State v. McEnroe

333 P.3d 402, 181 Wash. 2d 375
Washington Supreme Court·Decided September 4, 2014·No. No. 89881-2·Published·Cited by 39 cases

Opinion

¶1 The State charged Joseph McEnroe and Michele Anderson with aggravated first degree murder and seeks a sentence of death for each of them. In January of this year, roughly five and a half years after [378] the State filed its notices of intent to seek the death penalty, the trial court ruled that the absence of “ ‘sufficient mitigating circumstances to merit leniency,’ ” RCW 10.95-.060(4), is an essential element of the crime of capital murder in Washington and, hence, that the State must allege the absence of sufficient mitigating circumstances in the charging information. The trial court therefore gave the State two weeks to amend each charging information to allege insufficient mitigating circumstances. The order said that if the State failed to amend the information, the court would entertain a defense motion to dismiss the State’s notices of intent to seek the death penalty.

Gordon McCloud, J.

[378] ¶2 The State seeks reversal of that order. It also asks that the case be reassigned to a different trial judge on remand.

¶3 We reverse the trial court’s order compelling the State to amend each information or face dismissal of the notice of special sentencing proceeding. We deny the State’s motion for reassignment.

FACTS

¶4 In late December 2007, Joseph McEnroe and Michele Anderson (defendants) were charged with six counts of aggravated first degree murder. The State filed a notice of intent to seek the death penalty in each case.

f 5 Under Washington’s death penalty statute, the State must file a notice of its intent to seek the death penalty (the “notice of special sentencing proceeding”) “when there is reason to believe that there are not sufficient mitigating circumstances to merit leniency.” RCW 10.95.040(2), (1). That notice must be filed within 30 days after arraignment unless the court grants an extension. RCW 10.95.040(2). In this case, the trial court granted several extensions and the State did not file the notice until October 2008.

¶6 In November 2012, the defendants moved to dismiss the death penalty notices on the grounds that the prosecu[379] tor had violated their constitutional rights when, in determining whether to seek the death penalty, he had considered the strength of the State’s evidence. The trial court granted that motion, and the State sought interlocutory review by this court. The State also moved in the trial court to stay the order until five days after this court issued its decision on the motion for discretionary review. The trial court denied that motion, but the Supreme Court commissioner stayed the effect of the trial court’s order pending review by this court. We ultimately granted review and reversed the trial court. State v. McEnroe, 179 Wn.2d 32, 309 P.3d 428 (2013).

¶7 On October 21, 2013, McEnroe moved the trial court to “preclude the possibility of a death sentence in this case” on the grounds that the State had failed to allege an essential element in the charging information. Clerk’s Papers (CP) at 1-15. Anderson joined in McEnroe’s motion. Under Washington’s death penalty statute, the death penalty cannot be imposed for aggravated murder unless the jury is asked the following question: “ ‘Having in mind the crime of which the defendant has been found guilty, are you convinced beyond a reasonable doubt that there are not sufficient mitigating circumstances to merit leniency?’ ” RCW 10.95.060(4). If the jury unanimously answers yes, then the penalty is death. Id.; RCW 10.95.030. If the jury does not unanimously answer yes, then the penalty is life without the possibility of parole. RCW 10.95.030. According to the defendants, this makes the absence of “ ‘sufficient mitigating circumstances to merit leniency’ ” an essential element of capital murder in Washington and means that it must be charged in the information. RCW 10.95.060(4).

¶8 The defendants characterized their motion as “based on” the United States Supreme Court’s recent decision in Alleyne v. United States,_U.S._, 133 S. Ct. 2151, 186 L. Ed. 2d 314 (2013), the latest in the line of cases beginning with Apprendi v. New Jersey, 530 U.S. 466, 120 S. Ct. 2348, 147 L. Ed. 2d 435 (2000). Apprendi held that for purposes of [380] the Sixth Amendment right to a jury trial and the Fourteenth Amendment right to due process, the prosecution must prove to a jury, beyond a reasonable doubt, any fact necessary to increase the statutory maximum penalty for the charged crime. Id. at 492; U.S. Const, amends. VI, XTV. The Apprendi decision held that a “ ‘sentencing factor,’ ” such as an aggravating circumstance, becomes the “functional equivalent of an element” when it triggers the availability of a penalty greater than that authorized for the commission of the underlying crime. 530 U.S. at 494 n.19.

¶9 For many years the United States Supreme Court distinguished, for purposes of the Apprendi rule, between facts that increased the maximum potential sentence and facts that increased only the mandatory minimum sentence. Harris v. United States, 536 U.S. 545, 122 S. Ct. 2406, 153 L. Ed. 2d 524 (2002). But Alleyne rejected that distinction and held that for purposes of the Apprendi rule, there is no difference between facts that increase the statutory maximum and facts that increase the mandatory minimum. 133 S. Ct. at 2160-63. The prosecution must prove both to the fact finder beyond a reasonable doubt. Id.

f 10 Alleyne’s holding on that point is irrelevant to this case. If the jury unanimously answers yes to the question in RCW 10.95.060(4), then the death penalty is both a statutory maximum and a statutory mandatory minimum — it is the only penalty that the trial court can impose.

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State v. McEnroe, 333 P.3d 402, 181 Wash. 2d 375 (Wash. 2014).

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