State v. Lopez

27 P.3d 237
Court of Appeals of Washington·Decided July 17, 2001·No. 19373-0-III·Published·Cited by 16 cases

Opinion

27 P.3d 237 (2001)
107 Wash.App. 270

STATE of Washington, Respondent,
v.
Sylvester C. LOPEZ, Sr., Appellant.

No. 19373-0-III.

Court of Appeals of Washington, Division 3, Panel Two.

July 17, 2001.

*238 Carl E. Hueber, Winston & Cashatt, Spokane, for Appellant.

Joseph M. Golden, Deputy Prosecuting Attorney, Walla Walla, for Respondent.

BROWN, A.C.J.

A jury convicted Sylvester Lopez, Sr. of two counts of first degree assault, two counts of second degree assault, and one count of unlawful possession of a firearm. The trial court found Mr. Lopez to be a persistent offender and sentenced him to life without the possibility of parole. We reverse the unlawful possession conviction because of defense counsel's ineffective assistance in failing to move for dismissal at the conclusion of the State's case. We vacate the persistent offender sentence and remand for resentencing because the trial court did not properly establish the predicate convictions after Mr. Lopez objected.

FACTS

On January 11, 2000, the State charged Mr. Lopez with four counts of first degree assault with a firearm and one count of unlawful possession of a firearm in the first degree. The trial court held a hearing on *239 February 28, 2000 to address pretrial motions, including motions for change of venue and reduced bail. Regarding pretrial publicity, defense counsel Karen Koehmstedt stated:

This is listed as a 3 strikes assault case on February 1st, 2000. And I'm unaware of whether or not the State has filed the notice of intent to pursue the case as such. I have not received a copy of anything in that regard.

Report of Proceedings (RP) at 12. In response to Mr. Lopez's motion for reduced bail, the prosecutor stated: "Mr. Lopez is facing his third strike." RP at 21. On May 1, 2000, substituted counsel, Tracy Collins, unsuccessfully renewed the motion to dismiss.

Regarding the unlawful possession charge, the State presented no evidence that Mr. Lopez had been convicted of a serious offense at the time of the assaults. Upon conclusion of the State's case in chief, defense counsel did not move for dismissal of the unlawful possession charge.

Then, Mr. Lopez took the stand and admitted on direct examination that he had been previously convicted of first degree burglary. On May 3, 2000, the jury found Mr. Lopez guilty of two counts of first degree assault, two counts of the lesser-included offense of second degree assault, and one count of unlawful possession of a firearm in the first degree. After the jury had been dismissed, the trial court stated: "It's my understanding based upon the convictions that this would be a third strike and the maximum sentence of life without parole would be imposed." RP at 406.

At the sentencing hearing, defense counsel raised the following objections:

First of all, I think that an objection is in order just for purposes of the record, judge, with respect to the fact that Mr. Lopez was not formally charged by notification with the fact that he was facing a life sentence, a life sentence based on the fact of his third strike, that it was not pled in the information. I know that's not the state of the case law at this point. In the future I have a feeling, the judges on the Supreme Court are split on that issue, and it will turn that way.
Secondly, I think that in order to impose the life sentence the Court has got before it, that we need to have the prior sentences stated as relying on proved by a preponderance of the evidence, which would require that we do have two separate judgments and sentences for two separate incidents prior to that date that are serious offenses.

RP at 408-09.

The trial court denied the first objection. Regarding the second, the prosecutor indicated he could provide copies of the relevant judgments and sentences, but did not have them on hand. Stating it was "unaware of any procedure that requires that[,]" the trial court went ahead and sentenced Mr. Lopez to life without the possibility of parole. RP at 409. Following sentencing as a persistent offender, Mr. Lopez appealed.

ANALYSIS

A. Ineffective Assistance of Counsel

The issue is whether counsel was ineffective for failing to move for dismissal of the unlawful firearm possession charge after the State had rested.

A defendant alleging ineffective assistance of counsel must show (1) counsel's representation was deficient, and (2) the deficiency prejudiced the defendant. State v. Hendrickson, 129 Wash.2d 61, 77-78, 917 P.2d 563 (1996); Strickland v. Washington, 466 U.S. 668, 687-89, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). "If either part of the test is not satisfied, the inquiry need go no further." Hendrickson, 129 Wash.2d at 78, 917 P.2d 563 (citing State v. Lord, 117 Wash.2d 829, 894, 822 P.2d 177 (1991)); State v. Fredrick, 45 Wash.App. 916, 729 P.2d 56 (1986).

Counsel is presumed to properly represent a defendant. Hendrickson, 129 Wash.2d at 77, 917 P.2d 563. Performance is deficient when it falls "below an objective standard of reasonableness" under prevailing professional norms. In re Personal Restraint of Rice, 118 Wash.2d 876, 888, 828 *240 P.2d 1086 (1992) (citing Strickland, 466 U.S. at 687-88, 104 S.Ct. 2052). Counsel's performance is evaluated against the entire record. State v. White, 81 Wash.2d 223, 225, 500 P.2d 1242 (1972).

"Representation of a criminal defendant entails certain basic duties." Strickland, 466 U.S. at 688, 104 S.Ct. 2052. Among those duties, defense counsel must employ "such skill and knowledge as will render the trial a reliable adversarial testing process." Id. From a due process standpoint, the adversarial testing process requires the State to prove every element of the crime beyond a reasonable doubt. State v. Davis, 141 Wash.2d 798, 899, 10 P.3d 977 (2000). It follows that defense counsel has a basic duty to protect the defendant's due process interests by challenging the State's failure to prove an essential element of the charged crime. See generally Eure v. State, 764 So.2d 798, 801 (Fla.Dist.Ct.App.2000) (concluding defense counsel's failure to object to improper remarks by prosecutor constituted deficient performance); State v. Horness, 600 N.W.2d 294, 300 (Iowa 1999) (reasoning counsel's failure to object to breach of plea agreement constituted deficiency); State v. Snyder, 860 P.2d 351, 359 (Utah Ct.App. 1993) (holding counsel's failure to meet filing deadline for suppression motion was deficient representation).

Here, counsel failed to move to dismiss for insufficient evidence at the end of the State's case in chief. RCW 9.41.040(1)(a) states:

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State v. Lopez, 27 P.3d 237 (Wash. Ct. App. 2001).

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