State v. Montoya

2010 NMCA 067, 238 P.3d 369, 148 N.M. 495
CourtNew Mexico Court of Appeals
DecidedApril 27, 2010
Docket28,995; 32,420
StatusPublished
Cited by9 cases

This text of 2010 NMCA 067 (State v. Montoya) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Montoya, 2010 NMCA 067, 238 P.3d 369, 148 N.M. 495 (N.M. Ct. App. 2010).

Opinion

OPINION

VANZI, Judge.

{1} Defendant Daniel Montoya was convicted in a jury trial of the unlawful taking of a motor vehicle and sentenced to three years unsupervised probation. Defendant appeals his conviction and sentencing, asserting that at the time of the proceedings, he was not competent to stand trial.

{2} In this case, defense counsel attempted to raise the issue of Defendant’s competency before, during, and after trial; however, the district judge refused to allow counsel to raise the issue until after Defendant had been convicted of the charges against him. After trial, but prior to sentencing, the district court found Defendant to be incompetent; nevertheless, the court proceeded with sentencing. Defendant argues on appeal that the district court erred when it failed to permit defense counsel to raise the issue of Defendant’s competency to stand trial until after Defendant had been convicted in the proceedings. Defendant also argues that the district court further erred when it proceeded with sentencing after declaring Defendant to be incompetent. We hold that the district court erred, and we vacate Defendant’s conviction and sentence.

BACKGROUND

{3} The facts of the underlying charges against Defendant are not material to this appeal. The issues raised by Defendant are solely concerned with the district court’s handling of matters relating to Defendant’s competency to stand trial. Accordingly, we limit our discussion to a review of the facts relating to those questions.

{4} Defense counsel first raised the issue of competency at Defendant’s preliminary hearing in magistrate court. In response, the magistrate court transferred the matter to district court, which ordered a competency evaluation of Defendant. After receiving the results of the evaluation, defense counsel was satisfied that Defendant was competent to stand trial and moved to dismiss the competency proceedings. Based on Defendant’s motion, the district court issued an order finding Defendant competent to stand trial. Defendant then waived his right to a preliminary hearing, and the case proceeded to trial in district court.

{5} Defense counsel again raised the issue of Defendant’s competency on the day of trial, off the record, prior to the start of the trial. The judge took no action on the issue and proceeded to trial. During the trial, Defendant made audible noises in the courtroom, apparently talking under his breath to someone who was not present. The noises made by Defendant were sufficiently disruptive to the proceedings that the judge excused the jury and addressed Defendant directly, stating:

Mr. Montoya, I’m not going to let you disrupt this trial. You have a right to be here, ok? You have a right to be here and you have a right to be present at your trial. If you are going to disrupt the trial, I’m going to take you out and you’re not going to be here. It’s ... [in] your best interest to not disrupt the trial because the jury is watching everything you’re doing and you’re making an ass out of yourself, ok? Simple as that____ So you can choose, but the next time you do it, you’re gone.

{6} Immediately following the judge’s statements, defense counsel again attempted to raise the issue of Defendant’s competency to stand trial. The judge refused to allow defense counsel to raise the issue. The following is a transcription of the exchange between defense counsel and the judge:

Defense counsel: Judge, I need to raise competency at this point—
Judge (loudly): Oh gimmie — I don’t want to hear that crap. You know he’s competent enough to steal two cars in one day, but he’s not competent enough to sit here and act like a human being in a trial. He’s putting on a big show, and I’m not going to put up with it, just not going to. One more time, Mr. Montoya, and you’re out. Any questions? Let’s go.

The judge recalled the jury and proceeded with the trial. Defendant’s behavior improved, but he continued to make noises periodically during the remainder of the trial.

{7} At the close of trial, the case was submitted to the jury, which returned a verdict of guilty. After the jury had been excused, defense counsel again raised the issue of Defendant’s competency to stand trial. At this point, the judge permitted defense counsel to more fully raise the issue, and after reviewing the court’s case file and noting that competency had been raised during the initial preliminary hearing in magistrate court, the judge instructed defense counsel to file a written motion requesting a competency evaluation and a stay of the proceedings pending a determination of competency. Defense counsel filed the motion, and Defendant was evaluated for competency for the second time on October 5, 2007.

{8} A hearing to consider the results of the evaluation and to determine Defendant’s competency to stand trial was held on December 18, 2007. At that hearing, the State stipulated that Defendant was incompetent as of the date of the evaluation and agreed to dismiss the other, unrelated, outstanding charges against Defendant. Defense counsel requested that, based on Defendant’s incompetency, the charges in the current case also be dismissed without prejudice until such time as Defendant may become competent. The court declined to dismiss the current charges but found Defendant to be incompetent as of the date of the second evaluation; however, rather than stay further proceedings, the court proceeded to sentence Defendant.

{9} Defendant appeals his conviction and sentencing, asserting that at the time of the proceedings, there was reasonable doubt as to whether Defendant was competent to stand trial. Defendant argues on appeal that the district court erred when it failed to stay the proceedings pending a determination of Defendant’s competency and that the court further erred by sentencing Defendant after the court had found him to be incompetent. We address each of Defendant’s arguments below.

DISCUSSION

Standard of Review

{10} The parties disagree as to the appropriate standard of review to be applied in the current case. The State argues that competency to stand trial is a question of fact and is subject to an abuse of discretion standard of review. Defendant, on the other hand, argues that the district court’s actions in the present case denied Defendant due process of law and are, therefore, subject to a de novo review. We agree with Defendant.

{11} The district court’s determination of reasonable doubt and its ultimate determination of Defendant’s incompetence are not in contention in this appeal. Rather, the questions raised by Defendant on appeal involve his right to raise the issue of competency and the proper process to be afforded him once that issue had been raised. These are matters of due process that we review de novo. “The failure to observe procedures adequate to protect a defendant’s right not to be tried or convicted while incompetent to stand trial deprives him of his due process right to a fair trial.” State v. Flores, 2005-NMCA-135, ¶ 15, 138 N.M. 636, 124 P.3d 1175 (alteration omitted) (internal quotation marks and citation omitted).

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Cite This Page — Counsel Stack

Bluebook (online)
2010 NMCA 067, 238 P.3d 369, 148 N.M. 495, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-montoya-nmctapp-2010.