State v. Mozorosky

549 P.2d 1303, 25 Or. App. 499, 1976 Ore. App. LEXIS 2107
CourtCourt of Appeals of Oregon
DecidedJune 1, 1976
DocketNo. C 75-03-0846 Cr, CA 4676; No. C 74-09-2828 Cr, CA 4905; No. C 74-09-2826 Cr, CA 4906; No. C 74-09-2825 Cr, CA 4907; No. C 74-09-2824 Cr, CA 4908; No. C 74-09-2823 Cr, CA 4909
StatusPublished
Cited by2 cases

This text of 549 P.2d 1303 (State v. Mozorosky) is published on Counsel Stack Legal Research, covering Court of Appeals of Oregon primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Mozorosky, 549 P.2d 1303, 25 Or. App. 499, 1976 Ore. App. LEXIS 2107 (Or. Ct. App. 1976).

Opinion

SCHWAB, C. J.

Defendant was indicted for theft in the first degree, ORS 164.055, in eight separate indictments. A jury returned verdicts of not guilty on two indictments, but did not agree on verdicts on the other six. Subsequently, defendant moved for an order dismissing the six indictments on the grounds of collateral estoppel, res judicata and former jeopardy. Orders by two different judges resulted in the dismissal of all of them. The state appeals from the dismissal of five of those six indictments.

Following defendant’s trial, the state obtained a ninth indictment charging theft which defendant also moved to dismiss on the basis of former jeopardy. The state appeals from the circuit court’s allowance of that motion.

The state contends that the five original indictments at issue here charge different thefts than the indictments on which defendant was acquitted. It contends that there are material issues involved in those indictments which were not decided by the verdicts of acquittal. The state also contends that the defendant was not formerly in jeopardy on the offense charged in the ninth indictment because that charge was not part of the same criminal episode.

All nine indictments were identical in form except for the time periods involved. They read as follows:

"The said defendant, between [date] and [date] in the County of Multnomah, State of Oregon, did unlawfully and knowingly commit theft of lawful money of the United States of America, of the total value of more than Two Hundred Dollars, the property of Lovejoy Specialty Hospital, Inc., a corporation, contrary to the Statutes in such cases made and provided, and against the peace and dignity of the State of Oregon.”

Before trial, the state moved to consolidate the original eight indictments. See, State v. Bishop, 16 Or App 310, 314, 518 P2d 177 (1974). Defendant did not object, and the circuit court granted the motion.

[502]*502At trial, the state’s theory was that the defendant, an employe of the hospital, had committed what amounted to common-law embezzlement in a variety of ways. The state contended that the defendant developed an elaborate, and confusing, system to bilk the hospital of thousands of dollars. This system allegedly operated in the following manners:

Therapeutic abortions are performed at the hospital. Japanese seaweed, or Laminaria, is used to perform the abortions. At one time, there was some difficulty in obtaining Laminaria from the hospital’s regular suppliers. The state contended that defendant exaggerated this shortage and led members of the board of directors to believe a crisis existed. Defendant then told various colleagues that he had been approached by one J. L. Kernin who could produce a ready supply of Laminaria.

The Kernin connection allegedly provided a basis for defendant to juggle funds. Each day the hospital business manager made out deposit slips, subtotaling check receipts and cash receipts, and gave the receipts to defendant for deposit. Defendant would then draw a check to J. L. Kernin on the hospital account, or he would tell someone authorized to write checks that the hospital needed more Laminaria and thereby inveigle that person into writing a hospital check to Kernin. According to the state, defendant would then endorse Kernin’s name on the check, place it with the others for deposit, take out an equal amount of cash, alter the subtotals to reflect the decrease in cash and increase in checks, and then make the deposit. Defendant kept the cash. The business manager received a receipt showing only the total deposit, which remained unchanged.

The state also tried to show an intricate stratagem involving the payment of defendant’s American Express Co. bill with hospital funds. Defendant supposedly wrote or had others write checks to "American” on a regular basis. They were entered in the hospital’s check journal as payments to American Hospi[503]*503tal Supply, and this created the impression that a routine payment was being made. The checks allegedly were forwarded to the American Express Co. and were credited to defendant’s account.

The state also contended that money orders, which defendant purchased at a drugstore with hospital funds, were retained by him. Furthermore, according to the state, checks payable to one Settlemeier and one Brewer were not cashed by them, but, rather, were cashed by defendant, who kept the funds.

Finally, the state argued that its evidence showed that defendant had a safe and a burglar alarm system installed in his mother’s home and paid for it with hospital funds which were not authorized for such expenditures. Payments were made by checks drawn on the hospital’s account.

Only in its closing argument to the jury did the state attempt to link specific checks to individual indictments. The state said in its jury argument that the different time periods in the indictments were intended to correspond to periods between the dates the checks were made and the dates on which they were deposited at the drawee-bank. The prosecutor told the jurors that the first indictment related to the safe, the second related to the burglar alarm system, and the remaining indictments related to six specific Kernin checks and were part of the alleged Laminaria hoax.

We hold that the judgment of acquittal on the first two indictments estops the state from retrying the defendant on the other five original indictments. The doctrine of collateral estoppel applies in criminal cases as a component of the ban against double jeopardy.1 The Oregon Supreme Court has stated the rule of collateral estoppel:

»* * * [A] judgment of a court of competent jurisdic[504]*504tion, upon a question directly involved in one suit, is conclusive as to that question in another suit between the same parties * * State of Oregon v. Dewey, 206 Or 496, 505, 292 P2d 799 (1956), quoting from Russell v. Place, 94 US 606, 24 L Ed 214 (1876).

Here the court had jurisdiction, and the parties are obviously the same. Assuming arguendo that each indictment covers a different crime, each is the functional equivalent of "another suit.”2 The issue, then, is whether the same questions will be litigated in another trial on the five indictments as were litigated with regard to the two indictments which resulted in acquittals.

State v. Hoare, 20 Or App 439, 532 P2d 240 (1975), prescribes the procedure for determining when material issues are actually or necessarily adjudicated in a prior action:

" 'The federal decisions have made clear that the rule of collateral estoppel in criminal cases is not to be applied with the hypertechnical and archaic approach of a 19th century pleading book, but with realism and rationality. Where a previous judgment of acquittal was based upon a general verdict, as is usually the case, this approach requires a court to "examine the record of a prior proceeding, taking into account the pleadings, evidence, charge, and other relevant matter, and conclude whether a rational jury could have grounded its verdict upon an issue other than that which the defendant seeks to foreclose from consideration.” The inquiry "must be set in a practical frame and viewed with an eye to all the circumstances of the proceedings.” Sealfon v. United States,

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Related

State v. Mozorosky
561 P.2d 588 (Oregon Supreme Court, 1977)
State v. Oliver
552 P.2d 562 (Court of Appeals of Oregon, 1976)

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Bluebook (online)
549 P.2d 1303, 25 Or. App. 499, 1976 Ore. App. LEXIS 2107, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-mozorosky-orctapp-1976.