State v. Lockhart

490 S.E.2d 298, 200 W. Va. 479, 1997 W. Va. LEXIS 115
CourtWest Virginia Supreme Court
DecidedJune 19, 1997
Docket23843
StatusPublished
Cited by4 cases

This text of 490 S.E.2d 298 (State v. Lockhart) is published on Counsel Stack Legal Research, covering West Virginia Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Lockhart, 490 S.E.2d 298, 200 W. Va. 479, 1997 W. Va. LEXIS 115 (W. Va. 1997).

Opinion

PER CURIAM:

This case is before this Court upon an appeal from the final order of the Circuit Court of Wood County, West Virginia, entered on March 1, 1996. In 1995, the appellant, Carl E. Lockhart, was found guilty by a jury in that court of the offenses of sexual assault in the first degree, battery, burglary and assault during the commission of a felony. Following those convictions, a recidivist proceeding was instituted against the appellant in the circuit court wherein another jury determined that the appellant had been convicted of two prior felonies. As reflected in the final order, the appellant was sentenced upon the 1995 convictions, and upon the recidivist proceeding, to various consecutive terms of incarceration, including a sentence of confinement in the penitentiary for life.

In this appeal, the appellant contends, primarily, that the circuit court committed error by refusing to permit him to present an insanity defense to the jury based upon a theory that, at the time of the events in question, he was suffering from a mental impairment known as “Dissociative Identity Disorder” (also known as “Multiple Personality Disorder”) which precluded his criminal responsibility for his actions.

This Court has before it the petition for appeal, all matters of record and the briefs and argument of counsel. Significantly, we note that the circuit court, in not permitting the insanity defense to be presented, failed to allow counsel for the appellant to proffer into the record, through the testimony of his principal witness, evidence concerning the nature of Dissociative Identity Disorder and the relevance of that disorder to the appellant. Consequently, the record before this Court is wholly inadequate in terms of reviewing whether the circuit court acted correctly in disallowing the presentation of the appellant’s insanity defense.

Accordingly, rather than setting aside the appellant’s convictions upon the above offenses, we remand this case to the circuit court to enable counsel for the appellant to make a complete evidentiary proffer from the appellant’s witness upon the theory of Dissociative Identity Disorder and its relevance to the appellant. If, upon completion of the proffer, the circuit court is of the opinion that the appellant’s insanity defense should not be presented to a jury, the circuit court shall make an appropriate disposition of the appellant in conformity with the above convictions, subject to a discretionary appeal to this Court. If, however, the circuit court is of the opinion that it committed error in not allowing such a defense to be presented, the circuit court shall award the appellant a new trial.

In so holding, we note that, for the reasons stated below, all other issues raised by the appellant in this appeal are without merit.

I

On August 12,1994, at approximately 11:30 p.m., Ms. Anne P. arrived at her apartment in the City of Parkersburg, Wood County, after leaving her employment at Camden-Clark Hospital for the evening. 1 Almost immediately thereafter, she was attacked by a stranger who had entered the apartment by way of a balcony. The assailant repeatedly struck Anne P. with his fists, threatened to kill her and pushed her into her bedroom where he pulled off her clothes. The assailant then forced her to perform oral sex upon him. During these events, Anne P. *482 screamed and resisted the assailant and was overheard by security guards patrolling in a nearby area. ■ According to the evidence of the State, as the security guards approached the apartment, they saw the appellant fleeing the premises with his pants undone. The security guards caught the appellant and held him until the police arrived. Anne P. was taken to Camden-Clark Hospital for medical treatment. At the hospital, it was determined that, in addition to being obviously upset, Anne P. had sustained bruises to the head, a cut lip, abrasions on her knees and was experiencing pain in her neck. While in custody, the appellant gave a statement to the police in which he confessed to the attack.

Following his indictment in January 1995, the appellant filed a motion to determine his criminal responsibility concerning the above events and his competency to stand trial. W. Va. Code, 27-6A-1 [1983]. The motion indicated that the appellant had a history of sexual offenses and psychiatric problems and that, in particular, he suffered from Multiple Personality Disorder. The diagnosis of Multiple Personality Disorder was evidenced by a 1988 report from Dr. Harry J. Coffey, a psychologist in Parkersburg. The circuit court granted the appellant’s motion and ordered that the appellant again be seen by Dr. Coffey. In addition, the circuit court ordered that the appellant be examined by Dr. Mario R. Schwabe, a psychiatrist in Parkers-burg.

As reflected in their respective written reports, both Dr. Coffey and Dr. Schwabe agreed that the appellant was competent to stand trial. Consequently, the circuit court so ruled in July 1995. However, Dr. Coffey and Dr. Schwabe disagreed with regard to the appellant’s criminal responsibility. According to Dr. Schwabe, the possible existence of “other personalities” within the appellant did not affect his criminal responsibility. On the other hand, Dr. Coffey’s report stated that “because of the existence of a severe mental disease or defect, Dissociative Identity Disorder (Multiple Personality Disorder), Mr. Lockhart is not criminally responsible for the sexual assault [.]” The circuit court thus indicated that the jury would hear “the opinions of the professionals,” and the appellant filed a notice that he intended to rely upon an insanity defense. W. Va. R.Crim. P. 12.2.

The appellant’s trial began on November 6, 1995, and, during the State’s case-in-chief, the above facts concerning the attack on Anne P. were developed before the jury. In addition, the appellant’s statement to the police was admitted into evidence. At the close of the State’s case-in-ehief the appellant moved for a judgment of acquittal. That motion, however, was denied.

The appellant’s first witness was Dr. Lee L. Neilan, a psychiatrist from Charleston, West Virginia. Dr. Neilan testified that she conducted a two hour examination of the appellant on November 2, 1995, and that based upon that examination, and upon a consideration of the appellant’s medical records, the appellant suffered from “Dissociative Disorder Not Otherwise Specified” at the time of the events in question. Dr. Neil-an qualified her testimony, however, by stating that her diagnosis was different from a diagnosis of Dissociative Identity Disorder. As Dr. Neilan specifically stated: “[Tjhere is a catch-all group called disassociation disorder, dissociative disorder, but it is called ‘not otherwise specified,’ which is a catch-all category which includes people who do not meet the full criteria for a dissociative identity disorder, but have some of the characteristics of that disorder.” The State objected to Dr. Neilan’s testimony, and an in camera discussion was then conducted. During the discussion, the circuit court concluded that the testimony of Dr. Neilan was speculative and without foundation with regard to the issue of the appellant’s criminal responsibility. Accordingly, the circuit court struck Dr. Neilan’s testimony from the trial and instructed the jury to disregard that testimony.

During the in camera

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Related

State v. Stewart
719 S.E.2d 876 (West Virginia Supreme Court, 2011)
State v. Lockhart
542 S.E.2d 443 (West Virginia Supreme Court, 2000)
State v. Hatfield
522 S.E.2d 416 (West Virginia Supreme Court, 1999)

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Bluebook (online)
490 S.E.2d 298, 200 W. Va. 479, 1997 W. Va. LEXIS 115, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-lockhart-wva-1997.