State v. Maldonado

889 P.2d 1, 181 Ariz. 208, 156 Ariz. Adv. Rep. 64, 1994 Ariz. App. LEXIS 10
CourtCourt of Appeals of Arizona
DecidedJanuary 20, 1994
Docket1 CA-CR 92-0562
StatusPublished
Cited by14 cases

This text of 889 P.2d 1 (State v. Maldonado) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Maldonado, 889 P.2d 1, 181 Ariz. 208, 156 Ariz. Adv. Rep. 64, 1994 Ariz. App. LEXIS 10 (Ark. Ct. App. 1994).

Opinion

OPINION

FOREMAN, Judge. *

Gilbert L. Maldonado intended to call Epi-tasio Valdez as a witness at his trial. The trial court precluded Valdez from testifying after it determined that Valdez properly intended to exercise his Fifth Amendment privilege against self-incrimination as to all questions. We conclude that the trial court did not abuse its discretion and affirm.

Maldonado was convicted after a jury trial of driving while under the influence of intoxicating liquor (DUI) and driving with an alcohol concentration of .10 percent or more— both with two prior DUI convictions in the previous 60 months. He received concurrent terms of three years probation with six months in prison followed by six months in the county jail. We have jurisdiction. Ariz. Const, art. 6, § 5; Ariz.Rev.Stat.Ann. (“A.R.S.”) § 12-120.21 (1992).

Factual Background

We review the facts in the light most favorable to sustaining the verdict. State v. Zmich, 160 Ariz. 108, 109, 770 P.2d 776, 777 (1989). On August 17,1991, a Phoenix police officer followed Maldonado into the parking lot of a Circle K on South Central Avenue. The officer testified that he noticed Maldonado was driving a white Ford pickup erratically and dangerously.

Because the officer was going off duty he called for backup and a second officer arrived to conclude the processing of the arrest. Maldonado flunked the field sobriety tests. He also admitted “operating” the pickup and drinking four beers. His breath alcohol test result of .20 percent was twice the presumptive level of undue influence.

At trial, the first officer identified Maldonado as the driver of the truck, and further testified that the lone passenger in the truck was continuously seated next to the driver during this initial encounter. The sole defense was misidentification. Maldonado hoped that Valdez would testify that Valdez, not Maldonado, was the driver—or at least that the arresting officers were mistaken in identifying Maldonado as the driver. On the morning of the second day of trial, defense counsel informed the trial court that her office, the Maricopa County Public Defender’s Office, had previously represented Valdez. The prosecutor had informed her that Valdez was on probation for driving with a suspended license, that his driver’s license had been suspended, and that it would be a violation of his probation to admit he was driving that night. Because the proposed testimony might be incriminating, defense counsel asked the trial court to appoint independent counsel to represent Valdez.

The trial court, after expressing concern about the lateness of the request, appointed counsel who interviewed Valdez with the assistance of an interpreter. At the beginning of the afternoon session the trial court met with counsel for the state, counsel for Maldonado, and counsel for Valdez in chambers. Counsel for the state and counsel for Valdez advised the court that Valdez would invoke his Fifth Amendment privilege against self-incrimination to all questions connecting him to Maldonado’s case.

The prosecution asked that the witness be precluded from testifying. The defense argued that there were at least some questions to which the witness could testify that would not involve the legitimate exercise of the Fifth Amendment.

Before ruling, the trial court sent counsel to interview Valdez. Following the interview, counsel returned to chambers and the trial court resumed its inquiry. Valdez was *210 not present for the hearing in chambers nor was he directly questioned by the trial court. However, the prosecutor recounted verbatim for the trial court the questions that he had asked Valdez:

“Were you drinking that night?”
“Were you driving that night?”
“Was your license suspended that night?”
“Could you feel the effects of alcohol?”
“Was defendant driving his truck?”

“At any time that night was the defendant driving?”

“Did you see the police behind you when you were in the truck?”

“What did you want to tell the officers?” (The defense contended that Valdez tried to tell the officers something that night, but was unable to do so.)

“Was there any alcohol in the truck?”

Valdez refused to answer each question, relying upon the advice of his attorney to exercise his Fifth Amendment privilege against self-incrimination.

After continued detailed questioning of each counsel, «the trial court expressly relied on State v. McDaniel, 136 Ariz. 188, 665 P.2d 70 (1983), to exclude Valdez from testifying.

Legal Analysis

This is another in a fine of difficult cases requiring the trial court to balance the defendant’s Sixth Amendment right to compulsory process against a witness’s Fifth Amendment right to avoid self-incrimination. See, for example, State v. McDaniel, 136 Ariz. 188, 665 P.2d 70 (1983); State v. Cornejo, 139 Ariz. 204, 677 P.2d 1312 (App.1983); State v. Henry, 176 Ariz. 569, 863 P.2d 861 (Ariz. 1993).

A criminal defendant has a Sixth Amendment right to compulsory process to obtain favorable testimony. Washington v. State of Texas, 388 U.S. 14, 17-19, 87 S.Ct. 1920, 1922-1923, 18 L.Ed.2d 1019 (1967). However, this right is not absolute. McDaniel, 136 Ariz. at 194, 665 P.2d at 76. For example, “[a] valid assertion of the witness’ Fifth Amendment rights justifies a refusal to testify despite the defendant’s Sixth Amendment rights.” United States v. Goodwin, 625 F.2d 693, 700 (5th Cir.1980). When a trial court does prohibit a criminal defense witness from testifying, the defendant cannot establish a Sixth Amendment violation absent a showing that the evidence lost was both material and favorable to the defense. McDaniel, 136 Ariz. at 194, 665 P.2d at 76 (citing United States v. Valenzuela-Bernal, 458 U.S. 858, 873, 102 S.Ct. 3440, 3449-50, 73 L.Ed.2d 1193 (1982)).

Similarly, a witness does not possess an absolute right to raise the Fifth Amendment to avoid testifying. The witness must first show a “‘reasonable ground to apprehend danger’ ” from his being compelled to answer. State v. Cornejo, 139 Ariz. at 207, 677 P.2d at 1315 (quoting United States v. Melchor Moreno,

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Cite This Page — Counsel Stack

Bluebook (online)
889 P.2d 1, 181 Ariz. 208, 156 Ariz. Adv. Rep. 64, 1994 Ariz. App. LEXIS 10, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-maldonado-arizctapp-1994.