State v. Marks

920 P.2d 19, 186 Ariz. 139, 212 Ariz. Adv. Rep. 36, 1996 Ariz. App. LEXIS 54
CourtCourt of Appeals of Arizona
DecidedMarch 19, 1996
Docket1 CA-CR 94-0862
StatusPublished
Cited by24 cases

This text of 920 P.2d 19 (State v. Marks) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Marks, 920 P.2d 19, 186 Ariz. 139, 212 Ariz. Adv. Rep. 36, 1996 Ariz. App. LEXIS 54 (Ark. Ct. App. 1996).

Opinion

OPINION

FIDEL, Judge.

We address a novel procedural issue that has arisen in the case of a juvenile trans *141 ferred for prosecution as an adult. This panel recently affirmed the defendant’s conviction as an adult on two counts of attempted second degree murder. By a subsequent motion, however, the defendant has informed us that, in a separate appeal eight months earlier, a different panel set aside the juvenile court transfer as improperly ordered. The defendant therefore claims that, as his transfer was invalid, the trial court — a criminal division of the superior court — lacked jurisdiction to try him as an adult. Moving to vacate our decision affirming his conviction, defendant asks us to remand with instructions to dismiss the indictment for lack of jurisdiction. For reasons that follow, we find that the trial court had jurisdiction to try defendant; our affirmation of his conviction stands.

BACKGROUND

In September 1998, the State filed a delinquency petition against defendant, then a juvenile, alleging two counts of attempted second degree murder. The juvenile court, after conducting a hearing, transferred defendant to a criminal division of the superior court to be tried as an adult. Appointed appellate counsel filed a notice of appeal from the transfer order on January 3,1994.

While the transfer appeal was pending, defendant proceeded to trial with different appointed counsel in what we will call “adult court.” There, defendant was convicted of two counts of attempted second degree murder and sentenced to two consecutive 10.5-year prison terms. Appointed appellate counsel filed a notice of appeal from the judgment and sentence on November 15, 1994.

Defendant’s trial counsel had not moved to stay adult court proceedings pending resolution of the juvenile appeal; thus, defendant was convicted before it was determined whether his transfer was valid. And defendant’s two appeals — one from the juvenile court’s transfer order, the other from his adult court conviction — proceeded under separate names and cause numbers (a juvenile is not identified by name in a juvenile court appeal) with separate counsel, each apparently unaware of the other appeal.

In March 1995, this court resolved the juvenile appeal. Finding that the juvenile court had violated due process by denying defendant’s counsel the opportunity to question his probation officer at the transfer hearing, we set aside the transfer order. Maricopa County Juvenile Action No. JV127281, 183 Ariz. 263, 902 P.2d 1367 (App. 1995). Our decision became final with the issuance of a mandate on October 24, 1995. Then, in November 1995, unaware that the unnamed juvenile of “Juvenile Action No. JV127231” and Richard Marks, Jr., were one and the same, we resolved the adult appeal, affirming the judgment and sentences imposed. Thereafter, defendant’s counsel for the criminal appeal learned of the juvenile appeal and its outcome and filed the motion that brought this sequence to our attention.

DISCUSSION

A court must have both subject matter and personal jurisdiction to render a valid criminal judgment and sentence. Peterson v. Jacobson, 2 Ariz.App. 593, 595, 411 P.2d 31, 33 (1966). Personal jurisdiction may be waived; subject matter jurisdiction may not. State ex rel. Baumert v. Municipal Court of Phoenix, 124 Ariz. 543, 545, 606 P.2d 33, 35 (App.1979) [hereinafter Baumert ]. We therefore first examine the trial court’s subject matter jurisdiction over this case.

Defendant’s attack on the trial court’s subject matter jurisdiction arises from Arizona Revised Statutes Annotated (“A.R.S.”) § 8-202(A), which grants “[t]he juvenile court ... exclusive original jurisdiction” over certain proceedings concerning juveniles, including proceedings for “delinquent acts” — those “which if committed by an adult would be a criminal offense.” See A.R.S. § 8-201(9). According to defendant, because the juvenile court did not effectively relinquish or transfer its “exclusive original jurisdiction,” the adult court lacked subject matter jurisdiction to try defendant as an adult.

There are three parts to our answer to this argument. First, the Arizona Constitution grants “[t]he superior court ... jurisdiction of ... [c]riminal cases amounting to felony.” *142 Ariz. Const, art. 6, § 14. It also grants “[t]he superior court ... exclusive original jurisdiction in all proceedings and matters affecting ... delinquent children, or children accused of crime, under the age of eighteen years.” Id. § 15. Defendant’s conduct, therefore, whether treated as a felony or a delinquent act, fell within the subject matter jurisdiction of the superior court at large.

Second, the superior court is not a system of jurisdictionally segregated departments but rather a “single unified trial court of general jurisdiction.” Marvin Johnson, P.C. v. Myers, 184 Ariz. 98, 102, 907 P.2d 67, 71 (1995). The superior court may choose, county by county, to maintain separate departments for different kinds of cases. (In Maricopa County, for example, the court has civil, criminal, domestic relations, probate, and juvenile departments, among others.) And in every county, by legislative direction, the superior court maintains a designated juvenile court. A.R.S. §§ 8-201(14), -202(A). To departmentalize the court, however, is not to partition its general subject matter jurisdiction. Thus, when the juvenile court sits, it does not do so as an entity separate and distinct from the superior court, but rather as “the juvenile division of the superi- or court when exercising [the superior court’s] jurisdiction over children in any proceeding relating to delinquency, dependency or incorrigibility.” A.R.S. § 8-201(14); Marvin Johnson, 184 Ariz. at 102, 907 P.2d at 71.

Third, it follows that the juvenile court’s “exclusive original jurisdiction” over juvenile matters does not deprive the superi- or court at large of subject matter jurisdiction over a felony committed by a juvenile. Ariz. Const. art. 6, §§ 14-15. Instead, AR.S. § 8-202(A) defines the point of origin within the superior court for the prosecution of a juvenile felony. Such a prosecution must commence in a juvenile division, which must make the threshold determination whether the prosecution should proceed as a delinquency in a juvenile division or be transferred to an adult division and proceed as a crime.

What then is the consequence when, as here, the transfer proceedings are flawed? The consequence is to deprive the adult division of personal jurisdiction over an improperly transferred defendant. See State v.

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Cite This Page — Counsel Stack

Bluebook (online)
920 P.2d 19, 186 Ariz. 139, 212 Ariz. Adv. Rep. 36, 1996 Ariz. App. LEXIS 54, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-marks-arizctapp-1996.