State v. Michaelback

CourtNew Mexico Court of Appeals
DecidedJune 23, 2010
Docket28,150
StatusUnpublished

This text of State v. Michaelback (State v. Michaelback) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Michaelback, (N.M. Ct. App. 2010).

Opinion

1 This memorandum opinion was not selected for publication in the New Mexico Reports. Please 2 see Rule 12-405 NMRA for restrictions on the citation of unpublished memorandum opinions. 3 Please also note that this electronic memorandum opinion may contain computer-generated 4 errors or other deviations from the official paper version filed by the Court of Appeals and does 5 not include the filing date. 6 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO

7 STATE OF NEW MEXICO,

8 Plaintiff-Appellee,

9 v. NO. 28,150

10 WALTER MICHAELBACK,

11 Defendant-Appellant.

12 APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY 13 Ernesto J. Romero, District Judge

14 Gary K. King, Attorney General 15 Francine A. Chavez, Assistant Attorney General 16 Santa Fe, NM

17 for Appellee

18 Hugh W. Dangler, Chief Public Defender 19 Stephanie Erin Brunson, Assistant Appellate Defender 20 Santa Fe, NM

21 for Appellant

22 MEMORANDUM OPINION

23 ROBLES, Judge. 1 Following a grand jury indictment on a single count of breaking and entering,

2 contrary to NMSA 1978, Section 30-14-8 (1981), Walter Michaelback (Defendant)

3 entered a plea of no contest. After entering the plea, information was discovered by

4 defense counsel, which suggested that Defendant was mentally retarded and was not

5 capable of entering his plea knowingly, intelligently, or voluntarily. This appeal

6 arises from the district court’s denial of a motion to withdraw the plea and dismiss for

7 competency and a subsequent denial of a motion to reconsider. We conclude that the

8 uncontradicted evidence presented, combined with a misapplication of the law,

9 requires dismissal.

10 I. BACKGROUND

11 Following his indictment, defense counsel challenged Defendant’s competency

12 to stand trial. At some point before entering the plea, defense counsel received

13 informal, verbal assurances from Dr. Moss Aubrey that, although Defendant was “on

14 the cusp,” he was probably competent to stand trial. The assessment was not a

15 complete evaluation, no report was generated, and there was no reference to other

16 evaluations that Defendant had undergone. Based on this assurance, defense counsel

17 withdrew his challenge to Defendant’s competency.

18 Defendant entered a plea before Judge Blackmer on April 7, 2006, for which

19 he received a conditional discharge, probationary requirements, and an order to attend

2 1 and successfully complete mental health court. The district court engaged Defendant

2 in a plea colloquy, reciting the nature of the charge, the rights that were being waived

3 by entering the plea, and the possible sentence that Defendant faced. Defendant’s

4 overall responses to the district court were terse, but gave the appearance that he

5 understood the court and the agreement. At the sentencing stage of the proceeding,

6 defense counsel made the following statements:

7 When I spoke with [Dr.] Aubrey, he indicated that he’s just about on the 8 cusp, so it could have gone either way, but he felt that at this time he’s 9 competent.

10 I’ve spoken with him quite a bit and he seems to understand the 11 consequences of what’s happening and has been able to help me deal 12 with this case and make decisions, so he’s met the criteria. I don’t think 13 he’s very high functioning, Your Honor, and I think the [c]ourt needs to 14 take that into consideration, and [the State] understands, we’ve spoken 15 several times about which way to go in this case. While [the State] is 16 sympathetic to [Defendant’s] special needs, we would ask for a 17 conditional discharge.

18 Two months after entering the plea, defense counsel filed a motion to reconsider

19 the sentence. At the hearing on the motion, Dr. James Harrington stated to the court

20 that he knew Defendant in the context of his referral to the mental health court. As

21 part of the initial evaluation process, Dr. Harrington conducted a background check

22 in which he came across an earlier court file that indicated that Defendant had raised

23 competency in 2004 in another proceeding. Daniel Seagrave, the doctor who had

24 performed the evaluation in that proceeding, concluded that Defendant was not

3 1 competent. The charges were ultimately dismissed in that case because of

2 competency. Dr. Harrington informed the court that, although he had not conducted

3 a formal evaluation prior to the hearing, it was his conclusion based on his interactions

4 with Defendant, as well as consideration of the previous determination, Defendant (1)

5 did not qualify for mental health court, (2) did not understand the charge of breaking

6 and entering, and (3) was not competent based on his preliminary assessment and

7 opinions that were consistent with the previous diagnosis of Dr. Seagrave, which

8 actually evaluated Defendant’s intellectual level. At the conclusion of the hearing,

9 defense counsel stated that given the information that he now had, it was his opinion

10 that Defendant could not have entered a knowing plea agreement and, to that extent,

11 defense counsel had provided ineffective assistance. The court suggested further

12 assessment of Defendant and, during the interim, that Defendant file a formal motion

13 to withdraw his plea, which would allow the court to have jurisdiction in the matter.

14 Moreover, the court ordered that Dr. Seagrave’s evaluation report on Defendant’s

15 previous case be “unsealed” for defense and prosecution review.

16 Defendant filed his motion to withdraw the plea that was later amended to

17 include a request to dismiss for competency. Two weeks before Defendant filed his

18 motion, he was indicted in an unrelated case on burglary, larceny, and tampering with

19 evidence charges. This third case was assigned to Judge Martinez and is not the

4 1 subject of this appeal. However, it is apparent from the record that competency was

2 challenged pretrial and that Dr. Aubrey was assigned to conduct the competency

3 evaluation. Dr. Aubrey conducted a full evaluation in September 2006 and, following

4 a competency hearing, Judge Martinez dismissed the third case in December,

5 concluding that “Defendant is mentally retarded as defined by [NMSA 1978, Section

6 31-9-1.6 (1999)] and is not competent to stand trial.”

7 In the instant case, Judge Blackmer retired before a competency evaluation was

8 conducted. The case was reassigned to Judge Romero and, following Dr. Harrington’s

9 completion of a competency evaluation in August 2006, a hearing was held on

10 Defendant’s motion to withdraw the plea and dismiss for competency. The hearing

11 was held in the month following Judge Martinez’s judicial determination and

12 dismissal of the third case. Dr. Harrington was the only witness in the immediate

13 case, and he testified that Defendant had a full-scale IQ of 57. In addition, he testified

14 that when an individual tests at this level of intellectual capacity, competency comes

15 into question. Dr. Harrington’s opinion was that Defendant (1) showed little

16 understanding of the meaning and consequences of the charge against him, (2) was

17 unable to assist in his own defense, and (3) could not explain what the terms “not

18 guilty” or right to “remain silent” meant. Because Defendant’s condition impacted his

19 ability to understand, consult, make intelligent decisions, and that the condition was

5 1 permanent and “had existed for a long time,” it was Dr.

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Bluebook (online)
State v. Michaelback, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-michaelback-nmctapp-2010.