1 This memorandum opinion was not selected for publication in the New Mexico Reports. Please 2 see Rule 12-405 NMRA for restrictions on the citation of unpublished memorandum opinions. 3 Please also note that this electronic memorandum opinion may contain computer-generated 4 errors or other deviations from the official paper version filed by the Court of Appeals and does 5 not include the filing date.
6 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
7 STATE OF NEW MEXICO,
8 Plaintiff-Appellee,
9 v. NO. 29,011
10 FRANK AMOS LUCERO,
11 Defendant-Appellant.
12 APPEAL FROM THE DISTRICT COURT OF SAN MIGUEL COUNTY 13 Eugenio S. Mathis, District Judge
14 Gary K. King, Attorney General 15 Santa Fe, NM 16 Jacqueline R. Medina, Assistant Attorney General 17 Albuquerque, NM
18 for Appellee
19 Hugh W. Dangler, Chief Public Defender 20 Kathleen T. Baldridge, Assistant Appellate Defender 21 Santa Fe, NM
22 for Appellant
23 MEMORANDUM OPINION 24 SUTIN, Judge. 1 Defendant Frank Amos Lucero appeals his convictions of second degree murder
2 and child endangerment for shooting and killing John Paul Gonzales and, before doing
3 so, pointing a gun in the direction of Franchesca Saiz who was holding her infant
4 child. On appeal, Defendant primarily argues that he was denied his right to present
5 evidence that Gonzales was a member of a notoriously violent prison gang to support
6 the self-defense instruction that was given to the jury. Defendant also argues that the
7 court erred in refusing to give a self-defense instruction as a defense to child
8 endangerment. Defendant further argues that there was insufficient evidence of child
9 endangerment and also argues that he was improperly sentenced. We affirm on all
10 issues except sentencing.
11 BACKGROUND
12 The facts essentially are the following. Defendant was at another person’s
13 house with several other persons. He had a handgun for personal protection. He
14 indicated that he wanted to get rid of some drugs and Franchesca called Gonzales and
15 handed the phone to Defendant, upon which Gonzales asked Defendant, “why the
16 fuck [Defendant] was talking shit about him” and threatened to “fuck [Defendant] up.”
17 Defendant was scared and handed the phone back to Franchesca. Robert Sandoval,
18 by whom Defendant felt intimidated and with whom Defendant did not have a good
19 relationship, also spoke to Gonzales. Gonzales came to the house and told someone
2 1 to have Franchesca come outside. Sandoval and Franchesca went outside to see
2 Gonzales. Sandoval and Gonzales were good friends. Apparently, Defendant told one
3 of the detectives that he saw Gonzales point a gun at him. Franchesca went back into
4 the house with her infant child, and Defendant pointed his gun at her and her child that
5 she was still holding. Defendant then shot more than once from the house killing
6 Gonzales.
7 Evidence of Gang Membership
8 Defendant tendered evidence of Gonzales’s prison gang membership in
9 “Syndicato Nuevo Mexico,” also known as “SNM,” to show a basis for Defendant’s
10 fear of Gonzales. The district court did not permit Defendant to introduce the
11 evidence, stating that only Gonzales’s reputation for violence was at issue on self-
12 defense and not the reputation of the gang. The court relied in part on Rule 11-
13 404(A)(2) NMRA barring character evidence, but indicated that if Defendant could
14 produce a witness to testify that Gonzales had a reputation for violence, that testimony
15 would be admissible. The court also expressed concern that if Defendant were
16 allowed to introduce the evidence, he would open himself up to prejudicial
17 examination on his own prison incarceration during which he met Gonzales, a concern
18 the court appears to have harbored despite Defendant’s indication that he was willing
19 to take that risk.
3 1 Defendant asserts that the court abused its discretion in refusing to allow him
2 to present evidence of Gonzales’s gang affiliation in furtherance of his self-defense
3 claim. Defendant complains that the jury was unable to hear evidence that Defendant
4 knew Gonzales and Sandoval were members of the SNM gang and that Defendant was
5 personally aware of Gonzales’s reputation for violence because of Gonzales’s
6 affiliation with SNM. Defendant asserts that the evidence he sought to place before
7 the jury “would have lent perspective to [his] claim of self-defense, greater
8 significance to . . . Gonzales’[s] telephonic threats, and legitimacy to [Defendant’s]
9 fear of . . . Gonzales.” In general, we review the exclusion of evidence for abuse of
10 discretion. State v. Armendariz, 2006-NMSC-036, ¶ 6, 140 N.M. 182, 141 P.3d 526.
11 “An abuse of discretion arises when the evidentiary ruling is clearly contrary to logic
12 and the facts and circumstances of the case.” Id.
