State v. Kirk R.

812 A.2d 113, 74 Conn. App. 376, 2002 Conn. App. LEXIS 658
CourtConnecticut Appellate Court
DecidedDecember 31, 2002
DocketAC 21921
StatusPublished
Cited by2 cases

This text of 812 A.2d 113 (State v. Kirk R.) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Kirk R., 812 A.2d 113, 74 Conn. App. 376, 2002 Conn. App. LEXIS 658 (Colo. Ct. App. 2002).

Opinion

Opinion

FOTI, J.

The defendant appeals from the judgment of conviction, rendered after a jury trial, of two counts of sexual assault in the first degree in violation of General Statutes (Rev. to 1997) § 53a-70 (a) (2) and two [378]*378counts of risk of injury to a child in violation of General Statutes (Rev. to 1997) § 53-21 (2). The defendant was sentenced to a total effective term of twenty years incarceration, execution suspended after fifteen years, with thirty-five years of probation.2 The trial court, relying on § 53a-70 (b), imposed ten years of the fifteen year sentence of confinement as a mandatory minimum sentence. The defendant claims that as to the conviction of sexual assault in the first degree, the court improperly (1) removed a finding of an aggravating factor required under § 53a-70 (b) from the jury, thereby committing plain error, and (2) allowed the state to proceed with an information that failed to provide him with notice that he was exposed to a ten year mandatory minimum sentence in violation of his constitutional rights under article first, § 8, of the constitution of Connecticut and the sixth amendment to the United States constitution. The defendant also claims that the court improperly instructed the jury regarding how any questions it might have during its deliberations were to be presented to the court. We affirm the judgment of the trial court.

The jury reasonably could have found the following facts. The defendant sexually assaulted his stepdaughters several times between July, 1997, and September, 1998. One of the victims turned eight years old and the [379]*379other turned four years old during that time. Additional facts will be stated as necessary.

I

The defendant first claims that the court could not impose a mandatory minimum sentence of ten years pursuant to § 53a-70 (b)3 without having first submitted to the jury for its determination the question of the victims’ ages and that the failure to do so constituted plain error. We do not agree.

Before discussing the merits of the defendant’s claim, we note our standard of review. The defendant concedes that his claim was not properly preserved at trial. The defendant does not seek review pursuant to State v. Golding, 213 Conn. 233, 239-40, 567 A.2d 823 (1989),4 nor would such review be available because, as he also concedes, his claim is not one of “constitutional magnitude alleging the violation of a fundamental right”;5 id., [380]*380239; and therefore fails to satisfy the second prong of Golding.* ****6 Nevertheless, we agree with the defendant that we may review his claim under the plain error doctrine as set forth in State v. Velasco, 253 Conn. 210, 218-19 n.9, 751 A.2d 800 (2000);7 see also State v. Pierce, 69 Conn. App. 516, 521-22, 794 A.2d 1123, cert. granted, 261 Conn. 914, 806 A.2d 1056 (2002).

In Velasco, the defendant claimed that facts supporting a violation of General Statutes § 53-202k,8 which [381]*381authorizes a nonsuspendable five year addition to the sentence of one who is convicted of an underlying class A, B or C felony with a firearm, must be found by the jury rather than by the sentencing court. State v. Vel-asco, supra, 253 Conn. 213. Although the claim was unpreserved at trial, our Supreme Court reviewed the claim under the plain err or doctrine because it determined that the claim was essentially one of statutory interpretation. Id., 219 n.9.

On the basis of its statutory analysis,9 the Velasco court held that the legislature intended for the jury, not the court, to make the factual determinations required by the statute and that to do otherwise was error. The court’s analysis, however, did not end with its determination of plain error. Relying on Neder v. United States, 527 U.S. 1, 119 S. Ct. 1827, 144 L. Ed. 2d 35 (1999), the court further reviewed whether the error nonetheless was harmless.10 After determining under the facts of the case that the error was not harmless; State v. Velasco, supra, 253 Conn. 236; the court reversed the judg[382]*382ment, in part, directed that the sentence under § 53-202k be vacated and remanded the case for a new trial on that issue alone. Id., 249.

The defendant in the present case would have us decide, as in Velasco, that on the basis of statutory construction, the determination of whether a victim of sexual assault is younger than age ten is a question of fact that the court should give to the jury to determine beyond a reasonable doubt. Further, the defendant urges, on the basis of Velasco, that we should hold that the court committed plain error by sentencing him to serve a ten year minimum sentence wholly on the basis of the court’s own determination that the victims were younger than age ten. We decline to do so.

At issue is whether the legislature intended the fact that the victims were younger than ten years of age to be treated as an element of the offense that must be found by a jury or whether the legislature intended that to be merely a sentencing factor to be decided by the court. See Harris v. United States, 536 U.S. 545, 565, 122 S. Ct. 2406, 153 L. Ed. 2d 524 (2002). For the following reasons, we find the latter to be true.

“Statutory construction is a question of law and, therefore, our review is plenary. . . . [0]ur fundamental objective is to ascertain and give effect to the apparent intent of the legislature. ... In seeking to discern that intent, we look to the words of the statute itself, to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter. . . .

“Several additional tenets of statutory construction guide our interpretation of a penal statute. . . . [C]rim-inal statutes are not to be read more broadly than their language plainly requires and ambiguities are ordinarily [383]*383to be resolved in favor of the defendant. . . . [U]nless a contrary interpretation would frustrate an evident legislative intent, criminal statutes are governed by the fundamental principle that such statutes are strictly construed against the state.” (Citations omitted; internal quotation marks omitted.) State v. Velasco, supra, 253 Conn. 219-20.

The defendant does not argue that the language of § 53a-70 is in any way unclear or ambiguous. Section 53a-70 (a) is the substantive section of the statute and provides the elements that constitute sexual assault in the first degree. Section 53a-70 (b) is the penalty portion of the statute and provides that a violation of the statute is a class B felony,11

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Related

State v. Kirk R.
857 A.2d 908 (Supreme Court of Connecticut, 2004)

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Bluebook (online)
812 A.2d 113, 74 Conn. App. 376, 2002 Conn. App. LEXIS 658, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-kirk-r-connappct-2002.