State v. McCarty

2006 VT 4, 892 A.2d 250, 179 Vt. 593, 2006 Vt. LEXIS 23
CourtSupreme Court of Vermont
DecidedJanuary 10, 2006
DocketNo. 04-486
StatusPublished
Cited by4 cases

This text of 2006 VT 4 (State v. McCarty) is published on Counsel Stack Legal Research, covering Supreme Court of Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. McCarty, 2006 VT 4, 892 A.2d 250, 179 Vt. 593, 2006 Vt. LEXIS 23 (Vt. 2006).

Opinion

¶ 1. Defendant appeals an order of the Caledonia District Court directing her hospitalization for ninety days at the Vermont State Hospital to obtain psychiatric treatment. Defendant argues the district court erred for two reasons: (1) the evidence was insufficient to support an order of involuntary hospitalization; and (2) statements she made during a court-ordered psychiatric evaluation were used to support the court’s decision in violation of her constitutional privilege against self-incrimination. We reject both arguments and affirm.

¶2. In April 2004, the State charged defendant with truancy for failing to send her child to school. After defendant failed to appear at her arraignment, the court issued a warrant for her arrest. She was arrested on May 3, 2004. Because of her actions during the arrest, the State added a charge of resisting arrest. Following a May 17 hearing, the court ordered a psychiatric evaluation, over defendant’s objection, on her competency to [594]*594stand trial. Defendant moved for reconsideration, and, on June 15 and 16, the court held a hearing on the motion and denied defendant’s request. The court issued a second examination order, this time as to both competency and sanity. Defendant failed to appear for the evaluation, resulting in another arrest warrant. On September 2, she was arrested and arraigned on a charge of violating her conditions of release. On September 8, the court issued a third examination order — like the second one, as to both competency and sanity — and set a hearing for October 18, 2004. Each of the three orders bears the following warning: “A Notice of Hearing on the results of the examination will be sent to all parties. If the defendant is found incompetent, a hospitalization hearing will be held immediately following the competency exam.” Dr. Paul Cotton examined defendant on September 16 and issued a written report, concluding that she was not competent to stand trial and that, at the time of the offense, she was insane.

¶ 3. At the October 18 hearing, the State called Dr. Cotton and two Vermont State Police officers. The court also received Dr. Cotton’s report into evidence. The section of his report entitled “Non-Confidentiality Warning” states that before starting the evaluation Dr. Cotton told defendant that he was a psychiatrist retained by the court to gather information regarding the circumstances of the charges against her. The report continues:

I informed her that what she said could be used to determine her competency to stand trial and her criminal responsibility for the offense charged. Anything she said could be included in my written report or in oral testimony. She was informed that her participation was voluntary. She understood and wished to proceed.

In his testimony, Dr. Cotton reiterated that when he met with defendant he informed her that the examination was not confidential and she was free to decline to answer any questions. He testified that she indicated she was willing to go ahead with the examination.

¶ 4. In concluding that defendant was not competent to stand trial, Dr. Cotton wrote in his report that while defendant could become competent if she took anti-psychotic medication, “[g]iven her deficient insight and judgment, it is unlikely that she would do so without a Court order for involuntary treatment.” In the section entitled “Observations Regarding Criminal Responsibility,” he wrote that defendant’s “mental illness is severe. Her paranoid delusional beliefs interfere with her capacity to ... accept and respect the regulation of both the schools and the Court.”

¶ 5. At the hearing, Dr. Cotton further explained his conclusions that defendant was neither competent to stand trial nor sane at the time of the charged offenses. He testified that defendant was delusional and paranoid, and that her mental illness made her dangerous, causing her to act in an assaultive manner at times. He stated that her delusional belief system was pervasive and growing stronger, making her quick to view any person as either incompetent or aligned against her and thus to treat that person as an adversary.

¶ 6. When asked whether treatment could make defendant competent to stand trial, Dr. Cotton responded that in his opinion “the only safe place to treat her would be at the Vermont State Hospital because she’s got fixed delusional beliefs.” He explained that the Hospital provides a “safe, secure and clinically excellent treatment environment” where “staff can petition for involuntary medication since it’s highly unlikely she would accept medication.” He also testified that treatment resources in the community [595]*595short of hospitalization would not be appropriate, because her “treatment would only be successful if she had a secure, well-organized system of care that’s used to dealing with people that have her degree of mental illness.” Dr. Cotton opined that without adequate treatment defendant’s condition would worsen over time and she would have difficulty managing in the community at large.

¶ 7. The two police officers who testified described the circumstances of defendant’s arrests. First, Trooper Gordon Lambert, who arrested defendant in May 2004, testified that she told him he would have to “break every bone in her body” to arrest her. When Trooper Lambert made the arrest, defendant began to “violently kick and flail her arms,” and tried to scratch the officers. The State then called Trooper Eugene Duplissis, who arrested defendant on September 2, 2004. He testified that defendant vigorously resisted the arrest and that, at one point during the struggle, he sprayed her with capsicum pepper spray, with no apparent effect.

¶ 8. After completing the evidentiary portion of the hearing, the court had a discussion with counsel about the topics to be covered in counsel’s legal arguments. After the court noted that “typically we have a treatment hearing at another date if there is a finding of incompeteney or sanity,” the prosecutor replied that he had called the court to verify that the hearing would also include a hospitalization hearing and was advised that it would. The court responded: “If that’s the parties’ understanding, we’ll proceed on that basis. We’ll hear arguments as to both issues.” Defense counsel did not object.

¶ 9. After counsel’s arguments, the court made its findings on the record, acknowledging that its findings had to be supported by clear and convincing evidence. The court found that defendant suffered from a mental illness and, as a result, lacked a rational understanding of the proceedings and would not be able to communicate with and assist her attorney. Thus, the court concluded she was not competent to stand trial. The court also found that defendant’s illness impaired her judgment and self-control to an extent that it put others in danger of harm, as demonstrated by her two arrests. The court thus determined defendant was a person in need of treatment.

¶ 10. The court went On to find that the “credible testimony of Dr. Cotton establishes that [defendant] is resistant to treatment” and that “in the absence of close supervision, continuity of care, monitoring of treatment which may or may not include administration of medications, ... treatment efforts would not be productive or successful.” The court found and concluded that “there is no less restrictive alternative to treatment within a ... residential mental health facility.” The court then issued an order of hospitalization for a period of ninety days, which defendant now appeals.

II11.

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Related

State v. Zorn
2013 VT 65 (Supreme Court of Vermont, 2013)
In re M.A.
2011 VT 9 (Supreme Court of Vermont, 2011)

Cite This Page — Counsel Stack

Bluebook (online)
2006 VT 4, 892 A.2d 250, 179 Vt. 593, 2006 Vt. LEXIS 23, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-mccarty-vt-2006.