driving while intoxicated. Before trial on that charge, he was again arrested and charged with driving while intoxicated on May 11, 1976.

Neal pleaded guilty to the January charge on October 22, 1976. Three days later, the prosecutor then filed an amended bill of information as to the May charge, by which amendment (on the basis that the October conviction on the January charge was the first offense) Neal was charged with driving while intoxicated, second offense, and thus subject to the greater penalties for a second offense.

The Issue

We grant certiorari to review the denial of the defendant's motion to quash the amended charge that, because of the October conviction, he was subject to prosecution on the May incident as a second offender. The issue, as articulated in the state's brief, is: "Can a defendant be charged and subsequently convicted for second offense DWI when the arrest upon which the second offense DWI is based occurred after the arrest for the first offense DWI but prior to conviction or guilty plea in first offense DWI?"

Interpretation of La.R.S. 14:98

The issue involves an interpretation of the statutory intent reflected by La.R.S. 14:98.

This enactment[1] provides criminal penalties for operating a vehicle while intoxicated. After the first conviction, greater penalties are provided for subsequent offenses: for a "second conviction", fine and imprisonment not less than 125 days in the parish jail, 98 C; for a "third conviction," imprisonment for from one to five years in either the parish jail or the state penitentiary, 98 D; and for a "fourth conviction," imprisonment in the penitentiary for not less than ten nor more than thirty years, 98 E.

The state contends that the statute unambiguously provides for enhanced punishments upon second, third, and fourth "convictions." The state points out that the statute does not specify that the first conviction need precede the second conviction.

Nevertheless, in our opinion, the preferable construction of La.R.S. 14:98 is that one cannot be guilty of the crime of driving while intoxicated, second offense, unless such crime is committed after a first conviction for this offense. We are re-enforced in this view by jurisprudential applications of *1141 the statute (by which the previous convictions are regarded necessary allegations and proof of the second offense crime itself), as well as by the most reasonable legislative intent reflected by a provision for greater punishment upon second and subsequent convictions.

Where an accused is charged as second, third, or fourth DWI offender, the information or indictment must allege the prior convictions. State v. Montgomery, 250 La. 326, 195 So.2d 285 (1967). Further, where there is a jury trial, this indictment charging the multiple offenses should be read to the jury. State v. Johnson, 250 La. 473, 196 So.2d 797 (1967). The prior offense or offenses must be proved as part of the state's case, otherwise the conviction will be set aside. City of Monroe v. French, La., 345 So.2d 23 (1977).

Thus, the earlier conviction(s) must be alleged and proved as part of the state's case against an alleged second (or third or fourth) offender before a conviction as a multiple offender may be secured, so as to permit the imposition of the enhanced penalties for later offenses. See also State v. Bouzigard, 286 So.2d 633 (La.1973) (possession of marijuana, second offense).

If therefore the prior conviction is an essential allegation for conviction of the second-offense crime, an accused cannot be charged with the latter crime when arrested for the second incident if, at that time, he had not been before convicted of a first offense.

"Criminal conduct consists of: (1) An act or a failure to act that produces criminal consequences, and which is combined with criminal intent.* * *" La.R.S. 14:8. Neither specific or general criminal intent, La.R.S. 14:10, to commit the crime of driving while intoxicated, second offense, can be inferred from driving while intoxicated, when one has never before been convicted for the offense—a necessary allegation of indictment and proof of the crime, which is not in existence at the time of the offense (and which may never arise, should for instance the accused be acquitted or never tried for the first offense).

Traditional American principles of criminal responsibility of an individual for his conduct do not permit the state to convert a formal charge against him for a less serious offense, into a charge for a more serious offense, on the legal basis of a change of status or other incident which occurs after the initial offense charged. Criminal conduct ordinarily subjects an individual to the imposition of criminal penalties applicable to the act at the time it is committed.

We agree with the relator that the consistent application of La.R.S. 14:98 over the years has been that prior convictions, in order to be available for imposition of a greater punishment as a subsequent offender, must precede the commission of the principle offense, that is, the latest prosecution in point of time.[2] Indeed, this is the greatly preponderant interpretation of similar statutes throughout the nation, regardless of the phraseology of the statute (or whether it specifies that the earlier conviction(s) must precede the latest offense), whenever enhanced penalties are provided for a subsequent offense, whether with regard to multiple-offender statutes or to driving-while-intoxicated or other statutes creating a greater degree of criminal liability for a repeater offense by wording similar to the present. Annotation, 24 A.L.R.2d 1247, 1248-49, see, e.g., 1270-73 (1952).

As summarized by this annotation, 24 A.L.R. 1248-49 many of the decisions note as legislative purpose the principle inherent *1142 in such a provision: "* * * the legislature in enacting such a statute intended it to serve as a warning to first offenders and to afford them an opportunity to reform, and that the reason for the infliction of severer punishment for a repetition of offenses is not so much that defendant has sinned more than once as that he is deemed incorrigible when he persists in violations of the law after conviction of previous infractions."

In this regard, counsel for the defendant cogently observes in his brief: "The criminal law has a basic purpose to discourage the violation of the law. Its primary purpose is not to find excuses to put people in jail. The conviction and resultant punishment hopefully

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State v. Neal, 347 So. 2d 1139 (La. 1977).

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