State v. Massie

2019 Ohio 2464

• Court: Ohio Court of Appeals
• Decided: June 21, 2019
• Docket: 2018-CA-3 2018-CA-5
• Status: Published

Opinion

[Cite as State v. Massie, 2019-Ohio-2464.]

IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT CLARK COUNTY

STATE OF OHIO : : Plaintiff-Appellee : Appellate Case Nos. 2018-CA-3 and : 2018-CA-5 v. : : Trial Court Case Nos. 2017-CRB-4293 ALLAN W. MASSIE, JR. : and 2017-CRB-4227 : Defendant-Appellant : (Criminal Appeal from Municipal Court) :

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OPINION

Rendered on the 21st day of June, 2019.

MARC T. ROSS, Atty. Reg. No. 0070446, Assistant Prosecuting Attorney, Clark County Prosecutor’s Office, 50 East Columbia Street, Fourth Floor, Springfield, Ohio 45502 Attorney for Plaintiff-Appellee

KAREN S. MILLER, Atty. Reg. No. 0071853, P.O. Box 341274, Beavercreek, Ohio 45434 Attorney for Defendant-Appellant

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WELBAUM, P.J. -2-

{¶ 1} Defendant-appellant, Allan W. Massie, Jr., appeals from a judgment of the

Clark County Municipal Court, which imposed maximum, consecutive sentences after he

pled guilty to two counts of theft. Massie claims the trial court erred in imposing

maximum, consecutive sentences and in failing to afford him his right to allocution at

sentencing. Massie further contends that he has been denied his right to a meaningful

appeal since there is no record of the plea and sentencing hearing available for this court

to review. For the reasons outlined below, the judgment of the trial court will be affirmed.

Facts and Course of Proceedings

{¶ 2} On December 27, 2017, Massie pled guilty to two counts of first-degree

misdemeanor theft in violation of R.C. 2913.02(A)(1). One count was charged under

Clark M.C. No. 2017-CRB-4227 and the other count was charged under Clark M.C. No.

2017-CRB-4293. The trial court accepted Massie’s guilty pleas and sentenced him to

180 days in jail for each theft offense. The trial court ordered the 180-day jail sentences

to be served consecutively to each other and consecutively to another 180-day jail

sentence that was imposed in a third, unrelated case that is not part of this appeal, Clark

M.C. No. 2017-CRB-2546. Massie appealed from the judgments in all three cases. The

appeals in Case Nos. 2017-CRB-4227 and 2017-CRB-4293 were consolidated, while the

appeal in Case No. 2017-CRB-2546 was dismissed.

{¶ 3} On January 5, 2018, Massie’s trial counsel filed a request for the clerk of

court to transmit the record on appeal to this court. In response to the request, the trial

court’s official court reporter filed a statement indicating that there was no recording of

Massie’s December 27, 2017 plea and sentencing hearing due to a malfunction of the -3-

court’s digital recording device. Over the next three months, no action was taken by

Massie to file the record on appeal.

{¶ 4} On April 4, 2018, Massie was appointed appellate counsel. Upon being

appointed, Massie’s appellate counsel filed an additional request for the court reporter to

prepare a transcript of the trial court proceedings. However, no other action was taken

to file the record on appeal. As a result, on May 31, 2018, this court issued an order for

Massie to show cause why his appeal should not be dismissed for his failure to file the

record on appeal.

{¶ 5} On June 18, 2018, Massie’s appellate counsel responded to the show cause

order and indicated that the record on appeal had not been filed because there was no

transcript of the proceedings due to the malfunction of the trial court’s recording device.

Massie’s counsel also requested a 30-day extension to file a statement of the proceedings

in lieu of a transcript as permitted by App.R. 9(C) and (D).

{¶ 6} On June 28, 2018, this court granted the requested 30-day extension and

found that the show cause order had been satisfied. Massie was therefore ordered to

file the record on appeal on or before July 13, 2018. Massie, however, did not meet the

stated deadline. As a result, on August, 13, 2018, this court filed another order for

Massie to show cause why his appeal should not be dismissed. A month later, the clerk

of court filed a notice indicating that the record on appeal had been filed.

