State v. Lockett

763 S.W.2d 281, 1988 Mo. App. LEXIS 1643, 1988 WL 126121
Missouri Court of Appeals·Decided November 29, 1988·No. No. 50239·Published

Opinions

KAROHL, Judge.

The sole remaining issue in defendant’s direct appeal consists of a claim that the trial court erred in ruling defendant did not make a prima facie case of racial discrimination in the state’s use of peremptory challenges during the trial. AH other matters on direct appeal were previously decided by an opinion of this court published on March 25, 1986, which affirmed defendant’s conviction on the charge of receiving stolen property and sentence of fifteen years imprisonment. We subsequently denied a motion for rehearing or transfer to the Supreme Court of Missouri.

On June 17, 1986 our Supreme Court ordered the appeal transferred. One of the grounds in the petition to transfer was that the United States Supreme Court decided Batson v. Kentucky, 476 U.S. 79,106 S.Ct. 1712, 90 L.Ed.2d 69 (1986) on April 30, 1986, eight days after the opinion of this court affirming conviction. On December 16, 1986 our Supreme Court decided the Batson holding should not be applied to those defendants, such as Morris Lockett, whose direct appeal was not final at the time United States Supreme Court decided Batson. State v. Lockett, No. 68186 (Mo. banc Dec. 16, 1986). That court also held [282]*282the other issues raised in this appeal were without merit. We therefore deny them. Rule 84.16

On January 13, 1987 two events occurred relating to the present Batson issue. On that day the Missouri Supreme Court denied appellant’s motion for rehearing. On the same day the Untied States Supreme Court decided that Batson had retroactive effect to “all cases, state or federal, pending on direct review or not yet final.” Griffith v. Kentucky, 479 U.S. 314, 107 S.Ct. 708, 716, 93 L.Ed.2d 649 (1987). Accordingly, our Supreme Court on February 17, 1987, sustained appellant’s motion to recall mandate, vacated the affirmance of conviction, reinstated the appeal and remanded to the trial court for a Batson hearing.

Because we find the trial court has not complied with the order of the Missouri Supreme Court we remand for further proceedings to conclude the required hearing. The language of the order follows:

On remand, the trial court is ordered to conduct an evidentiary hearing for the purpose of determining the validity of appellant’s constitutional claim under Batson. After the hearing, the trial court is to render findings of fact and conclusions of law as to whether appellant has established a prima facie case of purposeful discrimination and whether the State has presented a neutral explanation for using its peremptory challenges to strike Black veniremen. The trial court is to certify to this Court its findings of fact and conclusions of law. Upon receipt of the trial court’s certified findings and conclusions, this Court will take appropriate action consistent with the requirements of Batson.

After remand, trial counsel for appellant was allowed to withdraw and a special public defender entered his appearance on behalf of appellant. Thereafter, the trial court undertook a Batson hearing. We summarize the findings of fact which are relevant here:

1.Defense counsel did not ask the thirty-four veniremen to state of what racial group they considered themselves to be a member.
2. Defense counsel objected to the state’s use of its peremptory challenges for striking four individuals that she considered to be members of the black race.
3. On the first day of the Batson hearing fifteen members of the original jury panel appeared in court. Two of them stated on the record they were black. One of the two was stricken by the state and the other by defendant.
4. On the second day of the Batson hearing no additional veniremen appeared. Defendant’s trial counsel testified.

The two remaining findings are verbatim as follows:

10. That Beth Ferguson’s testimony that to her memory verniremen [sic] Brown, Ervin and Fauron were all members of the black race constituted conclusions without foundations. Beth Ferguson testified that she based her opinion on each person’s skin color, hair, facial features and voice. However, Beth Ferguson further testified that she was unable to recall specific details of each individual that lead her to reach such a conclusion. Hence Beth Ferguson’s assertions constitute mere conclusions without foundations.
11. That the defense has failed to establish that there were no other black people who remained on the venire panel after the State exercised its peremptory strikes. This Court does not know that there were no light-skinned black people or people of racially-mixed ancestry who remained on the venire panel because the defense failed to make an adequate record of such at either the original trial or at the evidentiary hearing on the motion. [Our emphasis.]

The conclusion of law was that the defense failed to make a prima facie showing that the state exercised purposeful discrimination in its use of peremptory challenges. The court expressly found it unnecessary that the state provide neutral explanations [283]*283of its strikes.1 Given the failure of the defense to factually establish the racial composition of the jury panel and the jury, the court concluded that defendant’s conviction should stand and he should not be granted the relief sought through his motion.

The narrow issue for decision is whether defendant made a prima facie showing by the testimony of defense counsel, if believed, that named venirepersons were black. See, State v. Antwine, 743 S.W.2d 51, 64 (Mo. banc 1987), cert. denied, — U.S. —, 108 S.Ct. 1755, 100 L.Ed.2d 217 (1988). The question of sufficiency does not depend upon credibility because at the hearing the trial court said for the record, “we know that Beth [trial counsel, the witness] is telling the truth. There’s no question about it.” The question depends upon manner of proof.

The testimony referred to was that of defendant’s trial counsel. She testified from her notes made during the jury selection process and after reviewing the official court transcript of the trial. When asked how she determined the race of the members of the panel of thirty-four she answered, without objection, “I looked at them during the time that they were brought into the courtroom. I looked at them at the time that each one of them took their seats in the courtroom. And I looked at them during the State’s voir dire and during the defendant’s voir dire.” When asked if any of the prospective jurors gave the appearance of being members of the black race she answered “[t]here were four of the jurors who I believed were members of the black race based upon their skin color, their facial characteristics, and occasionally by their voice.” When asked if she had any doubt they were members of the black race she answered “No. I had no doubt.”

She then identified, by name, four black venirepersons stricken by the state. She said there were no other black people on the panel other than the four within the thirty-one members used for the selection process.

Free access — add to your briefcase to read the full text and ask questions with AI

State v. Lockett, 763 S.W.2d 281, 1988 Mo. App. LEXIS 1643, 1988 WL 126121 (Mo. Ct. App. 1988).

763 S.W.2d 281 (State v. Lockett) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Batson v. Kentucky
476 U.S. 79 (Supreme Court, 1986)
Griffith v. Kentucky
479 U.S. 314 (Supreme Court, 1987)
State v. Antwine
743 S.W.2d 51 (Supreme Court of Missouri, 1987)
State v. Robinson
753 S.W.2d 36 (Missouri Court of Appeals, 1988)