State v. Lewis

348 A.2d 225, 137 N.J. Super. 167
CourtNew Jersey Superior Court Appellate Division
DecidedSeptember 26, 1975
StatusPublished
Cited by7 cases

This text of 348 A.2d 225 (State v. Lewis) is published on Counsel Stack Legal Research, covering New Jersey Superior Court Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Lewis, 348 A.2d 225, 137 N.J. Super. 167 (N.J. Ct. App. 1975).

Opinion

137 N.J. Super. 167 (1975)
348 A.2d 225

STATE OF NEW JERSEY, PLAINTIFF
v.
AGNES LEWIS, CONSTANCE CAPPETO AND ATLEY CAPPETO, DEFENDANTS.

Superior Court of New Jersey, Law Division.

Decided September 26, 1975.

*168 Mr. Ronald A. Abramowitz, Assistant Prosecutor for the State (Mr. Edward W. McGrath, Prosecutor of Union County, attorney).

Mr. Barry M. Epstein for defendant Agnes Lewis (Messrs. Reibel, Isaac, Tannenbaum & Epstein, attorneys).

Mr. Ralph G. Sullivan for defendants Constance Cappeto and Atley Cappeto (Messrs. Rinaldo and Rinaldo, attorneys).

TRIARSI, J.S.C.

This is a motion to dismiss the indictment wherein the question before the court appears to be one of first impression. Simply stated, does due process require the dismissal of an indictment where certain documentary evidence claimed to be essential to the defense was utilized by defendants in a prior civil proceeding in the Superior Court and inexplicably lost while in the custody and possession of that court or the clerk of the Surrogate's Court? Defendants make no allegation of negligence or misconduct on the *169 part of the prosecutor. A detailed statement of facts is indispensable to the proper resolution of this motion.

I

In May 1972 "The Matter of the Probate of the Alleged Will of James H. Lewis, James Hamilton Lewis and J. Hamilton Lewis, Deceased," was heard in the Superior Court of Union County, Probate Division. The will had been admitted to probate on May 5, 1971 by the Union County Surrogate, but decedent's son and daughter subsequently filed an order to show cause seeking to have the probate set aside on the ground that the signature on the will was a forgery. Defendant Agnes Lewis, the administratrix of the estate and proponent in the probate proceeding, was also named sole beneficiary. Defendants Constance Cappeto, decedent's sister-in-law, and Atley Cappeto, her son, were the subscribing witnesses to the will.

During the course of the Superior Court action each side presented expert testimony as to the authenticity of the signature, both Cappetos testifying that the will was genuine. Additionally, approximately 15 exhibits were introduced on behalf of the proponent and utilized by her to compare favorably with the questioned signature and to effectively cross-examine objectors' experts. All of these documents, along with the original will, have inexplicably vanished. Exhaustive efforts to locate them were made to no avail.

Approximately two years subsequent to the probate proceeding the present six-count indictment was returned against defendants by the Union County grand jury. Count one charges all defendants with conspiring to commit perjury, to utter forged instruments and to obtain money and property by false pretenses. Count two charges all defendants with attempting to obtain money and property by false pretenses. Count three charges Agnes Lewis and Constance Cappeto with uttering a forged instrument, to wit, a deputy card. Count four charges Agnes Lewis and Constance Cappeto *170 with uttering a forged instrument, to wit, the purported last will and testament of James H. Lewis. Counts five and six charge Constance and Atley Cappeto with perjury, respectively. The above charges, except for count three concerning the deputy card, are in varying degrees related to the authenticity of the alleged signature of James H. Lewis on the purported will. It is this relationship which forms the nexus between the probate proceeding and this indictment. Defendants now move to dismiss the entire indictment on the aforementioned grounds.

Initially, there was some confusion in attempting to explicitly identify those documents used by the proponent (one of the defendants) and now missing. However, I am satisfied after a review of the transcript of the probate matter and the testimony received on this motion that the following documents admitted into evidence were lost and cannot be located:

The original will (P-1) Six checks designated 691 (P-8), 704 (P-9), 732 (P-10), 924 (P-11), 930 (P-12), and 745 (P-18) Letter dated April 1, 1971 (P-4) Letter dated February 12, 1971 (P-5) Release of mortgage (P-6) Mortgage (P-7) Original contract of sale (P-13) Photographic collages (P-14 to 17).

II

The principle that a conviction violates the Due Process Clause of the Fourteenth Amendment to the United States Constitution where it has been obtained through suppression of evidence favorable to the accused has been announced in a long line of Supreme Court decisions, the most familiar of which is Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). Defendants properly cite Brady for the proposition that it is the duty of the State to disclose all evidence favorable to the defense, but they fail to make any allegation that the prosecutor willfully concealed *171 the evidence or has even been negligent in the matter. However, it is questionable whether such an allegation is required under Brady or any of the relevant federal cases:

We now hold that suppression by the prosecution of evidence favorable to an accused upon request violates due process where the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution. [373 U.S. at 87, 83 S.Ct. at 1197 emphasis supplied]

United States v. Heath, 147 F. Supp. 877 (D. Hawaii 1957), aff'd 260 F.2d 623 (9 Cir.1957), cited by defendants, seems to be the closest case on point. Unlike an actual "suppression" of evidence by the prosecution, defendant simply alleged that the government lost essential tax records seized from him by Internal Revenue agents and that it would be unfair to force him to go to trial without them. The government argued that the loss was not wilful but the court nevertheless dismissed the indictment, stating:

Shall this accused and the government now proceed to go through a lengthy and costly criminal trial known to be tainted with reversible error? * * * The fact that the records were lost and were not wilfully withheld from the accused may place the government in a more favorable moral light, but this is no comfort to the accused, nor does it aid him in the preparation of his defense to the charges contained in the indictment. [147 F. Supp. at 878]

Similarly, in United States v. Consolidated Laundries Corp., 291 F.2d 563 (2 Cir.1961), defendants who were charged with violations of sections one and two of the Sherman Act alleged that certain documents bearing on the testimony of a principal government witness which came to light in a subsequent civil action were negligently lost by the government during the criminal trial. The government disputed that any negligence was proved on its part, but the court reversed the conviction notwithstanding, stating that the government was the custodian of the evidence and had a duty to keep it "in such a manner that it would be *172 available for use upon the trial by all parties * * *" [at 570][1]

To be sure, in all of the above cases the prosecution played some part in the loss or suppression of the evidence in question. That the prosecution has acted without blemish certainly is a factor to be considered in determining the nature of relief, if any, a defendant is granted. United States v. Bryant, 142 U.S. App. D.C. 132, 439 F.2d 642 (D.C. Cir.1971) on remand 331 F. Supp.

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Bluebook (online)
348 A.2d 225, 137 N.J. Super. 167, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-lewis-njsuperctappdiv-1975.