13 Rule 11-404(A)(2) states:
14 Evidence of a person’s character or a trait of character is not admissible 15 for the purpose of proving action in conformity therewith on a particular 16 occasion, except: . . . In a criminal case, and subject to the limitations 17 imposed by Rule 11-413 NMRA, evidence of a pertinent trait of 18 character of the victim of the crime offered by an accused[.]
19 Rule 11-405(A) NMRA states: “In all cases in which evidence of character or a trait
20 of character of a person is admissible, proof may be made by testimony as to
21 reputation or by testimony in the form of an opinion. On cross-examination, inquiry
4 1 is allowable into relevant specific instances of conduct.” Rule 11-405(B) states: “In
2 cases in which character or a trait of character of a person is an essential element of
3 a charge, claim or defense, proof may also be made of specific instances of that
4 person’s conduct.” In Armendariz, 2006-NMSC-036, ¶ 17, the Court explained that
5 in cases in which a defendant asserts a claim of self-defense, “evidence of specific
6 instances of a victim’s prior violent conduct may not be admitted to show that the
7 victim was the first aggressor”; further, “only reputation or opinion evidence should
8 be admitted to show that the victim was the first aggressor”; and in addition,
9 “evidence of specific instances of the victim’s prior violent conduct of which the
10 defendant was aware may be admitted to show the defendant’s fear of the victim.”
11 We are unable to determine that the district court’s ruling was an abuse of
12 discretion. Defendant proffered no evidence of any prior specific instance of
13 misconduct on Gonzales’s part. The evidence Defendant wanted to present could do
14 nothing more than provide a basis on which to infer that Gonzales belonged to a gang
15 whose purpose was to harm others. We therefore hold that the court did not abuse its
16 discretion in excluding the evidence.
17 Self-Defense Instruction on Child Endangerment
18 The jury was instructed on the elements of self-defense on the second degree
19 murder charge because there was evidence sufficient to justify a reasonable jury
5 1 determination that Defendant acted in self-defense when he shot Gonzales. However,
2 the court did not permit a self-defense instruction relating to the aggravated assault
3 and child endangerment charges. Because Defendant was not convicted of aggravated
4 assault, we consider Defendant’s point only in relation to the child endangerment
5 charge.
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1 This memorandum opinion was not selected for publication in the New Mexico Reports. Please 2 see Rule 12-405 NMRA for restrictions on the citation of unpublished memorandum opinions. 3 Please also note that this electronic memorandum opinion may contain computer-generated 4 errors or other deviations from the official paper version filed by the Court of Appeals and does 5 not include the filing date.
6 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
7 STATE OF NEW MEXICO,
8 Plaintiff-Appellee,
9 v. NO. 29,011
10 FRANK AMOS LUCERO,
11 Defendant-Appellant.
12 APPEAL FROM THE DISTRICT COURT OF SAN MIGUEL COUNTY 13 Eugenio S. Mathis, District Judge
14 Gary K. King, Attorney General 15 Santa Fe, NM 16 Jacqueline R. Medina, Assistant Attorney General 17 Albuquerque, NM
18 for Appellee
19 Hugh W. Dangler, Chief Public Defender 20 Kathleen T. Baldridge, Assistant Appellate Defender 21 Santa Fe, NM
22 for Appellant
23 MEMORANDUM OPINION 24 SUTIN, Judge. 1 Defendant Frank Amos Lucero appeals his convictions of second degree murder
2 and child endangerment for shooting and killing John Paul Gonzales and, before doing
3 so, pointing a gun in the direction of Franchesca Saiz who was holding her infant
4 child. On appeal, Defendant primarily argues that he was denied his right to present
5 evidence that Gonzales was a member of a notoriously violent prison gang to support
6 the self-defense instruction that was given to the jury. Defendant also argues that the
7 court erred in refusing to give a self-defense instruction as a defense to child
8 endangerment. Defendant further argues that there was insufficient evidence of child
9 endangerment and also argues that he was improperly sentenced. We affirm on all
10 issues except sentencing.
11 BACKGROUND
12 The facts essentially are the following. Defendant was at another person’s
13 house with several other persons. He had a handgun for personal protection. He
14 indicated that he wanted to get rid of some drugs and Franchesca called Gonzales and
15 handed the phone to Defendant, upon which Gonzales asked Defendant, “why the
16 fuck [Defendant] was talking shit about him” and threatened to “fuck [Defendant] up.”