{¶ 7} After the record on appeal was filed, Massie’s counsel requested a 20-day

extension to file an appellate brief. This court granted the requested extension and

ordered Massie to file his appellate brief on or before October 22, 2018. Massie,

however, did not meet that deadline either. Because Massie failed to file an appellate -4-

brief by the stated deadline, on November 5, 2018, this court filed a notice of intent to

remove Massie’s appellate counsel. In the notice, we gave Massie’s counsel 14 days to

either file a brief or to show cause in writing why the matter should be not dismissed for

the failure to file a brief.

{¶ 8} On November 16, 2018, Massie’s counsel filed a response indicating that the

delay in filing a brief was due to there being no transcript of Massie’s plea and sentencing

hearing. In the response, counsel once again requested additional time to prepare a

statement of what transpired at the plea and sentencing hearing. Approximately three

weeks later, on December 4, 2018, this court sustained the requested extension and gave

Massie 30 days to file his appellate brief.

{¶ 9} Despite this extension, no statement or brief was ever filed. Rather, on

January 15, 2019, counsel filed in this court a “Motion to Modify Sentence/Motion for

Remand.” As part of that motion, counsel asked this court for an order modifying the trial

court’s sentence and releasing Massie from jail. Alternatively, counsel asked this court

for an order remanding the matter to the trial court “for further proceedings.” The motion

also indicated that counsel could not formulate an App.R. 9(C) or (D) statement of the

proceedings after communicating with the prosecutor, Massie’s defense counsel, and the

trial court.

{¶ 10} On January 28, 2019, this court overruled the “Motion to Modify

Sentence/Motion for Remand” and removed appellate counsel from Massie’s case. In

doing so, we noted that the appeal had been pending for more than a year with very little

progress on the record issue. We also noted that despite multiple extensions, the case

had remained in limbo, and that new appellate counsel would be appointed to Massie. -5-

{¶ 11} On February 1, 2019, this court appointed Massie with a new appellate

counsel. Shortly after the appointment, Massie’s new counsel filed an appellate brief.

Massie’s counsel also filed a motion to expedite the appeal on grounds that the appeal

was at risk of becoming moot since Massie was scheduled to be released from jail on

April 18, 2019. In the motion, Massie’s counsel explained that the appeal had lingered

for over a year due to prior counsel’s repeated requests for continuances and efforts to

create a record.

{¶ 12} On March 15, 2019, we overruled Massie’s motion to expedite his appeal.

Even an expedited schedule at that point would not have had the case submitted before

Massie’s release on April 18, 2019. The appeal was then submitted for this court’s

review on June 4, 2019, without the benefit of a transcript or an App.R. 9(C) or (D)

statement. In support of his appeal, Massie raises three assignments of error for review.

First Assignment of Error

{¶ 13} Under his first assignment of error, Massie contends the trial court erred in

imposing maximum, consecutive jail sentences for his theft offenses in Case Nos. 2017-

CRB-4227 and 2017-CRB-4293. According to Massie, the sentences imposed by the

trial court were excessive in light of his offenses. There is, however, no dispute that

Massie has already served the sentences at issue and was released from jail during the

pendency of this appeal.

{¶ 14} “[I]f an individual has already served his sentence and is only questioning

whether or not the sentence was correct, there is no remedy that can be applied that

would have any effect in the absence of a reversal of the underlying conviction.” (Citation -6-

omitted.) State v. Dixon, 2d Dist. Miami No. 2018-CA-8, 2019-Ohio-299, ¶ 14. “ ‘Once

a person has served the sentence imposed, in the absence of a challenge to the

underlying conviction, there is neither a collateral disability nor a loss of civil rights that

can be remedied by a modification of the length of that sentence.’ ” Id., quoting State v.

Wright, 8th Dist. Cuyahoga No. 83781, 2004-Ohio-4077, ¶ 19. (Other citation omitted.)

“In other words, there is no justiciable issue remaining for resolution.” Id.

