State v. Mendoza

165 Wash. 2d 913
CourtWashington Supreme Court
DecidedApril 16, 2009
DocketNos. 80477-0; 80553-9
StatusPublished
Cited by101 cases

This text of 165 Wash. 2d 913 (State v. Mendoza) is published on Counsel Stack Legal Research, covering Washington Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Mendoza, 165 Wash. 2d 913 (Wash. 2009).

Opinions

Stephens, J.

¶1 — In these consolidated cases, the State seeks review of two Court of Appeals decisions reversing the defendants’ sentences and remanding for resentencing. The Court of Appeals in each case held that the sentencing court improperly relied upon the State’s assertion of the defendant’s criminal history where the defendant did not stipulate to the criminal history and the State did not provide any evidence to establish the prior convictions. We affirm and remand for resentencing, allowing the State an opportunity to prove the defendants’ criminal histories.

FACTS AND PROCEDURAL HISTORY

State v. Mendoza

¶2 In April 2006, a jury convicted Frank C. Mendoza of robbery in the second degree and unlawful imprisonment. The jury found that the victim was particularly vulnerable and the defendant knew or should have known that status. Prior to sentencing, the prosecutor filed a statement of prosecuting attorney (Statement), which presented a summary of the evidence at trial, a list asserting Mendoza’s criminal history, the prosecutor’s calculation of Mendoza’s offender score and appropriate sentencing range, and a sentencing recommendation. With respect to some of the asserted criminal history, the Statement listed the sentenc[918]*918ing court and date of the crime. No documentation was included verifying the convictions. At sentencing, the prosecutor merely summarized Mendoza’s criminal history on the record.

¶3 In light of the criminal history, the prosecutor alleged Mendoza’s offender score was at least 9, putting the standard sentencing range at 63-84 months for the robbery charge and 51-60 months for the unlawful imprisonment charge. Mendoza did not object to the criminal history in the Statement at sentencing, nor did he affirmatively agree with the prosecutor’s representations. The only reference Mendoza’s attorney made on the record was the following: “I have reviewed the statement of prosecuting attorney, the terms and conditions with Mr. Mendoza .... My recommendation to the Court would be 63 months on the robbery in the second degree and 51 months on the unlawful imprisonment to run concurrent.” Report of Proceedings (RP) (Apr. 17, 2006) at 6. The trial court found Mendoza had an offender score of 9 and sentenced him to 84 months and 60 months, respectively, to be served concurrently.

¶4 The Court of Appeals affirmed the convictions but remanded for resentencing because Mendoza had not acknowledged the prior convictions, nor had the State provided any evidence of their existence. State v. Mendoza, 139 Wn. App. 693, 695, 162 P.3d 439 (2007). The appeals court held that the State would be allowed to present new evidence to prove Mendoza’s criminal history at resentencing. Id. The State filed a petition for review, arguing that the sentencing court was allowed to rely on the information provided by the prosecutor in the absence of an objection by Mendoza. We granted review. State v. Mendoza, 163 Wn.2d 1017, 180 P.3d 1292 (2008).

State v. Henderson

¶5 In May 2006, a jury found David M. Henderson guilty of trafficking in stolen property in the first degree. Prior to sentencing, the prosecutor filed a Statement, which included the prosecutor’s assertion of Henderson’s criminal [919]*919history, listing the crime and sentencing court. In it, the prosecutor recommended that the defendant be given an offender score of 2 based on his prior criminal history, resulting in a standard sentencing range of one year and one day to 14 months. The State provided no documentation establishing the prior convictions.

¶6 At sentencing, the prosecutor summarized the defendant’s criminal history and his calculation of the standard range. Henderson did not object but also did not affirmatively acknowledge or stipulate to the Statement or to the prosecutor’s representations of his criminal history. The only reference Henderson’s attorney made on the record was that he recommended “the bottom [of] the standard range.” RP (Aug. 7, 2006) at 86. The sentencing court assigned Henderson an offender score of 2 and sentenced him to one year and one day.

¶7 The Court of Appeals affirmed Henderson’s conviction but remanded for resentencing because Henderson did not admit to the criminal history and the State did not prove the existence of the prior convictions through competent evidence. State v. Henderson, noted at 139 Wn. App. 1078, 2007 WL 2122422, at *3, 2007 Wash. App. LEXIS 2143, at *6. The State petitioned for review, raising the same arguments as in the Mendoza case. Additionally, the State argued that if the case is remanded for resentencing, it should be given the opportunity to submit evidence of Henderson’s criminal history. We granted review and consolidated this case with Mendoza.1 State v. Henderson, 163 Wn.2d 1022, 185 P.3d 1194 (2008).

ANALYSIS

¶8 These cases involve challenges to sentences raised for the first time on appeal. Despite our general reluctance [920]*920to address issues not preserved in the trial court, we allow belated challenges to criminal history relied upon by a sentencing court. State v. Ford, 137 Wn.2d 472, 477-78, 973 P.2d 452 (1999). As we explained in Ford, the purpose is to preserve the integrity of sentencing laws; allowing review “ ‘tends to bring sentences in conformity and compliance with existing sentencing statutes and avoids permitting widely varying sentences to stand for no reason other than the failure of counsel to register a proper objection in the trial court.’ ” Id. at 478 (quoting State v. Paine, 69 Wn. App. 873, 884, 850 P.2d 1369 (1993)).

¶9 At sentencing, the State bears the burden to prove the existence of prior convictions by a preponderance of the evidence. In re Pers. Restraint of Cadwallader, 155 Wn.2d 867, 876, 123 P.3d 456 (2005). “ ‘The best evidence of a prior conviction is a certified copy of the judgment.’ ” State v. Lopez, 147 Wn.2d 515, 519, 55 P.3d 609 (2002) (quoting Ford, 137 Wn.2d at 480). It is the obligation of the State, not the defendant, to assure that the record before the sentencing court supports the criminal history determination. Ford, 137 Wn.2d at 480. This reflects fundamental principles of due process, which require that a sentencing court base its decision on information bearing “ ‘some minimal indicium of reliability beyond mere allegation.’ ” Id. at 481 (internal quotation marks omitted) (quoting United States v. Ibarra, 737 F.2d 825, 827 (9th Cir. 1984)).

¶10 This is not to say that a defendant cannot affirmatively acknowledge his criminal history and thereby obviate the need for the State to produce evidence. The issue in these cases centers on what is required for an acknowledgment to occur.

¶11 The State makes two arguments.

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Bluebook (online)
165 Wash. 2d 913, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-mendoza-wash-2009.