State v. Lewis

645 P.2d 722, 32 Wash. App. 13, 1982 Wash. App. LEXIS 2833
CourtCourt of Appeals of Washington
DecidedMay 24, 1982
Docket4766-7-II
StatusPublished
Cited by18 cases

This text of 645 P.2d 722 (State v. Lewis) is published on Counsel Stack Legal Research, covering Court of Appeals of Washington primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Lewis, 645 P.2d 722, 32 Wash. App. 13, 1982 Wash. App. LEXIS 2833 (Wash. Ct. App. 1982).

Opinion

Petrie, J.

The State of Washington, pursuant to RAP 2.2(b)(2), appeals a pretrial order suppressing incriminating portions of a tape-recorded conversation made by defendant, William B. Lewis, to several members of the prosecutor's staff. The suppression hearing court held that Mr. Lewis did not voluntarily and unequivocally waive his right to have his attorney present at the time the recording was made. We reverse and remand for trial.

Lewis was under investigation by the Kitsap County Prosecutor's office for possible violations of state securities laws. The investigation centered on Lewis' placement of an advertisement in a Bremerton newspaper in October 1978 offering shares in a limited partnership known as Kitsap *15 Investment Associates. On September 6, 1979, Neal Yapa-chino, an investigator in the prosecutor's office, telephoned Lewis and arranged an interview with Lewis on the following day. Yapachino knew that the state securities administrator had previously sent a letter to Lewis advising that a similar advertisement placed by Lewis in May constituted a violation of RCW 21.20.160. The obvious purpose of the interview was to ascertain Lewis' knowledge of the illegality of the October advertisement.

On September 7, 1979, Lewis voluntarily went to Yapa-chino's office for the interview. Lewis was not escorted to the interview by law enforcement officers, was not under arrest when he arrived, nor was he arrested during the course of the interview. Likewise, Yapachino never informed Lewis that he was a suspect or under investigation. The interview was also attended by two deputy prosecutors, William Broughton and Ronald A. Franz. Yapachino first advised Lewis of his Miranda rights and then asked for permission to tape-record the interview.

After the tape recorder was turned on, Yapachino read-vised Lewis of his Miranda rights. Lewis acknowledged his understanding of these rights and responded as indicated in the margin. 1 Yapachino then asked several general ques *16 tions about Kitsap Investment Associates before Franz interrupted to seek a clarification of Lewis' "waiver" of rights and assertion of right to counsel. The following exchange then occurred:

Franz: Let me interject something here, before you go forward since Mr. Lewis has indicated that he isn't sure whether or not he wants to waive his right to remain silent and right to the presence of an attorney, you might get some clarification on that.
A. I believe gentlemen that if this is going to get into something deep where you're attempting to get me to incriminate myself then I should have an attorney present. If there is any questioning on that particular subject.
Q. Okay. Like I said before anything you say, can and will be used against you and I do intend to ask some "deep" questions so you "have the right not to answer those questions."
A. We may proceed.
Q. Okay, I can proceed. You will ... at this point I can ask some relevant questions to the issue and at this point in time you will allow me to proceed without an attorney?
A. I will, I will allow you to proceed at this point. I *17 don't know how deep you're going to go or if I've done anything wrong, I certainly hope not. But if we get into something that is beyond my knowledge, well then I'll just have to . . .
Q. Terminate at that point?
A. Terminate at that point.

(Italics ours.)

The interview then continued until it was terminated by Lewis after he realized that several of his answers indicated that when he placed the advertisement in October he knew from the security administrator's letter that the advertisement violated state securities laws. Lewis was not detained further, and he freely left the prosecutor's office.

At the CrR 3.5 hearing, the trial court suppressed that portion of Lewis' statement after the "clarification" exchange above. Findings of fact and conclusions of law were entered finding that (1) proceedings had reached the accusatory stage; (2) Lewis was not aware of the investigation; (3) Lewis conditionally asserted his right to have an attorney present; (4) Lewis' assertion of rights was not honored by the investigator; (5) Lewis did not voluntarily and unequivocally waive his right to have an attorney present; and (6) the totality of the circumstances indicated the inadmissibility of the statement.

The initial inquiry is whether Lewis was in custody for Miranda purposes when he made the incriminating statement. In order to trigger the protections afforded by Miranda v. Arizona, 384 U.S. 436, 16 L. Ed. 2d 694, 86 S. Ct. 1602, 10 A.L.R.3d 974 (1966), a suspect must be taken into custody or "otherwise deprived of his freedom of action in any significant way," and subjected to custodial interrogation. The State argues that, pursuant to the rule of Oregon v. Mathiason, 429 U.S. 492, 50 L. Ed. 2d 714, 97 S. Ct. 711 (1977), Lewis was not in custody and therefore Miranda warnings were not required. Under a strict application of Oregon v. Mathiason, supra, Lewis was not in physical custody because (1) he came to the interview voluntarily and of his own free will, (2) he was never placed *18 under arrest, and (3) he was free to terminate the interview and leave whenever he chose. The fact that Lewis was read his Miranda rights in the height of caution does not convert the interview into custodial interrogation.

Notwithstanding the fact that Lewis was not technically in custody, we do find that the interview was custodial interrogation subject to Miranda protections. Interrogation becomes "custodial" for Miranda purposes when the questioning officer already has probable cause to justify an arrest for the offense which is the subject of inquiry, regardless of whether the suspect is actually placed under physical arrest or not. State v. Creach, 77 Wn.2d 194, 461 P.2d 329 (1969); State v. Hilliard, 89 Wn.2d 430, 573 P.2d 22 (1977). Here there was probable cause to arrest Lewis for securities violations at the time he walked into Yapachino's office for the interview. Investigators knew that Lewis had violated securities laws by advertising in the newspaper, that he had been advised that he was in violation of the law; but that nevertheless he had readvertised. General investigation had ceased.

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Bluebook (online)
645 P.2d 722, 32 Wash. App. 13, 1982 Wash. App. LEXIS 2833, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-lewis-washctapp-1982.