State v. McLean

401 P.3d 252, 287 Or. App. 686, 2017 Ore. App. LEXIS 1034
CourtCourt of Appeals of Oregon
DecidedSeptember 7, 2017
Docket1311304CR; A156959
StatusPublished

This text of 401 P.3d 252 (State v. McLean) is published on Counsel Stack Legal Research, covering Court of Appeals of Oregon primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. McLean, 401 P.3d 252, 287 Or. App. 686, 2017 Ore. App. LEXIS 1034 (Or. Ct. App. 2017).

Opinion

HADLOCK, C. J.,

concurring.

I agree with the majority that the outcome in this case is dictated by State v. Bouthillier, 4 Or App 145, 149, 479 P2d 512 (1970) (on rehearing), rev den (1971). Moreover, defendant has not argued that we should overrule that decision as “plainly wrong,” and, absent argument from the parties, I am not persuaded that that demanding standard is met in these circumstances. See State v. Civil, 283 Or App 395, 406, 388 P3d 1185 (2017) (Court of Appeals overrules its own precedent only when that precedent is “‘plainly wrong,’ a rigorous standard grounded in presumptive fidelity to stare decisis”). Accordingly, I concur in the majority’s affir-mance of the judgment of conviction on the ground that the trial court’s error was harmless as described in Bouthillier. I write separately, however, to express my doubts about the continuing viability of Bouthillier in light of our modern harmless-error cases.

I start by describing the events leading to defendant’s trial. Defendant was charged with multiple crimes arising from a November 2013 assault on the victim, defendant’s former girlfriend. Before trial, defendant moved in limine for an order admitting evidence that the victim had pleaded guilty to perjury in mid-2013. The victim had entered that plea in conjunction with a diversion agreement in which entry of a judgment of conviction was deferred while the victim worked to satisfy the diversion agreement’s requirements. Defendant anticipated that the state would call the victim as a witness and he argued that, if the state did so, evidence of the victim’s guilty plea to perjury would be admissible for impeachment purposes. The trial court excluded evidence of the victim’s guilty plea on the ground that no conviction had yet been entered. Defendant’s case was then tried to a jury in 2014 and he was convicted of attempted fourth-degree assault, strangulation, and menacing.1

On appeal, defendant assigns error to the trial court’s ruling that excluded evidence of the victim’s guilty plea to perjury. He contends that the victim’s guilty plea [688]*688meant that the victim had been "convicted” of perjury for purposes of OEC 609 (l).2 Accordingly, defendant argues, the victim’s plea was admissible for impeachment purposes. Defendant relies on State v. Smith, 298 Or 173, 691 P2d 89 (1984), for the proposition that the word “convicted,” as used in OEC 609(1), refers to a factual determination of guilt, and not to entry of a judgment of conviction. See Smith, 298 Or at 182 (so holding). Defendant further argues that the trial court’s exclusion of evidence of the victim’s guilty plea was not harmless because, given that the only two witnesses to the incident were defendant and the victim, it was likely that the victim’s credibility was significant to the jury’s decision. Defendant points out that the trial court acknowledged that the excluded evidence “would be something very helpful to your client to be able to impeach in that way.”

In response, the state concedes that, under Smith, the trial court erred in excluding evidence of the victim’s guilty plea. I agree with the parties that the trial court erred in excluding that evidence. Nonetheless, the state argues that the error was harmless and therefore does not warrant reversal. In making that harmless-error argument, the state does not challenge defendant’s contention that exclusion of the evidence could have affected the jury’s verdict at the 2014 trial. Instead, the state’s argument is based on its view of what would happen if we reversed defendant’s judgment of conviction and defendant was tried again on remand. That argument is based on two premises that, together, lead to the state’s conclusion. First, the state asserts that the victim has now completed her diversion program and her perjury case has been dismissed without entry of judgment.3 [689]*689Second, also relying on Smith, the state contends that, when the victim completed her diversion agreement and the perjury charge was dismissed, her guilty plea to perjury could no longer be used to impeach her. See Smith, 298 Or at 182 n 5 (“If the finding of guilt * * * is duly set aside as, for example, in the granting of a motion for a new trial by a trial court, the ‘conviction’ by the trier of fact could not be used for impeachment purposes”). Based on those two premises, the state concludes that, “even if this court were to grant a new trial, defendant would not be able to impeach the victim in that new trial, and that new trial would therefore unfold exactly as his original trial did.” Put differently, the state contends that—whether or not the error in excluding the victim’s guilty plea was harmless at defendant’s 2014 trial— the error “has been rendered harmless by the subsequent dismissal of [the victim’s] perjury prosecution,” resulting, in the state’s view, in “no object [being] served by a new trial.”

In support of its contention that the trial court’s error became harmless when the victim’s perjury case was later dismissed, the state relies on Bouthillier. In that case, we concluded that the trial court had erroneously admitted impeachment evidence that, under then-current law, was inadmissible. State v. Bouthillier, 4 Or App 145, 146-47, 476 P2d 209, modified on reh’g, 4 Or App 149, 479 P2d 512 (1970), rev den (1971). Specifically, the trial court had erroneously allowed impeachment of a witness with evidence that a jury had found the witness guilty of armed robbery, even though no conviction for that crime had yet been entered.4 Accordingly, we reversed, holding that the error in allowing impeachment of the witness was not harmless. Id. at 149. The state then sought rehearing, asserting that the error had become harmless because—although the witness had been improperly impeached at the time of trial—the witness’s guilt on the armed-robbery charge subsequently had been reduced to a final judgment. We agreed:

“On a new trial [the witness’s] credibility could be impeached just as it was in the previous trial, this time without error. We agree that the error involved in allowing [690]*690evidence of a jury conviction * * * on which judgment has not been entered, though not harmless at the time, has been rendered harmless by the judgment subsequently entered. No meritorious object would be served by a new trial. Defendant has not been prejudiced by the error and the judgment should be affirmed.”

Id. at 150 (emphasis added). Accordingly, we withdrew the previous disposition—a reversal and remand for a new trial—and affirmed. Id.

Bouthillier thus seems to stand for the proposition that, when a trial court commits evidentiary error that prejudices a party at trial, we nonetheless will not reverse and remand for a new trial if subsequent factual developments mean that the evidence that erroneously was admitted at the first trial could properly be admitted at the retrial. That is, the evidentiary error becomes harmless if, upon retrial, the trial court could admit the same evidence that it should have excluded at the original trial, but didn’t. Presumably, the same principle would apply with respect to erroneously excluded evidence: If subsequent factual developments mean that the evidence properly would be excluded upon retrial, under Bouthillier,

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State v. Davis
77 P.3d 1111 (Oregon Supreme Court, 2003)
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479 P.2d 507 (Court of Appeals of Oregon, 1971)
State v. Smith
691 P.2d 89 (Oregon Supreme Court, 1984)
State v. Jury
57 P.3d 970 (Court of Appeals of Oregon, 2002)
State v. Bouthillier
476 P.2d 209 (Court of Appeals of Oregon, 1970)
State v. Hickman
330 P.3d 551 (Oregon Supreme Court, 2014)
State v. Hickman
343 P.3d 634 (Oregon Supreme Court, 2015)
Walraven v. Premo
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State v. Civil
388 P.3d 1185 (Court of Appeals of Oregon, 2017)

Cite This Page — Counsel Stack

Bluebook (online)
401 P.3d 252, 287 Or. App. 686, 2017 Ore. App. LEXIS 1034, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-mclean-orctapp-2017.