State v. McKee

39 S.W.3d 565, 2001 Mo. App. LEXIS 514, 2001 WL 267289
CourtMissouri Court of Appeals
DecidedMarch 20, 2001
DocketNo. 23418
StatusPublished
Cited by4 cases

This text of 39 S.W.3d 565 (State v. McKee) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. McKee, 39 S.W.3d 565, 2001 Mo. App. LEXIS 514, 2001 WL 267289 (Mo. Ct. App. 2001).

Opinion

BARNEY, Chief Judge.

Jerry I. McKee (“Appellant”) appeals from the Judgment of the Circuit Court of Jasper County which denied his “Motion to Set Aside Finding of Not Guilty by Reason of Mental Disease or Defect.” In order to clearly understand Appellant’s two points of error, discussed below, we first review the facts.

Appellant was originally charged with the Class D Felony of unlawful use of a weapon, § 571.030, RSMo Cum.Supp.1981, for exhibiting a knife in an angry or threatening manner in the presence of a police officer on June 6, 1982. As best we can discern from the record, Appellant underwent two mental exams, presumably pursuant to section 552.030.1 Under subsection 4 of that section, a mental exam was required of a defendant who had filed a written notice that he or she intended to rely on the defense of not guilty by reason of mental disease or defect excluding responsibility. The subsection also provided that “[i]f an examination is ordered pursuant to this section, the report shall contain the information required in subsections 3 and 4 of section 552.020.” § 552.030.4.

Subsection 3 of section 552.020, required that the report of the examination shall include, inter alia: “(1) An opinion as to whether the accused, as a result of a mental disease or defect, lacks capacity to understand the proceedings against him or to assist in his own defense....” § 552.020.3.2

[567]*567On December 21, 1982, a hearing was held in the Circuit Court of Jasper County (“committing court”). The committing court announced that at arraignment Appellant had pleaded not guilty, but later had filed a motion of intent to rely on mental disease or defect which, as noted previously, was the reason behind the mental examinations. The committing court declared that Appellant had been:

examined by Ozark Mental Health Center, also at the Nevada State Hospital.... Both facilities, in their report, state that they find the defendant is not able to assist in his own defense, due to mental disease or defect, and further find that at the time of the alleged offense, he was suffering from mental disease or defect.

At that point in the proceedings Appellant’s counsel formally changed Appellant’s plea from “not guilty” to “not guilty by reason of mental disease or defect,” and filed a written notice, as required by statute, that Appellant had no other defense to the criminal charge brought against him.3

The transcript of the commitment hearing shows that Appellant’s counsel declared to the committing court that Appellant “admits certain portions of the acts, but denies that he did, in fact, threaten-I believe that’s your position?” Appellant responded with a “Yes.” However, Appellant also declared to the committing court that “I didn’t threaten the police officer with the knife.” In response to his counsel’s question, “Although you admit you had the knife in your hand and maybe walked a step or two toward him[,]” Appellant stated, “No, I didn’t walk a step or two toward him.” His counsel then responded to Appellant’s assertions by stating that it was counsel’s opinion that a crime was “probably committed, but for the absence of the intent, due to [Appellant’s] alleged mental condition.... ” Appellant’s counsel acknowledged, however, that Appellant disagreed with that opinion.

Appellant’s counsel also recited that “we have got the finding that he cannot — his condition is such that he cannot assist in the preparation of the defense.” Appellant’s counsel then announced to the committing court: “I’m willing to go ahead. I may be putting my neck on the block to do so, but I'm willing to go ahead and file the notice [i.e., the written notice that, pursuant to section 552.030.2, defendant had no other defenses to the criminal charges against him].” Appellant’s counsel also stated to the committing court that, “It’s been a horribly confusing and frustrating situation, representing this client, not anything, you know, not that it’s due to his fault, it’s just due to the circumstances, and I really feel it’s in his best interest for me to do that.” Accordingly, Appellant’s counsel filed and signed his name to a hand-written notice which recited in relevant part that “in accordance with RSMo 552.030 ... the defendant has no other defense to the charge in this case.”

It is clear from our examination of the record that Appellant’s counsel, the prosecutor and the committing court were all [568]*568aware that there might be a conflict in finding that Appellant was unfit to assist in his own defense while permitting Appellant to file a plea of not guilty on the basis of a mental disease or defect excluding responsibility.4 Nevertheless, the record reveals that despite the findings by the medical facilities that Appellant was unable to assist in his own defense, together with Appellant’s express declarations suggesting that he, in fact, had a “defense” to the criminal charges pending against him, Appellant’s plea of not guilty by reason of mental disease or defect excluding responsibility was accepted by the State and the committing court. The committing court then entered a written judgment committing Appellant to the Division of Mental Health pursuant to section 552.040.5

On December 14, 1999, Appellant filed his “Motion to Set Aside Finding of Not Guilty by Reason of Mental Disease or Defect.” In his motion, Appellant attacked the judgment of commitment in two ways. First, citing section 552.020, Appellant claimed that since the committing court on December 21, 1982, found Appellant “incompetent to proceed,” that this finding should have precluded further proceedings against Appellant, “including acceptance of a plea, until [Appellant had] been adjudicated competent to proceed.” Secondly, citing section 552.030, Appellant contended that before the committing court could have accepted his plea of “not guilty by reason of mental disease or defect” that his plea had to have been accompanied by a written notice by the “accused” that he had no “other defense.” Appellant argued that the record of the December 21, 1982, proceedings never established that Appellant, himself, had agreed that he had no other defense. Accordingly, Appellant maintained that he had been denied his rights to due process under the 5th and 14th Amendments to the United States Constitution and Article I, Section 10 of the Missouri Constitution. The motion court denied his motion and this appeal followed.

In his appeal, Appellant’s points, albeit inartfully drawn, mirror the allega[569]*569tions found in his motion. Boiled down to the essentials, Appellant first challenges the committing court’s judgment of acquittal and commitment in this matter, because the committing court lacked jurisdiction to proceed with its commitment hearing, pursuant to sections 552.030 and 552.040, having previously been informed that Appellant was unable to assist in his own defense. Secondly, Appellant also challenges the committing court’s judgment of acquittal and commitment, not only because he was “unable to assist in his own defense,” but also because the committing court had made no explicit finding that Appellant had no other defense to the criminal charges; and because Appellant never agreed that he had “no other defense,” and the record showed that no facts established that he had no other defense to the criminal charges.

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Bluebook (online)
39 S.W.3d 565, 2001 Mo. App. LEXIS 514, 2001 WL 267289, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-mckee-moctapp-2001.