{¶ 15} In this case, because Massie has already completed his jail time, we have

no ability to provide him with any meaningful relief on his challenge to the length of his

sentences. Simply put, “[w]e cannot restore to him any of the time he spent in jail on this

conviction.” State v. MacConnell, 2d Dist. Montgomery No. 25437, 2013-Ohio-4947, ¶ 9.

Consequently, Massie’s first assignment of error has been rendered moot by the

completion of his jail sentences. See, e.g., State v. Ingledue, 2d Dist. Clark No. 2018-

CA-47, 2019-Ohio-397, ¶ 10; State v. Johnson, 2d Dist. Montgomery No. 27140, 2017-

Ohio-4323, ¶ 9; State v. Robinson, 2d Dist. Montgomery Nos. 26712, 26713, 2016-Ohio-

3277, ¶ 4.

{¶ 16} Massie’s first assignment of error is overruled as moot.

Second Assignment of Error

{¶ 17} Under his second assignment of error, Massie contends the trial court erred

by failing to afford him the right to allocution as required by Crim.R. 32(A)(1). “The plain

language of Crim.R. 32(A)(1) imposes a mandatory duty upon the trial court to

unambiguously address the defendant and provide him or her with the opportunity to

speak before sentencing.” (Citation omitted.) State v. Collier, 2d Dist. Clark Nos. 2006 -7-

CA 102, 2006 CA 104, 2007-Ohio-6349, ¶ 92. This rule applies to both misdemeanor

and felony convictions. State v. Cantrell, 2d Dist. Champaign No. 2014-CA-19, 2015-

Ohio-1936, ¶ 4, citing Collier at ¶ 92.

{¶ 18} “Where the record shows that the court did not afford the right of allocution,

and where this is the only error in the record, the finding of guilt is not reversed, but instead

the cause is remanded to the trial court for the sole purpose of resentencing.” (Citation

omitted.) State v. Conkle, 2d Dist. Montgomery Nos. 24161, 24163, 2012-Ohio-1772,

¶ 41. Accord Cantrell at ¶ 4. Therefore, if the trial court failed to afford Massie his right

to allocution, the failure would not affect his conviction. Massie’s relief would be limited

to a resentencing.

{¶ 19} In arguing that he was not afforded the right to allocution, Massie notes that

there is no transcript of the sentencing hearing for this court to review. Massie, however,

overlooks the fact that it was his duty to provide a complete record for appeal. State v.

Thompson, 2d Dist. Montgomery No. 22984, 2010-Ohio-1680, ¶ 235; Knapp v. Edwards

Laboratories, 61 Ohio St.2d 197, 199, 400 N.E.2d 384 (1980). Although no transcript

was available in this case, “App.R. 9 provides a process by which a statement of the

evidence may be created to cure the defect of the lack of an entire transcript[.]” State v.

Lewis, 2d Dist. Montgomery No. 23850, 2011-Ohio-1411, ¶ 28.

{¶ 20} App.R. 9(C) provides that “[i]f no recording of the proceedings was made,

* * * the appellant may prepare a statement of the evidence or proceedings from the best

available means, including the appellant’s recollection.” The rule requires the appellant

to serve the statement on the appellee and the appellee may thereafter serve the

appellant with any objections or proposed amendments to the statement. The statement -8-

and any objections or proposed amendments must then be submitted to the trial court for

settlement and approval before it is certified as the record on appeal.

{¶ 21} In addition, App.R. 9(D) provides that the parties “may prepare and sign a

statement of the case showing how the issues raised in the appeal arose and were

decided in the trial court[.]” The agreed statement contemplated in App.R. 9(D) also

needs to be approved by the trial court before it is certified as the record on appeal.

{¶ 22} In this case, we provided Massie with multiple extensions of time to file a

statement as permitted by App.R. 9(C) or (D), yet Massie never filed such a statement.

Massie contends that he was unable to comply with App.R. 9(C) or (D) because none of

the parties have any recollection as to what transpired at his plea and sentencing hearing.