17 Defendant was scared and handed the phone back to Franchesca. Robert Sandoval,
18 by whom Defendant felt intimidated and with whom Defendant did not have a good
19 relationship, also spoke to Gonzales. Gonzales came to the house and told someone
2 1 to have Franchesca come outside. Sandoval and Franchesca went outside to see
2 Gonzales. Sandoval and Gonzales were good friends. Apparently, Defendant told one
3 of the detectives that he saw Gonzales point a gun at him. Franchesca went back into
4 the house with her infant child, and Defendant pointed his gun at her and her child that
5 she was still holding. Defendant then shot more than once from the house killing
6 Gonzales.
7 Evidence of Gang Membership
8 Defendant tendered evidence of Gonzales’s prison gang membership in
9 “Syndicato Nuevo Mexico,” also known as “SNM,” to show a basis for Defendant’s
10 fear of Gonzales. The district court did not permit Defendant to introduce the
11 evidence, stating that only Gonzales’s reputation for violence was at issue on self-
12 defense and not the reputation of the gang. The court relied in part on Rule 11-
13 404(A)(2) NMRA barring character evidence, but indicated that if Defendant could
14 produce a witness to testify that Gonzales had a reputation for violence, that testimony
15 would be admissible. The court also expressed concern that if Defendant were
16 allowed to introduce the evidence, he would open himself up to prejudicial
17 examination on his own prison incarceration during which he met Gonzales, a concern
18 the court appears to have harbored despite Defendant’s indication that he was willing
19 to take that risk.
3 1 Defendant asserts that the court abused its discretion in refusing to allow him
2 to present evidence of Gonzales’s gang affiliation in furtherance of his self-defense
3 claim. Defendant complains that the jury was unable to hear evidence that Defendant
4 knew Gonzales and Sandoval were members of the SNM gang and that Defendant was
5 personally aware of Gonzales’s reputation for violence because of Gonzales’s
6 affiliation with SNM. Defendant asserts that the evidence he sought to place before
7 the jury “would have lent perspective to [his] claim of self-defense, greater
8 significance to . . . Gonzales’[s] telephonic threats, and legitimacy to [Defendant’s]
9 fear of . . . Gonzales.” In general, we review the exclusion of evidence for abuse of
10 discretion. State v. Armendariz, 2006-NMSC-036, ¶ 6, 140 N.M. 182, 141 P.3d 526.
11 “An abuse of discretion arises when the evidentiary ruling is clearly contrary to logic
12 and the facts and circumstances of the case.” Id.
13 Rule 11-404(A)(2) states:
14 Evidence of a person’s character or a trait of character is not admissible 15 for the purpose of proving action in conformity therewith on a particular 16 occasion, except: . . . In a criminal case, and subject to the limitations 17 imposed by Rule 11-413 NMRA, evidence of a pertinent trait of 18 character of the victim of the crime offered by an accused[.]
19 Rule 11-405(A) NMRA states: “In all cases in which evidence of character or a trait
20 of character of a person is admissible, proof may be made by testimony as to
21 reputation or by testimony in the form of an opinion. On cross-examination, inquiry
4 1 is allowable into relevant specific instances of conduct.” Rule 11-405(B) states: “In
2 cases in which character or a trait of character of a person is an essential element of
3 a charge, claim or defense, proof may also be made of specific instances of that
4 person’s conduct.” In Armendariz, 2006-NMSC-036, ¶ 17, the Court explained that
5 in cases in which a defendant asserts a claim of self-defense, “evidence of specific
6 instances of a victim’s prior violent conduct may not be admitted to show that the
7 victim was the first aggressor”; further, “only reputation or opinion evidence should
8 be admitted to show that the victim was the first aggressor”; and in addition,
9 “evidence of specific instances of the victim’s prior violent conduct of which the
10 defendant was aware may be admitted to show the defendant’s fear of the victim.”
11 We are unable to determine that the district court’s ruling was an abuse of
12 discretion. Defendant proffered no evidence of any prior specific instance of
13 misconduct on Gonzales’s part. The evidence Defendant wanted to present could do
14 nothing more than provide a basis on which to infer that Gonzales belonged to a gang
15 whose purpose was to harm others. We therefore hold that the court did not abuse its
16 discretion in excluding the evidence.
17 Self-Defense Instruction on Child Endangerment
18 The jury was instructed on the elements of self-defense on the second degree
19 murder charge because there was evidence sufficient to justify a reasonable jury
5 1 determination that Defendant acted in self-defense when he shot Gonzales. However,
2 the court did not permit a self-defense instruction relating to the aggravated assault
3 and child endangerment charges. Because Defendant was not convicted of aggravated
4 assault, we consider Defendant’s point only in relation to the child endangerment
5 charge. We review the propriety of denying a jury instruction de novo. See State v.
