State v. Malivao

98 P.3d 285, 105 Haw. 414, 2004 Haw. App. LEXIS 302
CourtHawaii Intermediate Court of Appeals
DecidedSeptember 3, 2004
Docket25731
StatusPublished
Cited by2 cases

This text of 98 P.3d 285 (State v. Malivao) is published on Counsel Stack Legal Research, covering Hawaii Intermediate Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Malivao, 98 P.3d 285, 105 Haw. 414, 2004 Haw. App. LEXIS 302 (hawapp 2004).

Opinion

Opinion of the Court by

FOLEY, J.

Defendant-Appellant Setefano Malivao (Malivao) appeals the Second Amended Judgment filed on February 27, 2003 in the Circuit Court of the First Circuit (circuit court). 1

On appeal, Malivao contends the circuit court erred or plainly erred by denying his motion to withdraw his no contest plea before his sentence was imposed.

I.

On September 26, 2001, Malivao was charged by indictment with Sexual Assault in the Third Degree in violation of Hawaii Revised Statutes (HRS) § 707-732(l)(b) (Supp. 2003). 2

On May 31, 2002, Malivao signed a written “No Contest Plea” form, and the circuit court held a hearing on Malivao’s change of plea. The circuit court judge questioned Malivao about his no contest plea. Malivao then signed the acknowledgment part of the “No *416 Contest Plea” form in court, acknowledging that the judge had questioned him in open court to make sure that he knew what he was doing in pleading no contest and that he understood the form before he signed it. The circuit court accepted Malivao’s no contest plea and found Malivao guilty of Sexual Assault in the Third Degree.

At the sentencing hearing on September 11, 2002, Malivao asked for a continuance of his sentencing to consult with immigration counsel because he had discovered that he was not a United States citizen and was subject to deportation proceedings because of his plea. His sentencing was continued until November 27, 2002.

On November 27, 2002, Malivao filed a “Motion to Withdraw No Contest Plea” (Motion to Withdraw Plea). In support of the motion, Malivao’s counsel declared that (1) prior to Malivao entering his plea, counsel believed Malivao was a United States citizen; (2) counsel found out Malivao “was neither a U.S. citizen nor a U.S. national only after the presentenee report was completed”; and (3) Malivao “did not adequately receive information regarding dire deportation consequences resulting from a conviction.”

On February 19, 2003, the circuit court held a hearing on Malivao’s Motion to Withdraw Plea. At the hearing, Malivao’s counsel made an offer of proof that Malivao had thought he was a United States citizen or United States national and had told counsel, through an interpreter, that he was a United States citizen. The circuit court denied the Motion to Withdraw Plea and sentenced Ma-livao to five years of probation.

On February 19, 2003, a Judgment was filed; on February 21, 2003, an Amended Judgment was filed; and on February 27, 2003, the Second Amended Judgment was filed. On March 10, 2003, the circuit court filed its “Findings of Fact, Conclusions of Law, and Order Denying Defendant’s Motion to Withdraw No Contest Plea.” Malivao timely filed this appeal.

II.

A.Denial of Pre-Sentence Motion to Withdraw Plea

In State v. Gomes, 79 Hawai'i 32, 897 P.2d 959 (1995), the Hawaii Supreme Court set forth the applicable standard of review for appeals from the denial of a Hawaii Rules of Penal Procedure (HRPP) Rule 32(d) motion made prior to the imposition of sentence:

This court has observed that a liberal approach is to be taken when a motion to withdraw a plea is made under HRPP Rule 32(d) before sentence is imposed. The court should grant the motion if the 'defendant has presented a fair and just reason for his request and the State has not relied upon the plea to its substantial prejudice. The [trial] court’s denial of the request is reviewed for abuse of discretion.

79 Hawai'i at 36, 897 P.2d at 963 (ellipsis and brackets in original omitted; bracketed material added) (quoting State v. Adams, 76 Hawai'i 408, 411, 879 P.2d 513, 516 (1994)).

B. Abuse of Discretion

The trial court is vested with wide discretion to accept or refuse a nolo contendere plea, and the acceptance or refusal of a no contest plea is therefore reviewed for abuse of that discretion. The denial of an HRPP 32(d) motion to withdraw a plea of nolo contendere, or no contest, prior to the imposition of sentence is likewise reviewed for abuse of discretion. An abuse of discretion occurs if the trial court has clearly exceeded the bounds of reason or has disregarded rules or principles of law or practice to the substantial detriment of a party litigant.

State v. Merino, 81 Hawai'i 198, 211, 915 P.2d 672, 685 (1996) (internal quotation marks, citations, brackets, and footnote omitted).

C. Plain Error/Rule 52(b)

Hawaii Rules of Penal Procedure Rule 52(b) states that “[pjlain errors or defects affecting substantial rights may be noticed although they were not brought to the attention of the court.” Therefore, an appellate court “may recognize plain error when-the error committed affects substantial rights of the defendant.” State v. Staley, 91 Hawai'i *417 275, 282, 982 P.2d 904, 911 (1999) (internal quotation marks and citation omitted).

The appellate court “will apply the plain error standard of review to correct errors which seriously affect the fairness, integrity, or public reputation of judicial proceedings, to serve the ends of justice, and to prevent the denial of fundamental rights.” State v. Vanstory, 91 Hawai'i 33, 42, 979 P.2d 1059, 1068 (1999) (internal quotation marks and citation omitted).

This court’s power to deal with plain error is one to be exercised sparingly and with caution because the plain error rule represents a departure from a presupposition of the adversary system—that a party must look to his or her counsel for protection and bear the cost of counsel’s mistakes.

Id. (quoting State v. Kelekolio, 74 Haw. 479, 515, 849 P.2d 58, 74-75 (1993)).

III.

A. The circuit court did not abuse its discretion by denying Maiivao’s Motion to Withdraw Plea.

Malivao contends the circuit court made the following erroneous finding of fact and conclusions of law in its March 10, 2003 “Findings of Fact, Conclusions of Law, and Order Denying Defendant’s Motion to Withdraw No Contest Plea”:

FINDINGS OF FACT
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3. The court engaged [Malivao] in a thorough colloquy before accepting his plea of no contest. [Malivao] confirmed his name, age, and educational background. At the time of the plea he as not under the effects of drugs or alcohol. He was not under treatment for any mental illness or emotional disability. His mind was clear.

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Related

State v. Miller.
223 P.3d 157 (Hawaii Supreme Court, 2010)
State v. Quarles
175 P.3d 162 (Hawaii Intermediate Court of Appeals, 2008)

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Bluebook (online)
98 P.3d 285, 105 Haw. 414, 2004 Haw. App. LEXIS 302, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-malivao-hawapp-2004.