Massie asserts that his appellate counsel attempted, without success, to contact the

public defender and prosecutor who handled his case. Massie also claims the

prosecutor’s office had no files on his case.

{¶ 23} Even if Massie’s claims are true, and even if the trial court had failed to

afford Massie his right to allocution, the allocution issue is rendered moot because Massie

has completed his jail sentences. As previously discussed, “ ‘[t]his court cannot grant

relief to an appellant who has served his sentence if the underlying conviction is not at

issue.’ ” State v. Bair, 2d Dist. Champaign No. 2011-CA-8, 2011-Ohio-6798, ¶ 6, quoting

State v. Johnson, 11th Dist. Lake No. 2005-L-208, 2007-Ohio-780, ¶ 7. (Other citations

omitted.) Because the allocution error does not affect Massie’s conviction, only his

sentence, this court cannot grant Massie any relief since his sentence has already been

completed. Contrast Cantrell, 2d Dist. Champaign No. 2014-CA-19, 2015-Ohio-1936, at

¶ 5 (finding the issue of allocution was not rendered moot by defendant serving his 30- -9-

day jail sentence where the trial court had suspended 150 days, which were still subject

to allocution since the defendant had yet to pay his fine and complete his community

control).

{¶ 24} Massie’s second assignment of error is overruled as moot.

Third Assignment of Error

{¶ 25} Under his third assignment of error, Massie contends that he has been

denied the right to a meaningful appeal because there is no transcript of his plea and

sentencing hearing for this court to review. However, as noted above, it was Massie’s

duty to complete the record on appeal and he failed to use the mechanisms provided in

App.R. 9(C) or (D) to make a record when there is no transcript available. See State v.

Skaggs, 53 Ohio St.2d 162, 163, 372 N.E.2d 1355 (1978) (appellant has the burden to

show the relevance of omissions in the record and to use the provisions of App.R. 9).

Accord State v. Rayburn, 4th Dist. Gallia No. 89 CA 14, 1990 WL 127037, *1 (Aug. 22,

1990).

{¶ 26} Even when taking into account Massie’s explanation for not complying with

App.R. 9(C) and (D), the fact remains that Massie was not prejudiced by this court’s

inability to review a transcript of the proceedings. This is because all the claims raised

in Massie’s appeal are moot as a result of the completion of Massie’s sentence. We

stress that Massie did not challenge his conviction on appeal or even allege that the lack

of a transcript prevented him from challenging his conviction. Rather, Massie only

challenged aspects of his already-completed sentence and specifically requested this

court to vacate his sentence. Because any claim pertaining to Massie’s sentence is now -10-

moot, a transcript of the change of plea and sentencing hearing would not have advanced

Massie’s appeal in any respect. For this reason, Massie’s claim that he was denied a

meaningful appeal as a result of there being no transcript lacks merit.

{¶ 27} We note that Massie also claims he was prejudiced by his first appellate

counsel’s inability to provide this court with an App.R. 9(C) or (D) statement after the

passage of almost nine months. The present appeal, however, is not the correct avenue

for Massie to raise complaints with regard to his first appellate counsel’s performance.

“ ‘When an appeal is taken from a final judgment, only the judgment appealed from is

brought before the appellate court, and upon review, the appellate court will affirm, modify

or reverse the judgment appealed from.’ ” State v. White, 2018-Ohio-2573, 115 N.E.3d

878, ¶ 25 (2d Dist.), quoting In re J.L., 2d Dist. Montgomery No. 26938, 2016-Ohio-5649,

¶ 19. Therefore, this court only has jurisdiction to affirm, modify or reverse Massie’s

judgment of conviction and sentence. The performance of Massie’s appellate counsel is

not part of this court’s review on direct appeal.

{¶ 28} Massie’s third assignment of error is overruled.

Conclusion

{¶ 29} Having overruled all assignments of error raised by Massie, the judgment

of the trial court is affirmed.

DONOVAN, J. and HALL, J., concur. -11-

Copies sent to:

Marc T. Ross Karen S. Miller Hon. Denise L. Moody