6 Salazar, 1997-NMSC-044, ¶ 49, 123 N.M. 778, 945 P.2d 996. We view the evidence
7 in the light most favorable to the giving of the requested instruction. State v. Vallejos,
8 1996-NMCA-086, ¶ 28, 122 N.M. 318, 924 P.2d 727, aff’d in part and rev’d in part
9 on other grounds, 1997-NMSC-040, 123 N.M. 739, 945 P.2d 957.
10 Defendant argued for the requested instruction based on the rationale that he
11 was allowed a self-defense instruction on the second degree murder charge, all of the
12 counts with which he was charged arose from the same incident, and the entire course
13 of events took place in a matter of seconds. See State v. Abeyta, 120 N.M. 233, 243,
14 901 P.2d 164, 174 (1995) (“[W]here an innocent bystander is accidentally killed
15 during the attempt to defend onself, the doctrine of self-defense provides a defense
16 against the unintended killing.”), abrogated on other grounds by State v. Campos,
17 1996-NMSC-043, 122 N.M. 148, 921 P.2d 1266. In State v. Coffin, 1999-NMSC-038,
18 ¶ 11, 128 N.M. 192, 991 P.2d 477, the defendant sought an instruction that would
6 1 have permitted a self-defense argument as to a person who may not have imposed an
2 immediate threat or danger to the defendant. The Court stated:
3 While it is true that a person may act in self-defense against multiple 4 attackers acting in concert, this principle applies only to the extent that 5 each accomplice poses an immediate danger of death or great bodily 6 harm, thereby necessitating an act of self-defense. [The defendant’s] 7 tendered instruction would have allowed a claim of self-defense against 8 an accomplice to an attacker despite the fact that the accomplice posed 9 no immediate danger of death or great bodily harm and despite a lack of 10 necessity for the actions against the accomplice. Therefore, [the 11 defendant’s] instruction is contrary to the law of New Mexico regarding 12 self-defense, and the trial court properly denied [the defendant’s] request 13 to so instruct the jury.
14 Id. ¶ 12 (citation omitted).
15 The evidence in the present case did not support a self-defense instruction on
16 the child endangerment charge. Defendant’s conduct relating to Franchesca and the
17 child she was holding occurred before Defendant shot Gonzales. The endangerment
18 did not occur from any fall out from the shooting. That Defendant may have seen
19 Gonzales with a gun before this endangerment is insufficient to tie his endangerment
20 conduct to his reaction to Gonzales. Further, there is no indication that the jury would
21 have acquitted Defendant of child endangerment based on self-defense where the jury
22 did not buy self-defense related to Defendant’s shooting Gonzales. We hold that the
23 court did not err in refusing Defendant’s tendered self-defense instruction on the child
24 endangerment charge.
7 1 Sufficiency of the Evidence
2 Defendant contends that the evidence was not sufficient for the child
3 endangerment conviction. We determine “whether substantial evidence of either a
4 direct or circumstantial nature exists to support a verdict of guilt beyond a reasonable
5 doubt with respect to every element essential to a conviction.” State v. Graham, 2005-
6 NMSC-004, ¶ 6, 137 N.M. 197, 109 P.3d 285 (internal quotation marks and citation
7 omitted). We review “the evidence in the light most favorable to the [S]tate, resolving
8 all conflicts therein and indulging all permissible inferences therefrom in favor of the
9 verdict.” Id. (internal quotation marks and citation omitted). And we determine
10 “whether the evidence, viewed in this manner, could justify a finding by any rational
11 trier of fact that each element of the crime charged has been established beyond a
12 reasonable doubt.” Id. (emphasis omitted) (internal quotation marks and citation
13 omitted).
14 The statute in question, involving child abuse by endangerment, requires that
15 the State prove Defendant caused a child under the age of eighteen to be placed in a
16 situation that may have endangered her life or health and did so with reckless
17 disregard. NMSA 1978, § 30-6-1(A)(3), (D)(1) (2005) (amended 2009). Reckless
18 disregard requires that a defendant “knew or should have known [his] conduct created
19 a substantial and foreseeable risk, [he] disregarded that risk and . . . was wholly
8 1 indifferent to the consequences of the conduct and to the welfare and safety of [the
2 child].” UJI 14-604 NMRA. “Child abuse by endangerment, as opposed to physical
3 abuse of a child, is a special classification designed to address situations where an
4 accused’s conduct exposes a child to a significant risk of harm, even though the child
5 does not suffer a physical injury.” State v. Chavez, 2009-NMSC-035, ¶ 15, 146 N.M.
