State v. Lopez

412 S.E.2d 390, 306 S.C. 362, 1991 S.C. LEXIS 251
CourtSupreme Court of South Carolina
DecidedDecember 9, 1991
Docket23524
StatusPublished
Cited by17 cases

This text of 412 S.E.2d 390 (State v. Lopez) is published on Counsel Stack Legal Research, covering Supreme Court of South Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Lopez, 412 S.E.2d 390, 306 S.C. 362, 1991 S.C. LEXIS 251 (S.C. 1991).

Opinion

Toal, Justice:

Appellant Kim Lopez was convicted of murdering her three-year-old stepson. She appeals her conviction. The primary issues presented are (1) whether her right to confrontation was violated by her exclusion from the competency hearing; (2) whether her right to confrontation was violated at the trial when she was required to sit out of the line of sight of the children witnesses; and (3) whether the “battered child syndrome” and “shaken child syndrome” evidence was admitted in error. We affirm.

FACTS

Lopez and her husband had physical custody of her husband’s three sons from a previous marriage. The boys were seven (7), five (5) and three (3) years old. At trial, the State intended to call the older surviving brothers to testify regarding Lopez’s abuse of the youngest boy. A pretrial hearing was conducted to determine the boy’s competency and the necessity of instituting some procedure to prevent the children from being able to see Lopez as they testified. Lopez was excluded from this hearing. At the hearing, the oldest child was questioned regarding his competency by the judge and both attorneys. Then the trial judge questioned him about his fears of testifying. As is typical of this age, he denied being afraid of anyone. The trial judge then made a tentative ruling that Lopez would be allowed in the courtroom as the child testified, but out of the child’s line of sight. The solicitor without objection informed the court that at least two psychologists had interviewed the boys and indicated the children were fearful of testifying in the presence of Lopez. The middle child was then questioned regarding his competency. The *364 court held he was competent but would also testify with Lopez out of his line of sight.

A letter was admitted into evidence by a psychologist. The essence of the letter was that the psychologist had evaluated both boys and found them fearful and traumatized by their experiences in South Carolina with Lopez and their father. He suggested they not testify but opined that if they did, appropriate safeguards should be put into place. This letter was objected to but no grounds for the objection were stated. The admission of this letter is not raised on appeal.

At trial, Lopez was seated just out of the children’s sight as they testified. After they testified, Lopez stood and they identified her.

During the trial, several medical experts testified as to the cause of the victim’s injuries and death. The pathologist who performed the autopsy testified at great length regarding the specific injuries he observed. Based on these injuries, he concluded the child was a “battered child” and this was the cause of the child’s death. The neurosurgeon who performed surgery on the child immediately prior to his death testified he observed small hemorrhages in the retina of the child’s eyes which were indicative of the “shaken baby syndrome.” The neurosurgeon then explained the syndrome fully to the jury. Lopez contends this testimony was admitted in error because this state has not formally recognized “battered child syndrome” or “shaken baby syndrome.”

DISCUSSION

Confrontation Issues

As to Lopez’s exclusion from the pretrial hearing to determine the competency of children witnesses and the necessity of them testifying with Lopez out of the line of sight, we hold there was no violation of her right to confrontation.

The United States Supreme Court held in Kentucky v. Stincer, 482 U.S. 730, 107 S. Ct. 2658, 96 L. Ed. (2d) 631 (1987), a defendant’s right to confrontation does not extend to a competency hearing. This court has also recently held a defendant’s right to confrontation is not violated when he or she is excluded from the hearing to determine when a young child is called to testify. Starnes v. *365 State ,— S.C. —,— S. E. (2d) —, Op. No. 23444 (S.C. Sup. Ct. filed December 2, 1991).

Lopez attempts to distinguish her case from Stincer and Starnes by the fact that the children were asked questions related to the abuse inflicted on the victim. In Stincer, the United States Supreme Court noted due process requires the defendant to be allowed to be present if his or her presence would contribute to the fairness of the procedure. The Court intimated that a competency hearing in which a witness is asked to discuss upcoming substantive testimony might bear a substantial relationship to a defendant’s opportunity to better defend himself at trial. Thus, it may raise a due process concern. Stincer, 482 U.S. at 746 n. 20, 107 S. Ct. at 2667-8 n. 20, 96 L. Ed. (2d) at 648 n. 20. However, in the instant case, we would note that no objection was made at the time these questions were asked, therefore, Lopez has failed to preserve this issue on appeal. Further, although the due process right to be present is a substantial one, no presumption of prejudice arises from a defendant’s exclusion. State v. Whaley, 290 S.C. 463, 351 S. E. (2d) 340 (1986). Lopez has not asserted any prejudice that resulted from her exclusion at this hearing.

At trial, Lopez was seated at the far end of the defense table where the children could not see her as they testified. The confrontation clause does not give the defendant an absolute right to a face-to-face meeting with the witnesses presented at trial. Maryland v. Craig, — U.S. —, 110 S.Ct. 3157, 111 L. Ed. (2d) 666 (1990). If the State makes an adequate showing of necessity, the State interest in protecting child witnesses from the trauma of testifying in a child abuse case is sufficiently important to justify the use of a special procedure that permits the child witness to testify in the absence of a face-to-face confrontation with the defendant. Id., — U.S. at —, 110 S. Ct. at 3169, 111 L.Ed.2d at 685. This court has upheld the use of videotape testimony provided a case specific determination of necessity is made. State v. Cooper, 291 S. C. 351, 353 S. E. (2d) 451 (1987) (in camera testimony from the child and her mother related the child’s fear of the defendant was adequate); cf. State v. Rogers, 293 S. C. 505, 362 S. E. (2d) 7 (1987) (general remarks about children feeling uncomfortable testifying in open court are inadequate). In State v. Murrell, 302 S. C. 77, 393 S. E. (2d) 919 (1990), we suggested ex *366 pert testimony should be utilized when possible and the trial judge should also personally interview the child.

In this case, the children had been returned to their mother in Connecticut prior to trial. A letter from a psychologist was admitted and the solicitor testified without objection that another expert has also concluded the children would be traumatized by testifying in front of Lopez. The children were personally interviewed by the trial judge. Although the oldest child denied fear, the trial judge also had the benefit of observing both children and their demeanor. We find there is adequate evidentiary support for the trial court’s finding of the necessity of instituting a procedure to prevent the children witnesses from testifying while face-to-face with Lopez.

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Cite This Page — Counsel Stack

Bluebook (online)
412 S.E.2d 390, 306 S.C. 362, 1991 S.C. LEXIS 251, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-lopez-sc-1991.