6 434, 211 P.3d 891 (emphasis omitted) (internal quotation marks and citation omitted).
7 “Under this standard, an accused’s culpability is premised upon the degree of danger
8 created by his conduct.” Id. The phrase “may endanger” means that there is a
9 “reasonable probability or possibility that the child will be endangered.” Id. ¶ 16
10 (internal quotation marks and citation omitted).
11 In this case, Franchesca testified that Defendant pointed a gun at her and her
12 child, whom she was holding, when she was about to walk into the house. Defendant
13 contends that this indicated nothing more than “speculation of potential harm, not
14 evidence of a truly significant risk of serious harm.” See id. ¶ 22 (noting that the
15 legislative purpose behind the child endangerment statute is “to punish conduct that
16 creates a truly significant risk of serious harm to children”).
17 We reject Defendant’s insufficient evidence challenge to the child
18 endangerment conviction. Evidence showed that he pointed a loaded handgun directly
19 at Franchesca and at her child. A rational juror could conclude that this conduct came
9 1 within the statute and was proved beyond a reasonable doubt. See State v. McGruder,
2 1997-NMSC-023, ¶¶ 37-38, 123 N.M. 302, 940 P.2d 150 (determining that the
3 defendant’s act of pointing a loaded gun at a child’s mother and threatening to kill her,
4 while her two-year-old daughter stood behind her, was sufficient to support a jury
5 determination that the child’s life or health had been endangered), abrogated on other
6 grounds by Chavez, 2009-NMSC-035; State v. Ungarten, 115 N.M. 607, 609-10, 856
7 P.2d 569, 571-72 (Ct. App. 1993) (holding that evidence was sufficient to support
8 endangerment where the defendant brandished a knife in a threatening and menacing
9 manner and the almost eleven-year-old child could not discern whether the knife was
10 directed at him or his father), abrogated on other grounds by Chavez, 2009-NMSC-
11 035, 146 N.M. 434, 211 P.3d 891.
12 Legality of Sentence
13 After Defendant’s conviction of second degree murder and child endangerment
14 and acquittal of aggravated assault with a deadly weapon, the court entered its
15 judgment and sentence that ordered that Defendant’s sentences of fifteen years for
16 second degree murder and three years for child endangerment run concurrently;
17 however, the court also imposed a firearm enhancement of one year each on each of
18 the two counts to run consecutively, for a total of seventeen years incarceration.
19 A challenge to an illegal sentence raises a jurisdictional question that may be
10 1 addressed for the first time on appeal. Rule 12-216(B) NMRA; State v. Shay, 2004-
2 NMCA-077, ¶ 6, 136 N.M. 8, 94 P.3d 8. We review the legality of a sentence de
3 novo. State v. Lovato, 2007-NMCA-049, ¶ 5, 141 N.M. 508, 157 P.3d 73.
4 Defendant does not quarrel with the basic sentences for the crimes on which he
5 was convicted, nor does he quarrel with the court’s firearm enhancement of each
6 count. Defendant contends that the court committed reversible error in ordering the
7 firearm enhancements to be served consecutively. He argues that “the basic sentence
8 and the enhancement are one sentence and cannot be bifurcated,” citing State v.
9 Bachicha, 111 N.M. 601, 609, 808 P.2d 51, 56 (Ct. App. 1991). The State agrees that
10 the sentence is improper and should be corrected. So do we.
11 The State argues that the court intended to impose a seventeen year sentence.
12 The State asserts that “[t]he district court . . . ordered the three-year basic sentence for
13 child abuse and the sixteen-year sentence for second degree murder [which included
14 one year for a firearm enhancement] to run concurrent to each other but consecutive
15 to the one-year firearm enhancement on the child abuse conviction, for a sentence of
16 seventeen years.”
17 Based on a view that this Court should not divest the district court of
18 jurisdiction to impose a lawful sentence totaling seventeen years, the State asks this
19 Court to vacate Defendant’s sentence and remand for imposition of a new sentence as
11 1 deemed appropriate by the district court, to include sentencing Defendant to sixteen
2 or seventeen years. In his reply brief, Defendant does not attempt to dissuade us from
3 such a remand; he simply “requests that his case be remanded to the district court to
4 correct the legal error in sentencing.”
5 CONCLUSION
6 We affirm on all issues except that of sentencing. We reverse the court’s
7 sentence and remand for appropriate sentencing.
8 IT IS SO ORDERED.
9 __________________________________ 10 JONATHAN B. SUTIN, Judge
11 WE CONCUR:
12 ________________________________ 13 JAMES J. WECHSLER, Judge
14 ________________________________ 15 MICHAEL D. BUSTAMANTE, Judge